FOI Request LEX3388, Schedule of Released Documents [PDF 160KB] (pdf)
Download cached file | Download from AEC--- Page 1 --- Attachment A – Schedule of Relevant Documents Document No. Document Title Exemption Decision on access 1 2 3 4 5 6 Commission Paper Attachments to Commission Paper S 47F, s 42 See below Attachment A Notice of delegate’s decision to deregister VOTEFLUX.ORG | Upgrade Democracy! and statement of reasons dated 24 March 2022 Attachment B Minute to delegate to recommending deregistration under s 137(6) of the Electoral Act of the Party VOTEFLUX.ORG | Upgrade Democracy! dated 24 March 2022 S 47F Attachment C [Redacted] application for review under s 141(2) of decision to deregister VOTEFLUX.ORG | Upgrade Democracy! dated 14 April 2022 Attachment D [Redacted] application for review under s 141(2) of decision to deregister VOTEFLUX.ORG | Upgrade Democracy! dated 26 April 2022 Attachment E [Redacted] application for review under s 141(2) of decision to deregister VOTEFLUX.ORG | Upgrade Democracy dated 6 May 2022 S 47F Edited copy See below Access in full –[LINK] Edited copy Access in full Edited copy Edited copy 10 Mort Street, Canberra ACT 2601 P 02 6271 4411 F 02 6293 7601 www.aec.gov.au --- Page 2 --- Document No. Document Title Exemption Decision on access 7 8 9 10 11 12 13 14 15 Attachment F Email from AEC Party Registration Section confirming that [Redacted] name not on the list of party members submitted by VOTEFLUX.ORG | Upgrade Democracy! dated 27 June 2022 Attachment G Email from Commission Secretariat to [Redacted] requesting further information for the application for review dated 4 July 2022 Attachment H – [Redacted] Attachment I – [Redacted] Attachment J Guide for registering a party by the AEC dated 10 September 2021 Attachment K –Commission meeting minutes endorsing current party registration testing membership methodology dated 6 October 2021 Attachment L –Commission methodology minutes and consideration of methodology dated 20 March 2016 Attachment M Extract of ABS sample size calculator set to risk rejection at 6% for rejecting a valid list S 47F S 47F S 42 S 42 S 47F S 47F Attachment N Letter from delegate to VoteFlux.Org | Upgrade Democracy requesting a list of 1500-1650 members dated 8 October 2021 S 47F Edited copy Edited copy Exempt in full Exempt in full Release in full – [LINK] Edited copy Release in full – [LINK] Release in Full Edited copy 10 Mort Street, Canberra ACT 2601 P 02 6271 4411 F 02 6293 7601 www.aec.gov.au --- Page 3 --- Document No. Document Title Exemption Decision on access 16 17 18 19 20 21 22 Attachment O VOTEFLUX.ORG | Upgrade Democracy! submitted membership list of 1649 members to the delegate of the Commission dated 7 December 2022 Attachment P Letter from delegate to VOTEFLUX.ORG | Upgrade Democracy! enclosing s138A notice of intention to deregister 13 January 2022 Attachment Q Statement from VOTEFLUX.ORG | Upgrade Democracy! enclosing list of 4,680 members dated 13 February 2022 S 47F S 47F S 47F Attachment R Email from delegate of the Commission instructing to take top 1,650 names from list provided by the party, dated 2 March 2022 S 47F, s 42 Attachment S Results of membership testing of second list submitted by VOTEFLUX.ORG | Upgrade Democracy! On 13 February 2022, dated 18 March 2022 Attachment T Email from Secretariat to Mr Max Kaye – invitation to provide further material and another membership list dated 24 June 2022 Attachment U Email from Secretariat to [Redacted] – invitation to provide submissions and further comments dated 29 June 2022 S 47F S 47F S 47F Edited copy Edited copy Edited copy Edited copy Edited copy Edited copy Edited copy 10 Mort Street, Canberra ACT 2601 P 02 6271 4411 F 02 6293 7601 www.aec.gov.au --- Page 4 --- Document No. Document Title Exemption Decision on access 23 24 25 26 27 28 29 30 31 Attachment V Results of membership testing from first list submitted by VOTEFLUX.ORG | Upgrade Democracy! dated 5 January 2022 Attachment W - Advice from ABS Chief Methodologist on sampling and methodology used dated 29 July 2022 Attachment X Testing sample list from Services Australia confirming that [Redacted] response was recorded as a confirmation Supplementary Attachments to the Commission Paper Supplementary Attachment 1 - [Redacted] Supplementary Attachment 2 – Letter to Mr Tom Rogers, AEC from Dr Gruen AO, Australian Statistician regarding non-parliamentary political party membership testing methodology dated 2 September. Supplementary Attachment 3 BS Party membership testing methodology table Supplementary Attachment 4 - Initial estimate and quote from Party Registration team at the AEC of potentially increasing the sample size of testing dated 19 September 2022 Notice to applicant of internal review Notice to Voteflux of internal review S 47F S 47F S 47F S 42 S 47F S 47F S 47F Edited copy Edited copy Edited copy See below Exempt in full Edited copy Release in full Edited copy Edited copy Release in full – [LINK] 10 Mort Street, Canberra ACT 2601 P 02 6271 4411 F 02 6293 7601 www.aec.gov.au --- Page 5 --- 10 Mort Street, Canberra ACT 2601 P 02 6271 4411 F 02 6293 7601 www.aec.gov.au
The document, "Attachment A – Schedule of Relevant Documents," lists 31 items considered by the Australian Electoral Commission (AEC) in relation to the deregistration of VOTEFLUX.ORG | Upgrade Democracy! (VFUD). Each entry provides the document's title, any applied FOI exemption, and the access decision.
This schedule is directly relevant to the FOI request concerning VFUD's deregistration. It itemises the key records that support and detail the events described in the request overview, including:
* The delegate's decision to deregister VFUD and the supporting rationale (Doc 3, 4).
* VFUD's submitted membership lists (Doc 16, 18) and the results of their testing (Doc 20, 23).
* Crucially, it includes the email instructing the non-random sampling of VFUD's second list (Doc 19), which directly corroborates the "procedural error" acknowledged by the AEC Commission.
* It also lists documents pertaining to the AEC's established membership testing methodology (Doc 10, 11, 12, Supp 3) and external advice received regarding it (Doc 24, Supp 2), which addresses VFUD's claims of a flawed methodology and the AEC's subsequent review.
* The schedule also covers the various applications for internal review submitted by VFUD (Doc 5, 6, 7) and related communications.
In essence, this document serves as an index to the evidentiary basis for the AEC's deregistration decision and the subsequent internal review, directly aligning with the scope of the FOI request.
LEX3388 documents [ZIP 12.4MB] (zip)
Download cached ZIP | Download from AECZIP Contents
- Document 30 - Notice of decision on review to applicant _DL (A2264256).pdf (pdf)
- Document 31 - Notice of Decision - on review to Voteflux Redacted (A2264258)_DL.pdf (pdf)
- Document No 1 - Commission Paper Redacted (A2264220)_DL.pdf (pdf)
- Document No 2 - 25 - Combined Attachments to Commission Paper Redacted (A2264222)_DL.pdf (pdf)
- Document No 26 - 29 - Supplementary Attachments Redacted (A2264240)_DL.pdf (pdf)
Document 30 - Notice of decision on review to applicant _DL (A2264256).pdf (pdf)
Download file--- Page 1 --- Document No 30 AEC reference: LEX1984 By email: Dear Request for review of decision under s 141 of the Commonwealth Electoral Act 1918 1. 2. The Australian Electoral Commission (‘the Commission’) refers to your email dated 6 May 2022, in which you requested that the Commission review the delegate’s decision to deregister VOTEFLUX.ORG | Upgrade Democracy! (VFUD) under section 137(6) of the Commonwealth Electoral Act 1918 (‘Electoral Act’). This letter is to notify you that the Commission has decided that it is unable to review the delegate’s decision at your request. Your application 3. 4. 5. On 6 May 2022, the Commission Secretariat received an email from you, requesting a review of the delegate’s decision to deregister VFUD under section 137(6) of the Electoral Act (‘delegate’s decision’). In your email, you stated that you were linked to an article on VFUD’s website “via one of their communication channels: https://www.voteflux.org/2022/04/20/wrongful- deregistration/” and agreed with the reasoning in that article for VFUD’s belief that “their deregistration was unfair/unjust”. You also stated that “there is no reason not to poll the list of active memberships extensively to reach the firmest result” and that VFUD “pose a plausible attempt at contesting the status quo and creating a better life for all Australians”. The Commission notes that no action could lawfully be undertaken regarding your application from 11 April 2022 when the writs were issued for the recent federal election until writs were returned on 23 June 2022. Page 1 s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy) --- Page 2 --- Decision 6. The Commission has considered your request and has decided that the Commission is unable to review the delegate’s decision at your request, because you are not a person “affected by” the delegate’s decision within the meaning of section 141(2) of the Electoral Act. Material taken into account 7. In making this decision, the Commission has had regard to the material before it, including: (a) your email dated 6 May 2022 requesting a review of the delegate’s decision; (b) the delegate’s decision and notice dated 24 March 2022 setting out her reasons for that decision; (c) the material and other information before the delegate in making the delegate’s decision, including the list of 1,649 names provided by VFUD on 7 December 2021 (7 December 2021 list); the list of 4,680 names provided by VFUD under cover of a letter dated 13 February 2022 (13 February 2022 list); and the results of membership testing of the 7 December 2021 list and the 13 February 2022 list set out at [16]-[24] of the delegate’s reasons for decision; (d) correspondence between the Commission Secretariat and you, including the emails sent by the Commission Secretariat to you dated 24 June 2022 and 4 July 2022; (e) Part XI of the Electoral Act, in particular section 141. Section 141 of the Electoral Act 8. Section 141(2) of the Electoral Act provides for making an application to the Commission for review of a “reviewable decision”. A decision to deregister a political party under s 137(6) of the Electoral Act is a “reviewable decision”. 9. Sections 141(2) and 141(3) of the Electoral Act require the application: • be in writing; • be made to the Commission; • specify an address of the applicant; and • include reasons for making the application. Your request for review met these requirements. Page 2 --- Page 3 --- 10. In addition, section 141(2) provides that an application can only be made: • by a person affected by the decision who is dissatisfied with the decision; and • within the period of 28 days after the day on which the decision first comes to the notice of the person, or within such further period as the Commission (either before or after the expiration of that period) allows. 11. By an email dated 24 June 2022, the Commission Secretariat advised you that the writ for the recent election had been returned; that the Commission was therefore able to process your request; and that if you wished to submit an updated application or additional material, you were able to do so. By a further email dated 4 July 2022, the Commission Secretariat specifically referred to the statutory requirements in section 141(2) and invited you to provide such further submissions or comments as you wished. The Commission notes that the Commission Secretariat received no response to its emails of 24 June 2022 and 4 July 2022. 12. On the material before it, the Commission is not satisfied that you are a person “affected by” the decision within the meaning of section 141(2) of the Electoral Act, although it accepts that you are dissatisfied with that decision. 13. 14. 15. The term “person affected” is not defined in the Electoral Act and has not received judicial consideration in the context of electoral law. Judicial consideration of the term in other contexts indicates that the meaning of the term in section 141(2) of the Electoral Act is referable to Part XI of the Electoral Act, having regard to the subject, scope and purpose of the Act as a whole. Your email of 6 May 2022 shows that you are dissatisfied with the delegate’s decision to deregister VFUD under section 137(6) of the Electoral Act, but this does not establish that you are a person “affected by” the delegate’s decision within the meaning of section 141(2) of the Electoral Act. The Commission is of the view that a person is not “affected by” a decision to which section 141(2) applies simply because the person is an elector enrolled on the Commonwealth Electoral Roll or a member of the Australian general public. The material before the Commission does not indicate that you have any particular connection to the delegate’s decision or to VFUD (for example, as a member of the Party). This material does not indicate that the delegate’s decision would have any particular consequence for you other than as an elector or member of the public. Having regard to the terms of section 141(2), Part XI of the Electoral Act and the Act as a whole, the Commission has concluded that this is not sufficient to make you a person “affected by” the delegate’s decision for the purpose of section 141(2) of the Electoral Act. Page 3 --- Page 4 --- 16. 17. Accordingly, the Commission is of the view that you are not a “person affected” by the delegate’s decision to deregister VFUD under section 137(6) of the Electoral Act and that you are therefore not eligible to apply for a review of that decision under section 141 of the Electoral Act. Other matters The Commission notes that the Commission Secretariat has received other applications for review of the delegate’s decision to deregister VFUD from two other individuals who contest the delegate’s decision for the same or similar reasons to your own. The Commission accepts that these individuals are “persons affected” by the delegate’s decision and otherwise eligible to apply for a review of the delegate’s decision. The Commission proposes to publish the outcome of its review of the delegate’s decision on the AEC website. Statement of review rights 18. A statement of review rights in respect of this decision is enclosed. Page 4 --- Page 5 --- Yours sincerely, The Hon Justice Susan Kenny AM Chairperson September 2022 Mr Tom Rogers Electoral Commissioner September 2022 Dr David Gruen AO Australian Statistician (non-judicial member) September 2022 Page 5 --- Page 6 --- Your review rights Under s 141(5) of the Electoral Act, a person (including an organisation) affected by the Commission’s decision who is dissatisfied with the decision may make an application to the Administrative Appeals Tribunal (‘the AAT’) for review of the decision. How is an application made to the AAT for a review of a Commission decision? In accordance with s 29 of the Administrative Appeals Tribunal Act 1975, the application must: (a) be made in writing; (b) be accompanied by any prescribed fee; (c) contain a statement of reasons for the application; and (d) be made within the prescribed time. The application should also: (a) specify the name of the applicant; and (b) include an address at which documents in relation to the AAT proceedings may be given. More information on how to apply to the AAT can be found on the AAT website: https://www.aat.gov.au/apply-for-a-review. Prescribed fee The AAT’s standard application fee is $962. In certain circumstances, an applicant may be entitled to pay a reduced fee of $100. If an applicant pays the standard application fee and the AAT review is resolved in the applicant’s favour, the AAT will refund the difference between the standard application fee and $100. There is no refund if the applicant paid the reduced fee of $100. Further information about fees is available on the AAT website: https://www.aat.gov.au/apply-for-a-review/other-decisions/fees. Prescribed time You may apply to the AAT for review of the Commission’s decision during the period commencing on the day on which the Commission’s decision was made and ending on the twenty-eighth day after this letter was given to you. The AAT may extend the time for making an application to the AAT for a review of a decision, if an application for extension is made in writing to the AAT and the AAT is satisfied that it is reasonable in all the circumstances to do so. Page 6 --- Page 7 --- Further information about time limits is available on the AAT website: https://www.aat.gov.au/apply-for-a-review/other-decisions/time-limits. Conduct of a review by the AAT The AAT can exercise the same powers and discretions as the Commission to make a decision on an application to register a party in the Register afresh and make a decision to either: • • • affirm the decision under review; vary the decision under review; or set aside the decision under review and: o make a decision in substitution for the decision set aside; or o remit the matter for reconsideration in accordance with any directions or recommendations of the AAT. Further information about the review process can be found on the AAT website: https://www.aat.gov.au/steps-in-a-review/other-decisions. Freedom of Information Under the Freedom of Information Act 1982 (‘the FOI Act’), any person has the right to request access to documents held by the Commission. For more information about access to documents under the FOI Act, please visit the Commission’s “Access to AEC information” webpage at: www.aec.gov.au/information- access/index.htm. Should you have any further queries regarding the Commission’s decision, please contact the Commission Secretariat by emailing commission.secretariat@aec.gov.au. Page 7
Summary of Document 30 and its Relevance to the FOI Request
Document 30 is a letter from the Australian Electoral Commission (AEC) dated September 2022, informing an applicant that their request for a review of the decision to deregister VOTEFLUX.ORG | Upgrade Democracy! (VFUD) has been declined.
The AEC's primary reason for declining the review was that the applicant was not deemed a "person affected by" the delegate's deregistration decision, as required by section 141(2) of the Commonwealth Electoral Act 1918. The AEC determined that merely being an enrolled elector, a member of the general public, or expressing dissatisfaction with the decision was insufficient to establish the necessary connection or particular consequence. The applicant had cited a VFUD website article and general agreement with the party's claims of unfair deregistration as their basis for the review request, but provided no evidence of specific ties to VFUD (e.g., as a member).
The letter confirms that the delegate's decision to deregister VFUD was made on 24 March 2022. It notes that the delegate considered the results of membership testing on two lists provided by VFUD: 1,649 names on 7 December 2021 and 4,680 names on 13 February 2022. The AEC also states that it has received other applications for review of VFUD's deregistration from individuals it considers "persons affected" by the decision, and the outcome of those reviews will be published. The applicant is advised of their right to seek review of this specific decision (that they are not a "person affected") by the Administrative Appeals Tribunal (AAT).
Relevance to the FOI Request:
This document directly relates to the FOI request by providing administrative context to the deregistration of VFUD. It confirms key dates and details surrounding the process:
* It establishes the delegate's deregistration decision date as 24 March 2022.
* It corroborates the involvement of the two membership lists mentioned in the FOI overview (the 7 December 2021 list of 1,649 names and the 13 February 2022 list of 4,680 names) as integral to the delegate's original decision.
* While not detailing the specific reasons for deregistration (e.g., methodology flaws), the document demonstrates that the deregistration was contested and led to multiple attempts at administrative review, highlighting the contentious nature of the AEC's decision and the party's subsequent efforts to challenge it. It shows the process for review and the AEC's criteria for eligibility for such reviews.
Document 31 - Notice of Decision - on review to Voteflux Redacted (A2264258)_DL.pdf (pdf)
Download file--- Page 1 --- Document No 31 AEC reference: LEX1994 By email: By email: Dear and Review of decision under s 141(4) of the Commonwealth Electoral Act 1918 – notice of decision under s 141(7) 1. 2. 3. and The Australian Electoral Commission (the Commission) refers to the written applications made by respectively (applications for review), for review of the delegate’s decision to deregister VOTEFLUX.ORG | Upgrade Democracy! (VFUD) under section 137(6) of the Commonwealth Electoral Act 1918 (Electoral Act) (the delegate’s decision). by emails dated 14 April 2022 and 26 April 2022 The Commission notes that no action could lawfully be undertaken regarding the applications for review from 11 April 2022 when the writs were issued for the recent federal election until writs were returned on 23 June 2022. The applications for review were made under section 141(2) of the Electoral Act. In conformity and with section 141(7), this letter is to notify the review applicants ( and (who received written notice of the delegate’s decision as the Registered Officer of VFUD) that the Commission has reviewed the delegate’s decision and affirmed the decision under review. Notice of decision – s 141(7) 4. 5. The Commission has reviewed the delegate’s decision of 24 March 2022 to deregister VFUD. The Commission has affirmed the decision under review pursuant to section 141(4)(a) of the Electoral Act. Page 1 s s 4s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacys 47F (Personal Privacy) --- Page 2 --- Reasons for making this decision 6. In making this decision, the Commission has had regard to the material before it, including: (a) the applications for review and related correspondence between the review applicants and the Commission Secretariat (including submissions in support of the applications for review); (b) the delegate’s decision made under section 137(6)(a) of the Electoral Act to deregister VFUD, with the notice of the reasons for the decision under section 137(6)(b) of the Electoral Act dated 24 March 2022 (reasons for decision); (c) the material and other information before the delegate in making the delegate’s decision, including the list of 1,649 names provided by VFUD on 7 December 2021 (7 December 2021 list); the list of 4,680 names provided by VFUD under cover of a letter dated 13 February 2022 (13 February 2022 list); and the results of membership testing of the 7 December 2021 list and the 13 February 2022 list set out at [16]-[24] of the delegate’s reasons for decision; (d) correspondence between the Commission Secretariat and VFUD’s Registered Officer ( relating to the Commission’s review of the delegate’s decision; (e) the methodology for testing membership lists as outlined in the AEC’s Party Registration Guide and published on its website (Methodology); (f) Part XI of the Electoral Act. Mr Kaye’s submissions 7. In summary, in support of his application for review, submitted that: (a) VFUD has at least 1,500 members, as VFUD submitted a membership list of 4,680 names to the Commission; (b) the Methodology is an invalid means of testing whether a political party, not being a Parliamentary party, has “at least 1,500 members” for the purposes of section 137 of the Electoral Act, because the Methodology involves testing only a sample of the names on a party membership list limited to 1,500 – 1,650 names; (c) the Methodology erroneously assumes that a membership list limited in this way is an exhaustive list of the relevant party’s members; (d) the Methodology may lead to a high probability of rejecting a valid list in some circumstances, and in the case of VFUD, the methodology used by the delegate resulted in a 99% fail rate; (e) the filtering out of the names on a membership list that cannot be matched to the Electoral Roll (or otherwise excluded) without replacement increases the chance that a valid list will be rejected; Page 2 s 47F (Personal Privacy)s 47F (Personal Privacy --- Page 3 --- (f) the delegate’s determination to test only the top 1,650 names on the 13 February 2022 list, rather than selecting names at random from that list, invalidated the testing and was unfair; (g) the AEC does not provide information or feedback as to the outcome of membership testing for each individual checked against the Electoral Roll or asked to confirm membership, and this is procedurally unfair; and (h) VFUD must be re-registered pending the outcome of review. submissions 8. In summary, in support of his application for review, submitted that: (a) VFUD should have been provided with a list of members who confirmed or denied membership in the testing process and details of the timeframe for responses sought from them; (b) the Commission should review the statistical method used in relation to the “top” 1,650 names taken from the 13 February 2022 list for testing, and whether this resulted in error; and (c) the Commission should provide the mathematical proof of the sampling method used, and review the method and determine the rate at which this method would return a false negative. Methodology 9. The Commission noted that the Electoral Act does not provide a method for ascertaining whether a political party satisfies the numerical membership requirements of the Electoral Act. The Commission considered the Methodology (as outlined in the AEC’s Party Registration Guide) for determining whether a non-Parliamentary party satisfies these membership requirements. The Commission noted that the Methodology was the same as the sampling methodology recommended by the Australian Bureau of Statistics (ABS). The Commission concluded that the Methodology was appropriate for this purpose. 10. In summary, the Methodology requires: (a) the provision of a membership list of between 1,500 and 1,650 names for membership testing; (b) the removal from that list of: i. names that cannot be matched, either via an automated process or manually, to the Electoral Roll; ii. names relied on by another party for the purpose of registration or continued registration; iii. duplicate names. Page 3 s 47F (Personal Privacy)s 47F (Personal Privacy) --- Page 4 --- --- Page 5 --- --- Page 6 --- --- Page 7 --- --- Page 8 --- The AEC requires a party to choose a maximum of 1,650 members for the membership list included with their application. The AEC will return a membership list in excess of 1,650 members and ask the party to lodge the membership list with between 1,500 and 1,650 members. The Commission further notes that the delegate did not in fact return the 13 February 2022 list, which contained the names of 4,680 individuals. Rather, contrary to the Guide and the Methodology, the delegate instructed an officer of the Commission to take the top 1,650 names to create another list (the top 1,650 names list) and to test the top 1,650 names list as described above. The Commission accepts that it cannot draw any relevant conclusion from this testing process. The Commission has therefore placed no weight on its results. The Commission accepts the relevant submissions of and submissions further. in this regard, and it is unnecessary to consider these 22. The Commission rejects the submission that the fact that VFUD provided a list of 4,680 names to the Commission was sufficient evidence that VFUD has at least 1,500 members. The Commission could not be satisfied that VFUD met the numerical membership requirements of the Electoral Act on this basis alone; and the Commission was unable to test this list in accordance with the Methodology, which is in all the circumstances a rational, practical and fair way of testing the membership requirements of a non-Parliamentary party under the Electoral Act. 23. The Commission also notes that the review applicants made criticisms of a more general nature regarding various aspects of the Methodology. The Commission’s response to these criticisms is set out below. Filtering 24. Both and objected to the Commission’s practice of filtering out the names on a membership list that cannot be matched to the Electoral Roll (or are otherwise excluded) without seeking to replace those names with the names of any additional members that a party may be able to provide on the basis that it increases the error rate. 25. The Commission rejects the submission that the filtering out of these names from a membership list containing between 1,500 to 1,650 names increases the error rate (that is, the risk of erroneously rejecting a submitted membership list that in fact contains 1,500 party members). The names taken out of such a list at this stage of the process are duplicate names and the names of people who are ineligible to be included in counting the members of a non- Parliamentary Party (being the deceased, those not enrolled on the Electoral Roll, individuals under 18 years or relied on for registration purposes by another party (see section 123A)). It is only after these names have been taken out of a submitted list that the membership testing sample size and maximum number of permitted denials can be properly calculated in accordance with the Methodology. The membership testing sample size is calculated relative to the size of the list of names after filtering, not before. For example, one party could submit a list of 1650 names, 150 of which need to be filtered out. Another party could submit a list of 1500 names, none of which need to be filtered out. The sample size for both parties, in accordance with ABS advice, would be 18 individuals, with 0 denials permissible to pass testing. The Page 8 s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacys 47F (Personal Privacy --- Page 9 --- probably of rejecting a valid list of 1500 members for either hypothetical party will be 0%. Clearly, the error rate remains the same in both hypothetical cases, and does not increase because one party has had more names filtered out. 26. Both and challenged the fact that the Commission did not as a matter of practice provide parties with details of the individuals affirming or denying party membership. The Commission rejects the proposition that this constitutes a denial of procedural fairness. The identity of these individuals is not relevant to the Commission’s inquiry, the purpose of which is to establish whether the party meets the numerical membership requirements under and in accordance with the Electoral Act by testing a membership list supplied by a party for have proposed any other relevant registration purposes. Neither purpose. In keeping with the relevant purpose, and in conformity with section 137(2) of the Electoral Act and the interests of procedural fairness, the delegate gave VFUD an opportunity to provide a statement setting out why VFUD should not be deregistered under section 137. responded by letter dated 13 February 2022, both VFUD’s Registered Officer, challenging the Methodology and providing the 13 February 2022 list. Excess Capacity argument 27. In his “excess capacity” argument, contends that the Commission’s membership testing process assumes, contrary to fact, that the 1,500 to 1,650 names submitted on a list of the kind sought by the Commission are the only members of the relevant party. to demonstrate the weaknesses of this assumption by reference to statistical analyses in relation to a “hypothetical case” consisting of a party with 9,000 members, of whom 4,500 are not “validatable”, 1,800 would deny membership if asked by the AEC and 2,700 would be “legitimate”. These analyses proceed on the basis that the “hypothetical party” has provided a list to the Commission comprising 1,650 party members who have been randomly selected from its pool of 4,500 “validatable” members. sought 28. In response to this argument, the Commission notes that the composition of the list provided for the purpose of membership testing is for the party to determine. As noted above, the Commission expects that a list provided for the express purpose of numerical membership testing will be a high quality one, that is, a list that the party considers accurately records the names of at least 1,500 party members (noting that the party can in fact submit up to 1,650 names). Accordingly, the Commission rejects the hypothetical case and statistical analyses because they start from the premise that it is reasonable for a party to provided by provide a list of members who have been randomly selected without regard to whether those members would likely meet the requirements of the Electoral Act. Alternative Methodology 29. While not raised by the review applicants, the Commission notes for completeness the alternative methodology proposed by letter to the delegate. That alternative methodology, as articulated in the response, is as follows: on behalf of VFUD in his 13 February 2022 Page 9 s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacys 47F (Personal Privacys 47F (Personal Privacys 47F (Personal Privacy --- Page 10 --- Bonus: a decisively superior methodology at no additional cost We note that the AEC could, at very little cost (time, energy, expense, etc), dramatically increase the confidence of their membership testing by accepting lists of more than 1650 members and following this procedure: 1. Automatically match all possible members against the electoral roll (as is already done). The cost of automatically matching names against the electoral roll is constant regardless of the input size (because it is done by computer). If less than 1650 names are automatically matched, proceed to manual verification (as is done currently) and stop at 1650. Note that this will only ever save the AEC time and money. It is economically rational to do this. 2. Where more than 1650 members can be automatically matched, record this number. 3. Select 1650 names from that list and conduct 53 trials. use the failure rate to estimate the probability of a member being valid. 4. Use this probability, combined with the length of the list in step (2) to estimate the valid membership population of the party being tested. 5. Calculate error measurements and confidence intervals, etc. (Or evaluate against predetermined thresholds.) 6. Determine eligibility. 30. In assessing this argument, it should be borne in mind that, both before the delegate and on review, a party’s task is to show the Commission that it should not be deregistered for the reason set out in the notice given under section 137(1) of the Electoral Act. The Commission also observes that registration under the Electoral Act confers on political parties a number of benefits – including the provision of public funds if certain additional criteria are met. It is, therefore, incumbent on VFUD in this case to demonstrate to the Commission that it should not be deregistered for the reason set out in section 137(1)(b) of the Electoral Act, being the reason set out in the notice. 31. The Commission does not consider the proposed alternative methodology to be appropriate for the purpose of determining whether a party has 1500 members in accordance with the Electoral Act. This is because such proposed alternative methodology requires the Commission to assume that the results of testing conducted on a random sample of 1,650 names drawn from a broader list of members may reasonably be relied upon to form a view on the probability that that broader list (which may be many multiples of 1,650) contains 1,500 members who meet the requirements of the Electoral Act. The Commission is not persuaded that such an assumption would be justified. Statement of review rights 32. A statement of review rights in respect of this decision is enclosed. Page 10 --- Page 11 --- Yours sincerely, The Hon Justice Susan Kenny AM Chairperson September 2022 Mr Tom Rogers Electoral Commissioner September 2022 Dr David Gruen AO Australian Statistician (non-judicial member) September 2022 Page 11 --- Page 12 --- Your review rights Under s 141(5) of the Electoral Act, a person (including an organisation) affected by the Commission’s decision who is dissatisfied with the decision may make an application to the Administrative Appeals Tribunal (‘the AAT’) for review of the decision. How is an application made to the AAT for a review of a Commission decision? In accordance with s 29 of the Administrative Appeals Tribunal Act 1975, the application must: (a) be made in writing; (b) be accompanied by any prescribed fee; (c) contain a statement of reasons for the application; and (d) be made within the prescribed time. The application should also: (a) specify the name of the applicant; and (b) include an address at which documents in relation to the AAT proceedings may be given. More information on how to apply to the AAT can be found on the AAT website: https://www.aat.gov.au/apply-for-a-review. Prescribed fee The AAT’s standard application fee is $962. In certain circumstances, an applicant may be entitled to pay a reduced fee of $100. If an applicant pays the standard application fee and the AAT review is resolved in the applicant’s favour, the AAT will refund the difference between the standard application fee and $100. There is no refund if the applicant paid the reduced fee of $100. Further information about fees is available on the AAT website: https://www.aat.gov.au/apply-for-a- review/other-decisions/fees. Prescribed time You may apply to the AAT for review of the Commission’s decision during the period commencing on the day on which the Commission’s decision was made and ending on the twenty-eighth day after this letter was given to you. The AAT may extend the time for making an application to the AAT for a review of a decision, if an application for extension is made in writing to the AAT and the AAT is satisfied that it is reasonable in all the circumstances to do so. Page 12 --- Page 13 --- Further information about time limits is available on the AAT website: https://www.aat.gov.au/apply-for-a-review/other-decisions/time-limits. Conduct of a review by the AAT The AAT can exercise the same powers and discretions as the Commission to make a decision on an application to register a party in the Register afresh and make a decision to either: • • • affirm the decision under review; vary the decision under review; or set aside the decision under review and: o make a decision in substitution for the decision set aside; or o remit the matter for reconsideration in accordance with any directions or recommendations of the AAT. Further information about the review process can be found on the AAT website: https://www.aat.gov.au/steps-in-a-review/other-decisions. Freedom of Information Under the Freedom of Information Act 1982 (‘the FOI Act’), any person has the right to request access to documents held by the Commission. For more information about access to documents under the FOI Act, please visit the Commission’s “Access to AEC information” webpage at: www.aec.gov.au/information-access/index.htm. Should you have any further queries regarding the Commission’s decision, please contact the Commission Secretariat by emailing commission.secretariat@aec.gov.au. Page 13
This document is a notice from the Australian Electoral Commission (AEC) Commission, dated September 2022, affirming the delegate's decision to deregister the political party VOTEFLUX.ORG | Upgrade Democracy! (VFUD) under section 141(4)(a) of the Commonwealth Electoral Act 1918, following applications for internal review.
Summary of the Document:
The AEC Commission considered VFUD's arguments, which included claims that VFUD met the 1,500-member threshold (submitting a list of 4,680 names), that the AEC's statistical testing methodology was flawed, and that the delegate's non-random selection of 1,650 names from VFUD's 4,680-member list for testing was procedurally unfair and invalidated the results.
The Commission affirmed the deregistration. Critically, it acknowledged that the delegate's action of taking the "top 1,650 names" from the 4,680-member list for testing was a "departure from the methodology" and, consequently, the Commission placed "no weight on its results." However, the Commission rejected VFUD's submission that merely providing a list of 4,680 names was sufficient evidence of meeting the membership threshold without proper testing. The Commission upheld its standard membership testing methodology as appropriate and rejected VFUD's criticisms regarding filtering, procedural fairness (e.g., not providing individual test outcomes), and alternative testing proposals. The affirmation of the delegate's decision implies reliance on the definitive failure of VFUD's initial membership test (7 December 2021 list) and VFUD's subsequent inability to provide a properly testable list conforming to the AEC's established methodology.
Relevance to the FOI Request:
This document is the core internal review decision described in the FOI request overview. It directly addresses the key elements of the request, including:
* The AEC Commission's affirmation of VFUD's deregistration.
* The explicit acknowledgment by the AEC that the delegate's non-random testing of the second (4,680-member) list was a "departure from the methodology" and that "no weight" was placed on its results.
* The AEC's rationale for still upholding the deregistration, which rests on the party's failure to provide a properly testable list within the AEC's methodology, implicitly confirming the original deregistration based on the definitive failure of the first membership test and the inadequacy of subsequent submissions.
Document No 1 - Commission Paper Redacted (A2264220)_DL.pdf (pdf)
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Table of Contents
1. Decisions under review .................................................................................................................. 3
2.
3.
4.
Key issues ........................................................................................................................................ 3
Issues of standing and timing ......................................................................................................... 4
Relevant provisions ........................................................................................................................ 5
4. Methodology .................................................................................................................................. 7
5. Arguments raised in Applications for Review ............................................................................... 8
6.
7.
8.
9.
Issues for Consideration ................................................................................................................. 9
Recommendations ........................................................................................................................ 13
Table of Attachments ................................................................................................................... 14
Table of Supplementary Attachments ......................................................................................... 15
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4.3. Section 137(1) provides that the Commission (or delegate in this case) must give the
party a notice that it is considering deregistering the party, if the delegate is satisfied on
reasonable grounds that:
(b) a political party… not being a Parliamentary party, does not have at least
1,500 members
4.4. Where, as occurred here, the party provides a statement in response to the notice,
s 137(5) provides that the delegate ‘shall consider that statement and determine whether
the political party should be deregistered for the reason set out in that notice’. The
delegate’s decision to deregister the party under s 137(6) is a reviewable decision.
4.5. The question for the Commission is whether, in the Commission’s view the Party should
be deregistered for the reason set out in the s 137(1) notice. The key issue is whether
the Commission is satisfied on reasonable grounds that the Party does not have at least
1500 members.
Delegation of relevant powers
4.6. Under s 16, the Commission may, by resolution, delegate to an appointed
Commissioner, an electoral officer or a member of the staff of the Commission all or any
of its powers under the Electoral Act (other than its powers under Part IV).
4.7. Relevant powers of the Commission in s 137 have been exercised by a delegate of the
Commission. In similar circumstances, Liberal Democratic Party and Australian Electoral
Commission [2021] AATA 4884 (21 December 2021) Justice Thawley stated in his
reasons for decision that he was satisfied that Ms Reid was acting as the delegate of
the Commission under s 16(1) and that the terms of the delegation, dated 29 March
2019, cover the decision that Ms Reid made.
Internal review of a delegate’s deregistration decision
4.8. A decision to deregister a political party under s 137(6) is a reviewable decision as
defined in s 141(1).
4.9. An application for review under s 141(2) must:
•
•
•
•
be made within the period of 28 days after the day on which the decision first
comes to the notice of the person, or within such further period as the Commission
(either before or after the expiration of that period) allows;
be made in writing to the Electoral Commission;
specify an address of the applicant; and
include reasons for making the application (s 141(3)).
4.10. The time period and meaning of the ‘person affected’ as stipulated by s 141(2) was
addressed earlier in this paper. The requirements of s 141(2) are otherwise addressed
by the application.
4.11. Under s 141(4), upon receipt of an application for review, the Commission must review
the delegate’s decision and either:
•
•
affirm the decision;
vary the decision; or
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•
set aside the decision and make a decision in substitution.
4.12. It is open to the Commission to consider the facts and circumstances present at the date
of its review decision (see Shi v Migration Agents Registration Authority (2008) 235 CLR
286).
4. Methodology
4.1. This section sets out the current position taken by the Commission to testing party
membership and the steps taken by the delegate.
Party membership testing methodology
4.2. In short, and as set out in Appendix 2 of the AEC’s public guidance ‘Guide for registering
a party’, the AEC requires parties to submit a membership list of between 1500 to 1650
names (regardless of whether the party actually has a list with more names). After filtering
out the names of individuals who are not on the electoral roll and those who are already
supporting the registration of another political party, the AEC contacts a random sample
of individuals named on the list to confirm whether they are members of the party (for
details of this methodology and process see Attachment J). The sample size and
maximum number of denials permitted is based on a formula developed by the ABS and
endorsed by the Commission.
4.3. The current methodology for testing party membership was finalised and endorsed by the
Commission in October 2021, having been updated after amendments to the Electoral
Act by the Electoral Legislation Amendment (Party Registration Integrity) Act 2021
increased the membership requirements for non-Parliamentary party from at least 500
members to at least 1500 members (Attachment K).
4.4. The goals of the methodology are set out in the attached paper endorsed by the
Commission on 20 March 2016 and include ensuring that ‘timeliness for undertaking
membership testing remain reasonable’ (Attachment L).
4.5. As set out in the membership testing table provided by the ABS (extract at
Attachment M), when used appropriately, the testing methodology is calibrated so that
the probability of rejecting a valid list is less than 6% and the probability of accepting an
invalid list is less than 2%.
First Membership list of 7 December 2021
4.6. On 8 October 2021, a delegate of the Commission wrote to the Party to request that they
submit a membership list of between 1500-1650 names (Attachment N). The first
membership list provided by the Party on 7 December 2022 contained 1649 names
(Attachment O). This list failed to satisfy the delegate that they had at least 1500
members, on the grounds that it failed to pass the testing parameters. Following matching
and removal of duplicates the results of that testing were:
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4.7. On the basis of that test the delegate was satisfied that the Party did not have at least
1500 members. The delegate issued the party with a notice under s 137(1) on 13 January
2022, stating that they were considering deregistering the Party and provided them with
another opportunity to provide a statement under s 137(2) as to why they should not be
deregistered (Attachment P).
Second membership list of 13 February 2022
4.8. On 13 February 2022, the Party provided a statement and a second membership list
which contained 4,680 names (Attachment Q). This list contained more names than the
maximum 1650 as set out in the AEC’s policy (see Attachment J for the publicly available
policy). The party submitted that the list of names was evidence that the Party had at least
the required number of 1500 members. The Party also levelled various challenges against
the testing methodology.
4.9. The delegate instructed the AEC to select the top 1650 names for testing (Attachment R).
Once these initial exclusions were applied, this sub-list contained 1,586 names
(Attachment S).
4.10. The results of testing of the sub-list are as summarised follows (Attachment S):
4.11. The delegate considered the Party’s submissions and determined at [30] of her reasons
that ‘the membership testing results outlined above provide a more robust method for
ascertaining whether a party has satisfied the requirements of the Electoral Act than a
statement provided by the party’ (at Attachment B).
4.12. The delegate remained satisfied that the Party did not have at least 1500 members and
determined that the Party was not an ‘eligible political party’ and should be deregistered.
Further contact with Party by Commission Secretariat.
4.13. The Party has been provided with the opportunity to make further statements or provide
additional evidence to establish that they meet the requirements for registration.
4.14. The Party has not provided to the Commission an updated party membership testing list
or any other such evidence for processing. The Commission Secretariat wrote to
requesting any further evidence including a membership list compliant with the policy
did not respond to this request. The Commission Secretariat
(Attachment T).
wrote to the former registered officer of the Party on 29 June 2022 inviting him to make
any submissions in relation to the review (Attachment U). No submissions have been
received.
5. Arguments raised in Applications for Review
Application by
5.3.
In support of the applications for review, the application of
makes the following relevant arguments:
(Attachment C)
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s 47F (Personal Privacys 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)
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•
•
•
•
The AEC’s failure rate or probability of rejecting a valid list is quite high, in some
cases as high as 99%. The delegate’s decision in this instance to take the top
1650 names from the list of around 4000, instead of randomising the list of names,
is unfair.
The filtering of members with no replacement for those that are not matched to
the Roll (or otherwise excluded) increases the rates of false negatives.
The AEC does not provide parties with a list of which members were filed or
removed, nor does it provide data on which individuals confirmed/denied
membership.
The AEC’s methodology assumes that the list of members provided are the only
members of the party and ignores any ‘excess capacity’ of the party.
Application of
5.4. The application for review of
(Attachment D) can be summarised as follows:
•
•
•
Requests for further information relating to which party members confirmed or
denied the membership testing (including his own answer) and details of the
timeframe for response given to members.
A request for a review of the ‘statistical’ method used in relation to the ‘top’ 1650
names being taken, and whether this resulted in any errors.
A request for the AEC to provide the mathematical proof of the sampling method
used, and to review the method and determine the rate at which this method
would return a false negative.
5.5.
requests for further information are not relevant to the current decision
under review.
5.6. The issue of the ‘top’ 1650 names being taken as opposed to a random sample have
been addressed elsewhere in this paper. Similarly, the rate at which a false negative
is produced has also been addressed (see section 6 below).
6. Issues for Consideration
Reasonable grounds
6.3. The Commission must be satisfied on ‘reasonable grounds’ that a Party does not have
1500 members prior to making a decision (s 137(1)(a)).
6.4. The Party submitted two membership lists for testing, one on 7 December 2021
comprising 1649 names and a second list on 13 February 2022 with 4680 names.
6.5. The AEC conducted the party membership testing for the first list in accordance with the
methodology provided by the ABS and as endorsed by the Commission (see
Attachment V for the results of testing for the first membership list and Attachment S
for the results of testing for the second membership list).
6.6. There was a departure from the methodology with respect to the second list. The
methodology assumes that a list will be between 1500 to 1650 members. The Guide to
Registering a Party sets out the methodology and process, even though, in this case the
application of testing procedures is to a party already registered. Page 16 of the Guide
to Registering a Party (Attachment J) provides that
The AEC requires a party to choose a maximum of 1,650 members for the
membership list included with their application. The AEC will return a
Page 9 of 15
s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)
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membership list in excess of 1,650 members and ask the party to lodge
the membership list with between 1,500 and 1,650 members.
(emphasis added)
6.7. The delegate’s approach was to select the top 1650 names on that list for testing. As a
result of non-randomisation and the small sample size, Mr Anders Holmberg, ABS Chief
Methodologist has advised that it is only possible to use the results of that test to say
something about the selected 1650 names in the sub-list (Attachment W). The test
done indicates a list with low proportion of eligible members among those 1,650 names.
It is not possible to draw any statistical conclusions about the entire list of 4,680 names
from the results of testing the sub-list. This is because, without randomisation there is
no chance of the other records being selected.
6.8. Mr Holmberg explained this with the example of attempting to sample from a deck of
cards for aces. Having failed to first shuffle the deck, chunking the bottom half away,
and then sampling from what is left will not provide useful information about all the
original cards. Those thrown away were never in the running.
6.9. Furthermore, to achieve the desired probability adopted by the Commission in the
methodology of a false rejection rate of 6% or less and a false acceptance rate of 2% of
less, would require an approximate sample size of 564 and a maximum number of
denials allowed of 399.
6.10. Accordingly, in deciding whether it is satisfied that the Party does not have 1500
members the Commission should accord limited weight to the result of that test. The
Commission should also consider whether the list of 4680 names and the submissions
of the applicants lead the Commission to conclude that it is cannot be satisfied that the
party does not have 1500 members.
6.11. It is recommended that the Commission can be satisfied on ‘reasonable grounds’ that
the party does not have 1500 members for the following reasons:
•
•
•
•
•
The first membership test failed.
No list submitted by the party has passed a membership test.
The party has not supplied any subsequent list of between 1500-1,650 members
or further evidence as requested despite prompting by the Commission
Secretariat (see Attachments T and U).
A list of untested members, by itself, is of only limited persuasive value.
For the reasons set out below the other arguments made by the applicants are
not persuasive.
Failure rate & selection of top 1650 names rather than randomisation
6.12.
argues that there are particular problems with the second membership test. He
argues that the failure rate or probability of rejecting a valid list is quite high, in some
cases as high as 99%, and that it was an error for the delegate to draw only the ‘top’
1650 names consisting of names starting from A to G.
6.13. He argues that:
‘Which of these tests should we believe to be true?.... That Flux has fewer than
1,500 members; or That Flux has fewer than 1,500 members whose first name
starts with one of A through G.’ (see Attachment C at page 4)
6.14. As set out above, Mr Anders Holmberg, ABS Chief Methodologist, advises that the
Commission should not seek to draw a conclusion from the testing of the sub-list that
the second list does not contain 1500 members.
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s 47F (Personal Privacy
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6.15. For the Commission to test the second list of 4680 members in a way that ensures the
probability of rejecting a valid list and accepting an invalid list are less than 6%, would
require randomly sampling 564 members based on the ABS calculations. This would
require a significant increase in resources given that current maximum sample size
would be from a list of 1650 members and would require sampling 60 people
(Appendix 2 of the Guide to Registering a Party).
6.16. Ultimately, it is not necessary to engage in detail with the statistical arguments made by
which start with the assumption that the Party has at least 1500 members and
then seek to prove that a particular list could have been rejected. The Commission need
only place limited weight on the results of the testing of the sub-list.
Filtering of names
6.17.
makes submissions that the filtering of names increases the error rate. He
submits that ‘as more members are filtered without replacement, the false negative
rate increases dramatically’ (see Attachment C at page 8).
6.18. This submission can be rejected. The ABS methodology requires that once a party has
submitted a list of names to be tested for membership, the AEC filters out names that
cannot be counted towards the number of members of the party.
6.19. The following individuals are excluded prior to testing begins:
•
•
•
dual members of parties (i.e. a person cannot be relied upon for the membership
of two parties), and
individuals who cannot be matched to the electoral roll and individuals who are
deceased
duplicates (i.e. individuals who appear more than once on the list).
6.20. Once there is a list with at least 1500 names who have been matched to the Roll, the
sampling/testing process begins. The membership testing sample size and maximum
number of denials permitted is calculated after the list of names have been filtered, and
not before. The sample size is calculated relative to this figure of post-filtered names. It
is therefore not possible that the false negative rate increases as the number of names
filtered out increases.
No feedback provided
6.21.
and
take issue with the fact that the AEC does not provide parties
with a list of which individuals denied membership of the party, nor does it inform parties
which individuals confirmed/denied membership.
6.22. The AEC does not provide parties with any detailed feedback from the testing, aside
from the number of denials/confirmations that were received. The purpose of the testing
is to establish to the AEC’s satisfaction whether a party has the requisite number of
members. Providing feedback to parties does not aid this purpose and the AEC is not
required to provide feedback by the legislation. Aside from practical considerations,
there would need to be careful consideration given to releasing this information under
the Privacy Act 1986 (Cth).
6.23. In any event, this submission would not appear to affect whether the Commission is
satisfied that the party has at least 1500 members.
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s 47F (Personal Privacys 47F (Personal Privacys 47F (Personal Privacy
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6.24.
requests information about whether his confirmation of membership was
correctly recorded. Whilst it is likely to have little effect on the Commission’s decision,
data provided by Services Australia shows his confirmation being received and recorded
(Attachment X at line 54). He also requests information about how long members are
given to respond to a request. As set out above, consistent with the testing methodology,
if an individual failed to respond within a period of time, Services Australia would not
have treated the response as a denial but would have attempted contact with another
person so as to complete the sample.
‘Excess capacity’
6.25.
argues that the assumption built into the membership testing process is that
the number of names submitted are the only members of the party. This is referred to
as the ‘excess capacity’ argument. If parties were allowed to submit larger
by
lists, then there is an increased likelihood of ‘at least’ 1500 members being found and
the party passing its party membership testing.
6.26. As set out above, to achieve the same level of confidence that the party’s list of 4680
members does not contain 1500 members would require the Commission to sample 564
members. As acknowledged in the Commission Paper endorsing the methodology (see
Attachment L), the Commission’s adoption of the ABS methodology is a compromise
between a defensible process and a reasonable use of Commonwealth resources.
6.27. One factor that the Commission should consider is whether the list of 4680 itself
persuades the Commission that the party has 1500 members. Given the relative ease
with which a list of individuals could be produced by the party, we think the fact that the
party has such a list needs to be balanced against the results of testing of the first list.
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7. Recommendations
Recommendation
It is recommended that the Commission AFFIRM the Delegate’s decision of 24 March 2022
and sign the attached decision letters.
REVIEW DECISION: AFFIRMED / VARIED / SET ASIDE
Dated this ______ day of September 2022
The Hon Justice Susan Kenny AM
Chairperson
September 2022
Mr Tom Rogers
Electoral Commissioner
September 2022
Dr David Gruen AO
Australian Statistician (non-judicial member)
September 2022
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8. Table of Attachments
Attachment
Description
Attachment A
Notice of delegate’s decision to deregister VOTEFLUX.ORG | Upgrade
Democracy! and statement of reasons dated 24 March 2022
Attachment B Minute to delegate to recommending deregistration under s 137(6) of the
Electoral Act of the Party VOTEFLUX.ORG | Upgrade Democracy! dated
24 March 2022
Page number/s
1-6
7-11
Attachment C
application for review under s 141(2) of decision to deregister
12-46
VOTEFLUX.ORG | Upgrade Democracy! dated 14 April 2022
Attachment D
application for review under s 141(2) of decision to
deregister VOTEFLUX.ORG | Upgrade Democracy! dated 26 April 2022
47-48
Attachment E
application for review under s 141(2) of decision to
49
deregister VOTEFLUX.ORG | Upgrade Democracy dated 6 May 2022
Attachment F
Email from AEC Party Registration Section confirming that
50-51
name not on the list of party members submitted by
VOTEFLUX.ORG | Upgrade Democracy! dated 27 June 2022
Attachment G
Email from Commission Secretariat to
further information for the application for review dated 4 July 2022
requesting
Attachment H
Attachment I
Attachment J
Guide for registering a party by the AEC dated 10 September 2021
Attachment K
Commission meeting minutes endorsing current party registration testing
membership methodology dated 6 October 2021
Attachment L
Commission methodology minutes and consideration of methodology
dated 20 March 2016
Attachment M
Extract of ABS sample size calculator set to risk rejection at 6% for
rejecting a valid list
Attachment N
Letter from delegate to VoteFlux.Org | Upgrade Democracy requesting a
list of 1500-1650 members dated 8 October 2021
Attachment O
VOTEFLUX.ORG | Upgrade Democracy! submitted membership list of
1649 members to the delegate of the Commission dated 7 December
2022
52-53
54-60
61-64
65-89
90-91
92-98
99
100-102
103-116
Attachment P
Letter from delegate to VOTEFLUX.ORG | Upgrade Democracy!
enclosing s138A notice of intention to deregister 13 January 2022
117-119
Page 14 of 15
s 42 (LPP) s 42 (LPP) s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)
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Attachment
Description
Page number/s
Attachment Q
Statement from VOTEFLUX.ORG | Upgrade Democracy! enclosing list
of 4,680 members dated 13 February 2022
Attachment R
Email from delegate of the Commission instructing to take top 1,650
names from list provided by the party, dated 2 March 2022
Attachment S
list submitted by
Results of membership
VOTEFLUX.ORG | Upgrade Democracy! On 13 February 2022, dated
18 March 2022
testing of second
Attachment T
Email from Secretariat to
material and another membership list dated 24 June 2022
– invitation to provide further
Attachment U
Email from Secretariat to Mr Nathan Spataro – invitation to provide
submissions and further comments dated 29 June 2022
Attachment V Results of membership
testing
VOTEFLUX.ORG | Upgrade Democracy! dated 5 January 2022
from
first
list submitted by
120-154
155-160
161
162-163
164-165
166
Attachment W
Advice from ABS Chief Methodologist on sampling and methodology
used dated 29 July 2022
167-169
Attachment X
Testing sample list from Services Australia confirming that
response was recorded as a confirmation
170
9. Table of Supplementary Attachments
Attachment
Description
Page number/s
Attachment 1
Attachment 2
Letter to Mr Tom Rogers, Australian Electoral Commissioner from Dr
Gruen AO, Australian Statistician regarding non-parliamentary political
party membership testing methodology dated 2 September 2022
Attachment 3
ABS Party membership testing methodology table
Attachment 4
Initial estimate and quote from Party Registration team at the AEC of
potentially increasing the sample size of testing dated 19 September
2022
1-2
3-5
6-37
38 – 40
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s 42 (LPP) s 47F (Personal Privs 47F (Personal Privacy)s 47
Document Summary
This document is an internal review brief prepared for the Australian Electoral Commission (AEC) concerning the deregistration of the political party VOTEFLUX.ORG | Upgrade Democracy! (VFUD). Its primary purpose is to advise the Commission on whether to affirm, vary, or set aside a delegate's decision to deregister VFUD for failing to meet the mandatory 1,500-member threshold, as stipulated under section 137(6) of the Electoral Act.
The document details the AEC's standard party membership testing methodology, which requires parties to submit a list of 1,500 to 1,650 names for random sampling and verification, a process calibrated by the Australian Bureau of Statistics (ABS) to ensure low rates of false positives and negatives while balancing resource constraints.
Key events leading to the review include:
* First Membership List (December 2021): VFUD submitted a list of 1,649 names, which was tested according to the established methodology and "failed to pass the testing parameters" (Section 4.6, 6.5). This failure led the delegate to issue a notice of intent to deregister.
* Second Membership List (February 2022): In response to the deregistration notice, VFUD provided a statement and a second membership list containing 4,680 names, challenging the AEC's methodology. The delegate instructed the AEC to select the "top 1,650 names" from this larger list for testing, a decision the document acknowledges was a "departure from the methodology" (Section 6.6). The ABS Chief Methodologist advised that, due to this non-random selection, the results of testing this sub-list could not be used to draw statistical conclusions about the entire 4,680-name list (Section 6.7). Consequently, the Commission "should accord limited weight to the result of that test" (Section 6.10).
The document recommends that the Commission AFFIRM the delegate's deregistration decision, primarily based on the following reasons:
* The definitive failure of the first membership test (Section 6.11).
* VFUD's subsequent failure to provide a compliant membership list (i.e., one between 1,500 and 1,650 members suitable for testing) despite prompts (Section 6.11).
* The position that an untested list (such as the full 4,680 names) or a list improperly sampled has "limited persuasive value" (Section 6.11).
* The AEC's membership testing methodology is explicitly described as a "compromise between a defensible process and a reasonable use of Commonwealth resources," implying that testing significantly larger lists would be resource-prohibitive (Section 6.26).
The document also addresses and rejects VFUD's specific arguments regarding the methodology's alleged high failure rate, the impact of filtering names, the lack of feedback on tested members, and the "excess capacity" argument, asserting these do not invalidate the deregistration decision.
Relevance to FOI Request
This document is highly relevant to the FOI request as it constitutes the core internal review report presented to the AEC Commission regarding the deregistration of VOTEFLUX.ORG | Upgrade Democracy!. It directly confirms and elaborates on the key aspects of the FOI request overview:
- Deregistration Basis: It confirms the deregistration stemmed from VFUD's failure to meet the 1,500-member threshold based on the AEC's testing methodology.
- Methodology Flaws and Procedural Error: It critically acknowledges the delegate's non-random testing of the second 4,680-member list as a "departure from the methodology" and explicitly states that the Commission should place "limited weight" (effectively "no weight" for statistical inference about the whole list) on its results due to the flawed sampling. This directly aligns with VFUD's contention and the Commission's acknowledgment in the FOI overview.
- Upholding of Deregistration: It clarifies that the deregistration was upheld based on the "definitive failure of the first membership test" and VFUD's subsequent inability to provide a properly testable and compliant list within the AEC's established, resource-constrained methodology. This directly corroborates the reasons for upholding the deregistration outlined in the FOI request overview.
- AEC's Stance on Resources: The document underscores the AEC's position that its methodology balances a defensible process with "reasonable use of Commonwealth resources," which explains why larger lists are not fully tested or are returned.
Document No 2 - 25 - Combined Attachments to Commission Paper Redacted (A2264222)_DL.pdf (pdf)
Download file--- Page 1 --- Document No 2 NOTICE OF DECISION ON PARTY REGISTRATION DEREGISTERING A POLITICAL PARTY AND REMOVAL FROM THE REGISTER OF POLITICAL PARTIES VOTEFLUX.ORG | UPGRADE DEMOCRACY! Notice of decision under s 137(6) of the Commonwealth Electoral Act 1918 (Electoral Act) and Statement of Reasons I am writing in accordance with s 137(6)(b) of the Electoral Act to notify you of the review conducted under s 138A(1) of the Electoral Act and the determination to deregister VOTEFLUX.ORG | Upgrade Democracy! (the Party) and cancel the Party’s particulars from the Register of Political Parties (the Register). As a delegate of the Electoral Commission, I am authorised to deregister the Party under s 137(6)(a) of the Electoral Act, and to cancel the particulars of the Party on the Register under s 138 of the Electoral Act. On 8 October 2021, the Electoral Commission issued a Notice to the Registered Officer of the Party, Mr Nathan Spataro, under s 138A(3) of the Electoral Act (s 138A Notice). This Notice requested the Party provide the Australian Electoral Commission (AEC) with an electronic membership list of between 1,500 and 1,650 members in order for the AEC to determine the eligibility of the Party to remain registered. The due date for responding was 8 December 2021. On 26 November 2021, I sent a reminder to the Party outlining the requirements of the s 138A Notice. On 7 December 2021, the Party responded to the s 138A Notice providing a list of 1,649 individuals the Party considers to be members of the Party. On 13 January 2022, the Party was issued with a notice under s 137(1) of the Electoral Act (the s 137 Notice), that I, as the delegate of the Electoral Commission, was satisfied on reasonable grounds that the Party does not have at least 1,500 members. Pursuant to s 137(2) of the Electoral Act, the Party was provided with one month to respond to the s 137 Notice (being 13 February 2022). On 13 February 2022, the Registered Officer of the Party, Mr Spataro, provided a statement in accordance with s 137(2) of the Electoral Act, and an additional list of 4,680 individuals the Party considers to be members. 1. 2. 3. 4. 5. 6. 7. 8. Section 137(5) of the Electoral Act prescribes that: Where, in response to a notice given under s 137(1) in relation to a political party, a statement is lodged under s 137(2), the Electoral Commission shall consider that statement and determine whether the political party should be deregistered for the reason set out in that notice. Decision 9. As a delegate of the Electoral Commission, I am satisfied on reasonable grounds that the Party does not have at least 1,500 members, and the Party should be deregistered. Statement of Reasons Page 1 1 --- Page 2 --- --- Page 3 --- --- Page 4 --- --- Page 5 --- 27. 28. 29. 30. 31. 32. 33. 34. The Party failed membership testing for exceeding the maximum number of permitted denials according to the ABS methodology used by the AEC. It did not fail membership testing due to having an insufficient number of members being identified on the electoral roll. The Electoral Act defines an elector as someone that is on the Commonwealth Electoral Roll. Section 123 of the Electoral Act prescribes that an eligible political party, not being a Parliamentary party, has ‘at least 1,500 members’. The requirement is not to be solely ‘an elector’ but to be a member of the party. The Party challenges the validity of the AEC’s membership testing process. This process has been developed by the AEC to support the delegate’s consideration of whether a party has sufficient members. It is based on sampling methodology designed in consultation with the ABS and provides a valid methodology to satisfy a delegate of a party’s membership. The Electoral Commission has previously concluded that the methodology ‘was appropriate for membership testing, including because it was rational, fair and practical in all the circumstances.’1 I consider that the membership testing results outlined above provide a more robust method for ascertaining whether a party has satisfied the requirements of the Electoral Act than a statement provided by the party. In summary, I remain satisfied that the Party does not have at least 1,500 members based on the outcomes from membership testing both membership lists of 7 December 2021 and 13 February 2022. Accordingly, in my capacity as a delegate of the Electoral Commission, I have deregistered VOTEFLUX.ORG | Upgrade Democracy! under s 137(6) of the Electoral Act and the particulars of the Party have been cancelled from the Register under s 138 of the Electoral Act. Review rights Under s 141(2) of the Electoral Act, a person (including an organisation) affected by the decision who is dissatisfied with the decision may make a written application to the Electoral Commission for internal review of this decision within 28 days after the day on which the decision first comes to the notice of that person. There is no fee payable for requesting an internal review. Requests for review of this decision should be addressed to Mr Tom Rogers, Australian Electoral Commissioner, and emailed to commission.secretariat@aec.gov.au or posted to Locked Bag 4007, Canberra City ACT 2601. 1 https://www.aec.gov.au/Parties and Representatives/Party Registration/Registration Decisions/202 1/notice-of-decision-with-reasons-SUPA.pdf Statement of Reasons Page 5 5 --- Page 6 --- How do I request an internal review? 35. In accordance with ss 141(2) and 141(3) of the Electoral Act, an application for review must: • • • • be in writing; specify the name of the applicant; specify an address of the applicant; and set out the reasons for making the application. 36. 37. 38. 39. If you wish to apply for additional time beyond the 28 days to make an application for review of the delegate’s decision, please also include the reasons for the application for additional time. Who conducts an internal review? The Electoral Commission, which is comprised of three members, the Australian Electoral Commissioner, a judicial member and a non-judicial member, conducts internal reviews. Under s 141(4) of the Electoral Act, the Electoral Commission shall review an application and make a decision to either: • • • affirm the decision under review; vary the decision under review; or set aside the decision under review and make a decision in substitution for the decision set aside. What can I do if I disagree with the outcome of an internal review? If an internal review decision has been made by the Electoral Commission a person whose interests are affected, and who is dissatisfied with the decision made by the Electoral Commission, may apply to the AAT for an external merits review of the decision. More information on how to apply to the AAT and any applicable fees can be found on its website: www.aat.gov.au/applying-for-a-review/how-to-apply. Freedom of Information Under the Freedom of Information Act 1982 (‘the FOI Act’) any person has the right to request access to documents held by the AEC. For more information about access to documents under the FOI Act please visit the AEC’s “Access to AEC information” webpage at: www.aec.gov.au/information-access/index.htm. 40. Should you have any queries regarding party registration, please contact the AEC on 02 6271 4552, visit www.aec.gov.au or email fad@aec.gov.au. Yours sincerely (signed) Joanne Reid Assistant Commissioner Delegate of the Electoral Commission 24 March 2022 Statement of Reasons Page 6 6 --- Page 7 --- Minute Document No 3 Classification: OFFICIAL File reference: OBJECT ID: fA176751 To: Assistant Commissioner Disclosure, Assurance and Engagement Branch Through: CC: Director Parliamentary Engagement and Party Registration Assistant Director Parliamentary Engagement and Party Registration Subject: For action – Deregistration under s 137(6) of the Commonwealth Electoral Act 1918 (Electoral Act) – VOTEFLUX.ORG | Upgrade Democracy! (the Party) Purpose This minute asks you, as a delegate of the Electoral Commission, to deregister the Party under s 137(6) of the Electoral Act on the grounds that the Party does not have at least 1,500 members (s 137(1)(b) of the Electoral Act). Authority Sections 123, 137, 138 and 138A of the Electoral Act. Background On 13 January 2022, you, as a delegate of the Electoral Commission, issued a notice to the Registered Officer of the Party, Mr Nathan Spataro, under s 137 of the Electoral Act (the s 137 Notice) stating that the Electoral Commission is considering deregistering the Party (OBJECT IDs: A1319272 and A1442167). The Registered Officer of the Party had until 13 February 2022 to provide a response. On 13 February 2022, the Party responded to the s 137 Notice: • Response received – OBJECT ID: A1369037 • Statement – OBJECT ID: A1369035 • Supplementary membership list – OBJECT ID: A1369039 On 2 March 2022, you, as a delegate of the Electoral Commission, having considered the statement lodged by the Party, and membership list lodged in support of that statement containing 4,680 names, requested that further membership testing be performed. In confirming your advice, you instructed to select the top 1,650 names for testing to conform with the AEC’s testing methodology parameters. Please see OBJECT ID: A1406912. Minute Page 1 7s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy) --- Page 8 --- --- Page 9 --- --- Page 10 --- OFFICIAL Application to change the Party’s name, abbreviation and logo in the Register On 19 February 2022, the Party lodged an application in accordance with s 134 of the Electoral Act to change its name, abbreviation and logo in the Register (OBJECT ID: A1396302). The Party’s logo passed validation and has been assessed by CRE8IVE (OBJECT IDs: A1421693 and A1421695). If the Party is deregistered, the application lodged under s 134 of the Electoral Act will no longer be valid. Conclusion On 13 January 2022, a notice was issued a notice to the Registered Officer of the Party under s 137 of the Electoral Act stating that the Electoral Commission is considering deregistering the Party On 13 February 2022, the party responded to the s 137 Notice providing a statement and a membership list in support of that statement. An assessment of the Party’s membership list was undertaken and based on the ABS methodology it demonstrated that the Party has failed to demonstrate to have at least 1,500 members. Accordingly, there are reasonable grounds on which you, as the delegate of the Electoral Commission, can be satisfied that the Party does not have at least 1,500 members. Based on this information, you may determine under s 138A of the Electoral Act that the Party is not an ‘eligible political party’ and should be deregistered. If you, as the delegate of the Electoral Commission is of this view, you should not deregister the Party under s 137 of the Electoral Act and advise the Registered Officer of this decision. Minute Page 4 10 --- Page 11 --- --- Page 12 --- Document No 4 From: To: Subject: Date: Attachments: Commission Secretariat request for review under s141(2) Thursday, 14 April 2022 10:03:25 AM aec-request-review-with-stats-paper-final.pdf CAUTION: This email originated from outside of the Australian Federal Government. Do not click links or open attachments unless you recognise the sender and know the content is safe. Hi, Please find attached my application to the Commission to review the decision to deregister “VOTEFLUX.ORG | Upgrade Democracy!” (Flux) under s137(6) of the Electoral Act. I am making this request under s141(2) of the EA. Please confirm receipt of this request when possible. Additionally, I would like to ensure that Justice Kenny and Dr Gruen are able to read the application. The attached application lists them as CC'd. If the Secretariat is able to deliver them a copy, confirmation of this would be much appreciated. Otherwise, please let me know how I might deliver them a copy. In lieu of either of the above options, I will proceed to attempt delivery using any method I can fathom. Thanks, Max 12s 47F (Personal Pr --- Page 13 --- Request for Review of Decision to Deregister Flux To: Mr Tom Rogers, Australian Electoral Commissioner CC: The other members of the Commission: Justice Kenny, Chairperson, and Dr Gruen, the Australian Statistician. This is a request for the Commission to review the decision, made on the 24th of March 2022, to deregister “VOTEFLUX.ORG | Upgrade Democracy!” (Flux) under s137(6) of the Electoral Act. It is made under s141(2) of the Electoral Act. I am making this request because the AEC has been using and continues to use a faulty method to test party eligibility with regards to sufficient membership. Thus, I am dissatisfied with the decision to deregister Flux. Additionally, as an Australian elector, a fundamental oversight in the AEC’s policy could compromise the democracy that I am a constituent of, so I am affected, along with all other Australians. As part of this request, I provide statistical analysis as grounds that the AEC’s testing method is flawed. My Statement to the Commission I invite the Commission – Mr Rogers along with Justice Kenny and Dr Gruen – to consider the following hypothetical case regarding the AEC’s method for validating that a party meets the requirements of the Electoral Act. I assume that you all are familiar with the AEC’s testing methodology. Consider a party with 9,000 members, and let’s say that half of those members (4,500) are validatable as electors, and a further 60% of those members (2,700) will respond “yes” to an AEC request for membership confirmation. It is natural for a party to have members that can not be validated against the electoral roll (which can happen for a variety of reasons; a member’s status of silent elector is one). Thus, parties go to some substantial effort to submit only those members that can be validated against the roll – for reasons that I hope are obvious to you who comprise the Commission. That is, in our hypothetical case: 4,500 members are not validatable as electors, and a further 1,800 would deny membership if asked by the AEC. The remaining 2,700 are legitimate. Justice Kenny, as I’m sure you’re aware, the Electoral Act (EA) specifies that an eligible party requires at least 1,500 members. In your legal opinion, would a party with 2,700 members satisfy that clause of the EA? I hope that you agree that it would. I anticipate that you would also agree that, all else being equal, this hypothetical party appears eligible under the EA. At the very least, we do not have a reason to conclude that the party is ineligible, right? Dr Gruen, I wonder if you are a man dedicated to facts and truth or falsehoods and political agendas. I’m sure that, as an expert statistician, you hold mathematical facts above unsubstantiated claims. I’m also sure that you appreciate that if a statistical test has a predetermined outcome, then that test is neither reliable nor suitable for any real-world purpose. If you had a blood sample processed by a doctor, would you accept the results if that doctor gave them to you before the blood sample was taken? No, of course not, that would be crazy. So, Dr Gruen, please consider our hypothetical case. Given that this hypothetical party is eligible under the EA, what should we expect as the results of the AEC’s testing method as applied to this 13 --- Page 14 --- party? Given that this party cannot determine which of the 4,500 validatable members will respond “yes” or “no”, and that this party can submit no more than 1,650 members due to AEC policy alone: the best that can be done is selecting a subset of those members, essentially at random. There may be some small optimizations the party could make, but in principle the limiting factors are those that we have already discussed. Thus each member on the submitted list is expected to respond to the AEC with a membership denial with a probability of 0.4 (40%). Of course, we know this because 1,800 / (2,700 + 1,800) = 0.4, and because there is no reason that the ratio of denying members to confirming members would change substantially (outside the statistical variance of the selection of 1,650 members, which is not very substantial anyway). Let us assume that this hypothetical party randomly selects 1,650 validatable members from its pool of 4,500. Dr Gruen, I hope that you find this a reasonable course of action for the party to take and have followed the logic thus far. Dr Gruen, would you agree that the accuracy of a statistical method is roughly: how often it results in true positives and true negatives? That is: if a method results in false positives and false negatives some of the time, it cannot have 100% accuracy. If, for some cases, it only produces false positives and false negatives, then it has 0% accuracy for those cases. If there exists some case where the method will always result in false negatives, then we can conclude that such a method is, at least sometimes, inaccurate, yes? I invite you, Dr Gruen, to please calculate the probability that this hypothetical party passes the AEC’s membership testing methodology – that the party passes the test that is endorsed by your bureau. You may assume that no members are filtered out, i.e., that during the AEC’s validation of the membership list no electors are excluded for being duplicates, or deceased, or unmatchable against the electoral roll, etc. All the information required for such a calculation is specified above. I assume that such a calculation is trivial for a statistician such as yourself, with the resources available to you. Surely, you agree that it is fairly straight forward to calculate, yes? Mr Rogers, while Dr Gruen is calculating that probability, let us discuss something that you wrote recently: The AEC’s values of electoral integrity through agility, professionalism and quality underpin everything we do […] I also believe that integrity is important. Integrity is necessary for a system (or a person) to remain robust. Integrity is a major difference between ‘stable and enduring’, and ‘compromised and corrupted’. When integrity fails, good systems become rotten. Do you not agree? It is to your integrity, and the integrity of Justice Kenny and Dr Gruen, too, that I make this appeal. I am fully aware that you are free to decide whatever you wish – the Electoral Act is written such that you are practically unconstrained in this matter. I ask you this: if the AEC and the ABS were wrong about the AEC’s testing methodology, how would you know? Surely you realize that it is possible that the AEC is mistaken somehow – that we are all fallible, and our ideas are fallible? Institutions like the AEC, and methods like the one the AEC use, are based on ideas that were thought-up by people, and are therefore fallible. Justice Kenny and Dr Gruen, do you also realize this? That there are no infallible humans, no infallible institutions, and no infallible ideas? Mr Rogers, if it is possible to be wrong, what does it mean to have integrity in the face of potentially being wrong, and thus potentially making progress? Should one take the path of honesty and truth- 14 --- Page 15 --- seeking, or should one take the path of enforcing authority through baseless claims, evasion, and dismissal? If you have some other path to take, is it not one of honesty and truth-seeking? Surely you would not advocate a path that is dishonest and avoids the truth? Perhaps Justice Kenny has some insight on this; I understand that judges often have some experience in these matters. Now, let us return to the matter of the accuracy of the AEC’s testing methodology. Dr Gruen, are you done calculating those probabilities? Let us compare answers. Here are my results with 95% confidence intervals: the probability that the hypothetical party passes the AEC’s testing method is 0.0020% ± 0.0012%. The mean membership denials via the AEC’s test is = 23.998 ± 0.010 (out of 60 successful contacts). The standard deviation of that distribution is = 3.765 ± 0.007. The SEM for these results is = 0.005. Dr Gruen, would you consider a statistical method accurate if the probability of it producing a false negative is 99.9980% ± 0.0012%? Would you consider that, for all intents and purposes, such a statistical method is predetermined in its outcome? Justice Kenny, do you consider it appropriate for an important legal institution to use a method that, in some conditions, fails more than 99% of the time? What would our society be like if the courts had this kind of failure rate for certain types of cases? How do we know that they don’t? How does the AEC know that its method doesn’t? Why are the answers to those questions different? Mr Rogers, do you think that a test which, in some cases has a failure rate greater than 99%, should be used by a leader who values integrity and quality? Do you think that a test which, when applied to certain cases, succeeds only 0.002% of the time is “rational, fair and practical in all the circumstances”? [1] [1]: https://www.aec.gov.au/Parties and Representatives/Party Registration/Registration Decisions/2021 /notice-of-decision-with-reasons-SUPA.pdf Dr Gruen, do you think that a test which, for certain cases, is less than 1% accurate is “rational, fair and practical in all the circumstances”? After all, it is a fact that the AEC’s method performs this poorly some of the time. You have calculated so yourself. ( ou have done the calculations, haven’t you?) Justice Kenny, do you think that, when a citizen appeals to a judicial process of their country’s legal institutions, they deserve the right to be taken seriously? That they deserve the right to present their case and, if it is supported by the facts, to have an injustice undone? Is that not one of the primary values of judicial processes and the courts? To safeguard citizenry from injustices? To undo decisions that would otherwise be mistakes? Is that not something that the integrity of our legal institutions depend on? Is the AEC not part of the bedrock of our legal system? (Its foundational role being that it provides the system by which parliamentarians, who alone can create and modify legislation, are elected.) If a citizen petitions an institution via a judicial process, and proves their case with mathematics and evidence, what are they to do if that is not enough? If that institution is unconvinced by facts and evidence, how can a citizen have confidence in their legal system? How can they have confidence in that foundational component of our society? Moreover, if judicial processes ignore facts and evidence, are those processes serving one of their major purposes – error correction? Is that not a core goal of judicial processes: righting wrongs, undoing mistakes, preventing mistakes, promoting justice, and so on? What is a citizen to do when a judicial process ignores facts and evidence? 15 --- Page 16 --- Mr Rogers, I cannot force you to change your mind about anything, that is solely up to you. I can present you with this case, though. Perhaps you (along with Justice Kenny and Dr Gruen) have guessed that the hypothetical party was not so hypothetical after all. The parameters of that case are spitting distance from those of Flux’s second membership test (conducted Feb/March 2022). There is at least one major difference – in the hypothetical case, the party selected members randomly; in Flux’s case, your delegate selected 1,650 members from the top of the list of 4,680 members that Flux submitted. That list was alphabetical, so the AEC only sampled from members whose first name started with one of A through G. Dr Gruen, in your expert opinion and in light of the above, and given that Flux failed this test, which of these should we believe true? That Flux has fewer than 1,500 members; or That Flux has fewer than 1,500 members whose first name starts with one of A through G. If a party has 1,000 (~1586 * 29/(17+29)) members whose first name starts with one of A through G, how many members whose name starts with one of H through Z do we expect that party to have? After all, what are the chances that a party only has members with first names that start with a letter between A and G inclusive. The point of this argument is not that Flux has sufficient members to satisfy the electoral act. The point of this argument is that the AEC’s method is flawed. It is inaccurate, it is unreliable, it is unfair, and it is unsuitable – at least in this case. The facts prove this. I am not asking that the Commission believe me, I am asking the Commission to believe facts and evidence. Justice Kenny, I will ask you again, does a citizen deserve the right to present their case via a judicial process and, if it is supported by the facts, to have an injustice undone? I hope that your answer is the same in this case as it would have been for all other cases that you have presided over as a Judge of the Court. The above is sufficient to conclude that Flux was wrongfully deregistered. It was wrongful because, regardless of whether Flux should be deregistered or not, the AEC’s method is not good enough to produce an accurate result in this case. From a truth-seeking point of view, the AEC’s test provides no meaningful information on whether Flux is eligible or not. Since we should not take my word for it, if our goal is to determine whether Flux is eligible with regards to sufficient membership, we are at square one. Scientifically, we can draw no conclusions based on the AEC’s testing. It is not my place to tell you what should be done instead of the current method, I can only demonstrate to you that the outcome is predetermined in Flux’s case, as the test results in a false negative with probability 0.999978 ± 0.000013. (These numbers differ slightly from those in the hypothetical case above because the calculations are based, specifically, on Flux’s second test.) Mr Rogers, Justice Kenny, and Dr Gruen: perhaps this is not enough to convince that there is a reasonable chance of some problems with the AEC’s methodology. The only other thing I can do is present you with a more in-depth statistical analysis of the method – covering this problem and others, both historical and on-going. I suppose that it is most relevant for Dr Gruen, since he is the only one I can reasonably expect to have the knowledge of statistics necessary to judge the analysis. To my knowledge, this is the first third party review of the AEC’s methodology. If there has been a third party review that is not public, I think that it is reasonable for the Commission to provide it (without an FOI request). After I sign off, you will find supporting graphs of the Probability Mass Functions comprising the statistical analysis from which my above results were drawn. Following that, the in-depth review of 16 --- Page 17 --- --- Page 18 --- therefore constitutes a case where the AEC's method is completely inaccurate. Fig S.2: Modelling based on the AEC results from Flux's membership test in Feb/March 2022. Even if we assume that Flux is eligible, the AEC's method returns a false negative more than 99.99% of the time. Fig S.3: Modelling of an example where the AEC's method works. That is: it is accurate in this case. Statistical Review of the AEC’s Method Follows 18 --- Page 19 --- AEC Party Membership Test Methodology is Rigged! A Statistical Analysis of AEC Methodology and Graphs (of PMFs) Website | Source Code Max Kaye 2022-02-15 to 2022-02-21 TOC 1. Background Context 2. Regular Membership Testing 3. Flux’s 2021 Membership Test: A Known Farce 4. Analysis Methodology 5. Major Findings 6. Suspected Farces 7. Flux’s 2021 Membership Test Assuming a Threshold (9.09%) Denial Rate (including worst-case) 8. Flux’s Second Membership Test (March 2022) 9. Feedback Loops Between AEC Policy and Party Behavior 10. Conclusion 11. Appendix: Definitions 12. Appendix: AEC Membership Testing Tables 13. Appendix: Errata Abstract / Executive Summary In Australia, to register a political party you need a minimum number of members. Federally, that’s usually 1500 (as of September 2021) – the Australian Electoral Commission (AEC) will conduct membership tests to verify this minimum. Political parties with a parliamentarian have no minimum membership limit and are not tested. Political parties without a parliamentarian must go through a membership test when they register, and then once every election cycle thereafter. This document evaluates the AEC’s testing methodology for particular cases and finds that there are real-world situations where the testing methodology has a false negative (improper failure) rate over 50%, and often much higher. Therefore, it is reasonable to conclude, for those cases: the methodology is rigged and a farce. If something is rigged and a farce – based on the definitions included and cited in the appendix – then it is an unfair, empty act, done for show where the outcome is already known. This document proves that the current method has unfair and predetermined outcomes for many situations. Note: I am not accusing the AEC of doing the rigging; just proving that the method is rigged. To date, there is 1 known incident of a farce, at least 5 suspected incidents, at at least 5 other possible farces. This is based only on results that the AEC have published as part of a review (other 19 --- Page 20 --- results are not available). The Flux Party’s recent 2021 membership test is analyzed in multiple ways: Measured case: a 17% membership denial rate – as measured by the AEC during this membership test. More extreme – but realistic – cases: These are more extreme cases than the measured case, but it is an assumption of all cases that the party is eligible under the Electoral Act. Threshold case: the case where 9.09% (150/1650) of any membership list submitted will deny membership. I suspect this is close to an AEC assumption used for calculating the maximum number of denials for the AEC’s testing table (given their advertised risk of false results). Experimental evidence shows that the measured true positive rate of The Flux Party’s 2021 membership test was just 28.3% ± 0.12%. This is despite the experimental assumption that Flux has more members than the legislatively required number. In Flux’s threshold case, where 150/1650 = 9.09% of the submitted membership list will deny membership and 24 members are filtered without replacement, experimental evidence shows that the AEC method’s true positive rate was 89.0%, which is less than the limit previously advertised (90% or better). The true positive rate is that high because Flux has gone to a great deal of effort to increase the quality of our membership lists to avoid members being filtered – we did this, in large part, to address inadequacies of the AEC’s methodology. As more members are filtered without replacement, the false negative rate increases dramatically. Experimental evidence proves that the AEC’s claim that their membership tests are 90% accurate is false. In actual fact, for a party that is capable of providing a list of 1,650 members wherein exactly 1,500 members will not deny membership (and 150 will): the worst-case accuracy of the AEC’s membership test is just 15.1%, indicating a false negative rate of 84.9%. In other cases, where a party is capable of providing 1,500 members that will not deny membership (with no limit on the number of members that will deny membership), the lower-bound on the accuracy of the AEC’s method is 0%. That is: it fails 100% of the time for certain eligible parties. This is not a theoretical problem. It has been happening and continues to happen. The AEC has been enforcing a policy that compromises the integrity of our political process. The ABS has been complicit. Political elites have exploited this. Additionally, the AEC mistakenly enforced a testing table with a typo for 4 years – it’s unknown if they ever noticed before the table was updated. (See Appendix: AEC Membership Testing Tables / Circa 2012 to 2016) Disclosure and context: My roles in The Flux Party (Flux) were: a founder, the deputy leader, the secretary, and the deputy registered officer. Change Log 2022-04-11 Update: Flux was deregistered on 2022-03-24. See 8. Flux’s Second Membership Test (March 2022). 1. Background Context Recently (leading up to September 2021), most parliamentarians (i.e., the 4 major parties) decided 20 --- Page 21 --- that we had too many political parties and that this was a problem! It would not do. So, a bunch of changes were made to the Electoral Act. Changes designed to make life harder for anyone who wanted to be part of our democracy, but did not want to participate in the rotten, tribalist, political cults that run the show. Some of those changes resulted in (as of Feb 2022) the pending deregistration of 12 parties, and the very real deregistration of 9 parties. In practice that is ~40% of parties, gone before the next election. Political elites will claim (and have claimed in Parliament already) that these changes, the culling, and the subsequent entrenchment of the status quo, is a good thing. That it is making our democracy better. In September 2021, the legislatively required number of members for a political party was increased from 500 to 1500 with little warning and no grace period. The AEC’s policies – going back at least a decade – have encouraged parties not to bother going over 1.1x the legislative limit (i.e., previously 550, now 1650) with regards to their number of members that are verifiable against the roll. (Submitting more than this is pointless and makes registration harder.) 2. Regular Membership Testing Every few years, the Australian Electoral Commission (AEC) will check that each political party has enough members according to the legislative requirement. The party must provide a list of 1500 to 1650 names (inclusive) to use as evidence of their eligibility. The AEC will then filter out some names (duplicates, deceased members, etc). That produces a NEW list of ≤ 1650 names. Then, the AEC will do a statistical sampling of members and will use that to determine whether a party is eligible. Particularly, a small subset of members are selected and contacted, asking for a yes/no confirmation of membership. Non-responses are skipped. A “No” answer counts as a failure – this is a membership denial. In this document and associated code: “failure rate” refers to the rate at which members respond “No”. The AEC does not accept lists larger than 1650; there is no chance for a party to replace any of those filtered members; that filtering process increases the chance of false negatives (when list length is limited + excluding duplicates); parties are not told which members were filtered (even those which are deceased) so they cannot be proactively removed; and, finally, the standard of statistical evaluation is to assume that the list of 1650 members were the only members of the party. Zero consideration is given beyond this, outside the chance to respond – a tactic that has, historically, performed poorly except by the grace of the AEC. How many parties have been wrongly denied registration due to this artificial limit? Nobody knows. The method is detailed on pages 23 and 24 of “Guide for registering a party”. (mirror) 3. Flux’s 2021 Membership Test: A Known Farce Flux failed its recent membership test. The only problem? We have at least 4680 members whose details have been matched against the electoral roll. It is the AEC’s imposition of 1650 members maximum that is the problem. Note that Flux is only in a position to offer so many members because of our unique membership system: free for life. Additionally, significant automation has been developed to assist members in verifying their details against the electoral roll and keeping their details up to date. This is a task too involved, expensive, and specialized for it to be practical for most political parties. AEC’s Notice to Flux (with test results) Our Response From the AEC’s notice (note that the AEC refuses membership lists with more than 1650 members): 21 --- Page 22 --- On 7 December 2021, the Party responded to the s 138A Notice by providing a list of between 1,500 and 1,650 members of the Party. I am notifying you under s 137(1)(b) of the Electoral Act that the Electoral Commission is considering deregistering the Party, as the Electoral Commission is satisfied on reasonable grounds that the Party does not have at least 1,500 members. A copy of the s 137(1)(b) Notice is enclosed. Here is an except from the first page of our response, to give you an idea of the gist: We have 3 arguments supporting our case. Each argument is individually sufficient to show that a decision (by the AEC) to deregister the Party would not be based on reasonable grounds; each argument is a decisive criticism of the current methodology. The statistical method used fails ~10% of the time for borderline cases. The statistical method uses an artificially limited sample size and thus does not estimate party membership, though does (roughly) measure membership attrition. We have sufficient membership and provide evidence. Attached is a list of 4680 members. Each entry was, at some point, verified against the electoral roll. Unless each of these criticisms can be addressed, we do not believe that a decision by the AEC to deregister the Party would be based in reality. (Note: there are at least two non-critical errors in our response – the AEC has already been informed. See the end of the doc for what was sent to the AEC re those errors.) I became curious about the actual statistical properties of the AEC’s process. How likely would it have been for us to succeed? (Given that we are in fact an eligible party.) Turns out there was a 71.7% chance that the AEC’s method would find a false negative. TL;DR: It’s rigged. In this document and the associated code and graphs: a farce is defined as any case where the chance of a false negative is ≥ 50%, i.e., statistical accuracy is ≤ 50%. The AEC’s membership test being rigged means that, in some relevant cases, the outcome is predetermined. Since there are cases where an eligible party will have ~0% chance of success, it is the case that there exist relevant cases where the outcome is predetermined. 4. Analysis Methodology The code associated with this document produces statistical graphs (of the Probability Mass Function, specifically) based on 500,000 simulations of the AEC’s method. For each simulation, the number of failures is recorded as the output. Subsequently, these results are normalized to give the probability of X failures for the given input parameters. These probabilities are then graphed, with the x-axis showing the number of failures, and the y-axis showing (membership denials). As the AEC has limits on the acceptable number of membership denials based – i.e., the probability of a membership test having a certain number of failures on the reduced membership list, the bars in these PMFs are colored blue or orange to indicate a pass or a failure. In cases where the party does meet legislative requirements, the blue bars ( P(success) ) should, according to AEC Policy, always sum to > 0.9 . Where P(success) < 0.5 , the case is deemed a farce and marked as such. 22 --- Page 23 --- --- Page 24 --- --- Page 25 --- What happens if Flux gains more members? Moreover, say that Flux is gaining members faster than it is losing them. (‘Losing’ members means that they will now answer “No” but do not revoke their membership.) It turns out that this can make the AEC’s methodology less likely to succeed. Go figure: a party increases it’s membership and the AEC test get’s less accurate! See Fig 5.2, Example 5.2.1, Example 5.2.2 (Filtered=0), Example 5.2.3 (Filtered=24). The system is rigged. It’s a farce. Finally, there are cases where the AEC’s method fails even more spectacularly. Say 50% of Flux’s 4680 members submitted (as part of our objection to the AEC’s consideration of involuntary deregistration) respond “No” – the AEC’s method fails 100% of the time in this case, even though Flux would exceed the legislative requirement by 1.56x. See Fig 5.3, and related: Example 5.3.1. Update: additionally, see 8. Flux’s Second Membership Test (March 2022). Reading These Graphs N Members: The number of members that the party is capable of submitting, i.e., they are validated to the best of the party’s ability. Submitted: The number of members that the party submits to the AEC. Filtered Out: The number of members removed without replacement by the AEC – parties cannot preemptively remove these members as the AEC uses information that is unavailable to parties. Sample: The number of members after AEC filtering. P(denial): The probability that a member will deny membership when contacted. (Y: …, N: …): The number of members that, when contacted by the AEC, will respectively respond: “yes”, and “no”. Note: if a member does not respond to a request for contact, the AEC selects a new member to contact from the sample. Simulations: The number of times the AEC test was simulated while generating the distribution. Eligible?: whether the party is eligible under the Electoral Act. Exhaustive test: would the party pass a membership test if every member in the sample group were contacted? Note: this is limited by AEC policy to 1650 (or 550 prior to Sept 2021). “x bar” ( ): The mean of the distribution, i.e., the average number of denials. “sigma sub x” ( ): Standard deviation of the distribution. “sigma sub x bar” ( ): Standard error of the distribution. P(Conflict: AEC Method ↔ Exhaustive): The probability that the AEC’s method conflicts with the results of an exhaustive test. P(Conflict: AEC Method ↔ Reality): The probability AEC’s method fails (i.e., produces a false positive or false negative). ±: This indicates the 95% confidence interval. That is: the 95% confidence interval for a±b has a lower bound of a-b and an upper bound of a+b. Data in each chart has error bars in black. Analysis of Flux’s actual membership test 25 --- Page 26 --- Fig 5.1: Even though an assumption of this simulation is that Flux is an eligible political party, the AEC's method fails 71.7% of the time. This is the real-world analysis of Flux's membership Note: Flux submitted 1649 members due to an off-by-one error (the spreadsheet had 1650 rows, including a row for the headings). test. Predictive analysis if Flux’s membership increases by 20% but members that will deny membership increases by 10% 26 --- Page 27 --- Fig 5.2: This distribution shows that the AEC's validation method becomes less reliable as a party Improvement makes life harder! Strength is weakness! *gains* members. Chance of 1 Success Tests Required (p=0.104) 80% 90% 95% 99% 15 21 28 42 Predictive analysis with a 50% denial rate Fig 5.3: If we assume that Flux provides 4680 members but only 50% of them will respond "Yes" or not respond -- indicating 2340 valid members and indicating that Flux is an eligible party -- the AEC's method fails 100% of the time. Chance of 1 Success Tests Required (p<0.0005) 80% 90% 95% 99% at least 3,219 at least 4,605 at least 5,990 at least 9,209 6. Suspected Farces 27 --- Page 28 --- Detecting previous farces is difficult because the AEC does not publish the results of membership tests and, too my knowledge, does not record or ask for the number of members a party could offer in support of their validity. Instead, we only know the number of members that were submitted, which is always <= 1650 (or the limit in effect at the time), and we only know this when the AEC has published a statement of reasons which is only done when there is a request for review. If a party just gives up, or otherwise misses the deadline, then we don’t hear about it and thus cannot evaluate whether a farce occurred. Note: these cases occurred prior to the September 2021 increase in required members. Therefore they are judged against the previous requirements – the test method was practically the same, the only difference being that it was calibrated for membership lists of 500-550 instead of 1500-1650. Since parties sometimes max out the number of members they may provide, the only reasonable conclusion is that they have more members they could provide if a more responsible method were used. Therefore, parties are assumed to have just enough excess capacity in additional members to be eligible, and that those extra members could have been provided. Excess Capacity Explanation Excess capacity here refers to additional members that, if not for the AEC’s limit, a party could provide – expressed as a percentage of the limit. If a party requires 10% excess capacity, and the limit of a membership list is 1650, then that party must be capable of providing a list of 1815 members that a list of 1650 members is randomly sampled from. For comparison: in Flux’s case, we had 3030 additional members (excess capacity of 184%) – excluding those that we could not validate. The AEC is sometimes able to validate members that we cannot, and we have at least 4285 additional members that we could contact with a request for them to update their details. What about cases where the member list submitted had a large number of duplicates? It is not safe to assume the absence of a farce in these cases: maintaining membership lists is difficult. In my case, I wrote thousands of lines of custom code to assist Flux in managing our member list – and the proportion of our list that is automatically matched against the electoral roll is proof of this. But, even with multiple checks for duplicates (matching phone numbers, emails, first and last names, etc), still we would occasionally get duplicates. These stragglers were usually found through a manual process before submission. At some point it just isn’t worth worrying about. However, due to the ambiguity of these cases, this document will exclude them from “suspected” farces. The Suspected Farces Since, in the following cases, the excess capacity of the party undergoing testing was not known, these are only suspected farces. 1. (Fig 6.1) 30 June 2021 – deregistration of Child Protection Party under s 137(6) (mirror) – excess capacity of 13.4% required 2. (Fig 6.2) 9 March 2021 – deregistration of Seniors United Party under s 137(6) (mirror) – excess capacity of 14.4% required 3. (Fig 6.3) 7 November 2013 – refusal to register of Cheaper Petrol Party (mirror) – excess capacity of 8.2% required 4. (Fig 6.4) 12 November 2010 – refusal to register of Seniors Action Movement (mirror) – excess capacity of 5.1% required 28 --- Page 29 --- 5. (Fig 6.5) 1 March 2016 – deregistration of the Australian Democrats (mirror) – excess capacity of 6.5% required Note, the @Measured in the titles of the following graphs indicates that the failure rate is calculated directly from AEC reports of the ratio of membership denials to membership contacts. Fig 6.1: The deregistration of Child Protection Party on 30 June 2021 is suspected to have been a farce. Chance of 1 Success Tests Required (p=0.176) 80% 90% 95% 99% 9 12 16 24 29 --- Page 30 --- Fig 6.2: The deregistration of SUP on 30 June 2021 is suspected to have been a farce. Chance of 1 Success Tests Required (p=0.071) 80% 90% 95% 99% 22 32 41 63 30 --- Page 31 --- Fig 6.3: The refusal to register Cheaper Petrol Party on 7 November 2013 is suspected to have been a farce. Chance of 1 Success Tests Required (p=0.435) 80% 90% 95% 99% 3 5 6 9 31 --- Page 32 --- Fig 6.4: The refusal to register SAM on 12 November 2010 is suspected to have been a farce. Chance of 1 Success Tests Required (p=0.410) 80% 90% 95% 99% 4 5 6 9 32 --- Page 33 --- Fig 6.5: The affirmation of the decision to deregister of the Australian Democrats on 1 March 2016 is suspected to have been a farce. Note: this uses the AEC measured P(denial) , as with graphs including @Measured . Chance of 1 Success Tests Required (p=0.237) 80% 90% 95% 99% 6 9 12 18 Possible Farces These are cases where the available information regarding the membership test is incomplete, so some assumptions have had to be made. Based on AEC measurements, if the party had some minimum number of members (such that it had at least 500 non-denying members), then these cases are farces. 1. 2017-08-09 Affirmation of refusal to register the Australian Affordable Housing Party – Figure 2. 2016-05-04 Set aside of decision to deregister Australian First Party – Figure Note: this is a farcical situation because, although the party was successful, the accuracy was only 48.8%. In essence, it was a 50/50 coin-flip. 3. 2017-08-09 Refusal to register The Communists – Figure 4. 2018-08-30 Refusal to register Voter Rights Party – Figure 5. 2016-08-24 Affirmation of deregistration of the Republican Party of Australia – Figure 7. Flux’s 2021 Membership Test Assuming a Threshold (9.09%) Denial Rate (including worst-case) 33 --- Page 34 --- Flux is a party that has – with regards to membership lists – excess capacity; if filtered members could be replaced, we could provide them. Note that filtered members are never replaced in the AEC’s method. Given this, combined with the artificial limit on sample size, what are the true accuracy values for the AEC’s test? As it turns out, it depends on the quality of Flux’s membership list. We have a high-quality list – thanks to a lot of management code written to help with that – but many parties do not have the skills or resources to do that. Fig 7.1 shows that, for Flux’s recent membership test, the true accuracy of the AEC’s method – assuming that Flux’s members have P(denial) = 0.0909 – was 89.0%; which is lower than the 90% accuracy that’s been advertised in the past. That means that the results of the AEC’s test would incorrectly find Flux ineligible 11% of the time. Additionally, Fig 7.2 and 7.3 show that, as the number of members filtered out increases, accuracy drops – a lot. @Thresh in these titles indicates a 9.09% denial rate (which is not what was measured during Flux’s recent membership test). 9.09% = 150 / 1650. +F__ indicates that the number in place of __ is the number of members that were filtered out (e.g., duplicates, deceased members, etc). Fig 7.1: Assuming that 91.9% of the members (randomly sampled from the full list) on Flux's 2021 membership test will not deny membership when contacted (1500/1650): 500,000 simulations of Flux's membership test show that it has an accuracy of 89.0% (i.e., false negative rate of 11.0%), which is less than the AEC's previously advertised 90% accuracy. Chance of 1 Success Tests Required (p=0.890) 34 --- Page 35 --- 80% 90% 95% 99% 1 2 2 3 Fig 7.2: Assuming that 91.9% of the members on Flux's 2021 membership test members will not deny membership when contacted (1500/1650), and that 99 members were filtered out instead of 24: 500,000 simulations show that it is 49.2% accurate, which would constitute a farce. With a membership list of this quality, 4 membership tests would be required for a 90% chance of 1 success. Chance of 1 Success Tests Required (p=0.492) 80% 90% 95% 99% 3 4 5 7 35 --- Page 36 --- Fig 7.3: Assuming that 91.9% of the members on Flux's 2021 membership test members will not deny membership when contacted (1500/1650), and that a worst-case 149 members were filtered out instead of 24: 500,000 simulations show that it is accurate just 15.1% of the time, which would constitute a farce. With a membership list of this quality, 15 membership tests would be required for a 90% chance of 1 success. Chance of 1 Success Tests Required (p=0.151) 80% 90% 95% 99% 10 15 19 29 8. Flux’s Second Membership Test (March 2022) After Flux’s response in February 2022, the AEC decided of its own accord to conduct another membership test. Flux did not request this. In fact, it makes no sense for Flux to request this because we were primarily concerned with the inability of the test to function as intended. The AEC ignored our criticisms. It appears that the AEC does not care about reason, or logic, or statistical arguments. As though to emphasize the fact that the AEC’s method is a joke, the AEC’s statement of reasons [mirror], authored by one Ms Reid, says: 22. The membership list submitted by the Party on 13 February 2022 contained 4,680 names of individuals that the Party considers to be current members (referred to as ‘members’ below). As a delegate of the Electoral Commission, I instructed that the top 1,650 names be tested to conform with the AEC’s membership testing parameters. […] 36 --- Page 37 --- The membership list that we submitted was sorted alphabetically by first name. “Gloria” was the first member to miss out on the chance to be contacted. Every member whose first name came later than hers, alphabetically, was excluded. The Statement of “Reasons” Let me grace you with the AEC’s wisdom. First, consider that Flux did not ask for another membership test, and argued that the method was invalid; the list of 4680 members was not provided for the purpose of a membership test, it was provided as evidence that the AEC’s method was in conflict with reality. The “supporting statement” comprises: 25. I have considered the statement lodged by the Party on 13 February 2022, setting out reasons why the Party should not be deregistered. [Omitted: quotes of Flux’s February 2022 response] 26. I reject the reasons outlined by the Party in its statement provided on 13 February 2022 for the following reasons. 27. The Party failed membership testing for exceeding the maximum number of permitted denials according to the ABS methodology used by the AEC. It did not fail membership testing due to having an insufficient number of members being identified on the electoral roll. 28. The Electoral Act defines an elector as someone that is on the Commonwealth Electoral Roll. Section 123 of the Electoral Act prescribes that an eligible political party, not being a Parliamentary party, has ‘at least 1,500 members’. The requirement is not to be solely ‘an elector’ but to be a member of the party. 29. The Party challenges the validity of the AEC’s membership testing process. This process has been developed by the AEC to support the delegate’s consideration of whether a party has sufficient members. It is based on sampling methodology designed in consultation with the ABS and provides a valid methodology to satisfy a delegate of a party’s membership. The Electoral Commission has previously concluded that the methodology ‘was appropriate for membership 1 testing, including because it was rational, fair and practical in all the circumstances.’ 30. I consider that the membership testing results outlined above provide a more robust method for ascertaining whether a party has satisfied the requirements of the Electoral Act than a statement provided by the party. 31. In summary, I remain satisfied that the Party does not have at least 1,500 members based on the outcomes from membership testing both membership lists of 7 December 2021 and 13 February 2022. 32. Accordingly, in my capacity as a delegate of the Electoral Commission, I have deregistered VOTEFLUX.ORG | Upgrade Democracy! under s 137(6) of the Electoral Act and the particulars of the Party have been cancelled from the Register under s 138 of the Electoral Act. 1 https://www.aec.gov.au/Parties and Representatives/Party Registration/Registration Decisions/ 2021/notice-of-decision-with-reasons-SUPA.pdf Here is a brief analysis of the insanity of the above: Point 25 is dishonest – Flux’s arguments were ignored. Moreover, the exact thing that we criticized was the first thing that Ms Reid did. Point 27 is largely irrelevant, it doesn’t respond to anything that we said. It also contradicts point 29, which starts: “The Party challenges the validity of the AEC’s membership testing process.” If Ms Reid knows this, why did she make point 27? That the AEC method failed in spite of Flux 37 --- Page 38 --- --- Page 39 --- Fig 8.1: Despite being eligible under the Electoral Act, Flux could never have passed the AEC's test. In this case, the AEC's method has a failure rate > 99.996%. In the AEC's words, this test is "rational, fair and practical in all the circumstances". What a joke. Rigged. There isn’t much more to say. 9. Feedback Loops Between AEC Policy and Party Behavior To my knowledge, parties typically don’t try to build membership to many thousands of members. That’s because it’s expensive, time consuming, and difficult to manage. Most importantly – there’s no point when it comes to registration. The fact that the AEC has imposed this flawed method for years means that non-parliamentary parties’ common practices are based around meeting the AEC’s policies. When the limit was 550 (and 500 members required), there literally was no point building beyond that because it would not help you in registering or maintaining registration – it was largely wasted effort. Additionally, the AEC’s policies have entrenched these common practices which enabled the political elite to change the legislative requirements suddenly and dramatically – effectively eliminate competition. The AEC is complicit. If the previous status quo was 550 members due to the AEC promulgating a culture of not going beyond this, and then parliament decides to radically change the limit (there is no reason they could not have done this gradually over, say, 10 years with a small bump each year), at what point do we acknowledge that something is rotten? The AEC is on record about why it imposes a limit on membership lists used for verification: 26. In respect of the assertion in the application for review that the AEC failed to test the lists provided by the Party on 12 June 2017 (which contained 650 members) and on 20 August 2017 (which contained 739 members), the Commission notes that the ‘Party Registration Guide’ requests that parties provide a list of between 500 to 550 members. This is considered to be to a party’s advantage, by minimizing the work required of the party in confirming the enrolment 39 --- Page 40 --- status and contact details of additional other members. Source: https://www.aec.gov.au/Parties and Representatives/Party Registration/Registration Decisions/2018 /2018-commonwealth-of-australia-party-statement-of-reasons.pdf (mirror) Note: this case cannot be analyzed as the AEC neglected to include any results of membership tests. How about the AEC stop making decisions on behalf of parties? Especially when those decisions have been proven (by this document) to have systemically disadvantaged non-parliamentary parties, to have decreased the accuracy of the AEC membership test, to be based on falsehoods, and, ultimately, to be a reflection of a condescension and hubris that has no place running a democracy. 10. Conclusion With the AEC’s existing policies, and on the assumption that Flux is a valid party, it is only reasonable to conclude that Flux will find it increasingly difficult to remain registered and pass registration tests, even if it grows in membership. This applies to all nonparliamentary parties. That is to say: the process has a predetermined outcome, and is an empty act done for show. It is rigged, and a farce. With currently measured values (based on AEC results), it would take (on average) 7 repeated trials for Flux to have 1 successful membership test. So this is not a problem that can be solved by repeating the membership test. At least 5 past cases have been identified with farcical properties – they are suspected farces – and at least 5 additional cases have incomplete information but may be farcical. That is: in these cases the AEC’s test is less than 50% accurate, provided that those parties had additional members (which the party would have been prevented from submitting only due to AEC policy). All 5 suspected cases required less than 15% additional members – i.e., the membership test was a farce for all cases if N ≥ 630. Note that all 5 cases predate the September 2021 change to membership requirements; at the time the required number of members was 500. It has thus been found that the AEC’s method is rigged and a farce, and that there is sufficient evidence to back this up. Appendix: Definitions rigged adjective Wiktionary Pre-arranged and fixed so that the winner or outcome is decided in advance. Urban Dictionary The word rigged is used to describe situations where unfair advantages are given to one side of a conflict. Note: Urban Dictionary is included here as Cambridge and Merriam-Webster didn’t seem to have specific definitions for the adjective. rig verb 40 --- Page 41 --- (Note: rigging is the gerundive of rig) Cambridge Dictionary to arrange an event or amount in a dishonest way to dishonestly influence or change something in order to get the result that you want Wiktionary To manipulate something dishonestly for personal gain or discriminatory purposes. farce noun Cambridge Dictionary a situation that is very badly organized or unfair a ridiculous situation or event, or something considered a waste of time Wiktionary A situation abounding with ludicrous incidents. A ridiculous or empty show. Merriam-Webster an empty or patently ridiculous act, proceeding, or situation Appendix: AEC Membership Testing Tables Note: the first column of these tables (“Members lodged”, “Eligible membership”) is the reduced membership list after filtering out e.g., duplicates, members supporting the registration of other parties, deceased members, etc. It is “AEC Policy” that lists are no more than 1.1x the legislative limit (e.g., a maximum of 550 prior to September 2021, and 1650 after September 2021). That is: lists with more members than this are rejected. September 2021 to February 2022 Source: Page 24 of https://web.archive.org/web/20220206003633/https://www.aec.gov.au/Parties and Representatives/ Party Registration/guide/files/party-registration-guide.pdf Members lodged Random sample size Maximum denials to pass 1,500 1,506 1,523 1,543 1,562 1,582 18 27 33 38 42 46 0 1 2 3 4 5 41 --- Page 42 --- 1,599 1,616 1,633 1,647 1,650 50 53 57 60 60 6 7 8 9 9 Experimental Eval (No Published Accuracy Values) Members lodged; N_reduced Measured risk of accepting 1200; P(denial) = (N- 1200)/N; N = N_reduced; 1,500 1,506 1,523 1,543 1,562 1,582 1,599 1,616 1,633 1,647 1,650 1.8% fig 1.6% fig 1.7% fig 1.8% fig 1.9% fig 1.9% fig 1.8% fig 2.0% fig 1.7% fig 1.8% fig 1.7% fig Measured risk Measured risk of rejecting ≥ of rejecting 1500; 1500; (Threshold P(denial) = (N- case); 1500)/N; P(denial) = N = N_reduced; 150/1650 = f = 0 (no members filtered); 9.09%; N = 3300; f = 1650 - N_reduced; Measured risk of rejecting ≥ 1500; P(denial) = 20%; N = 3300; f = 1650 - N_reduced; 0.0% fig 0.5% fig 1.2% fig 1.9% fig 2.3% fig 2.8% fig 3.1% fig 3.2% fig 3.7% fig 3.6% fig 4.0% fig 82.2% fig 98.2% fig 72.0% fig 98.2% fig 58.9% fig 97.3% fig 45.9% fig 96.2% fig 33.3% fig 94.4% fig 23.6% fig 92.2% fig 16.4% fig 89.9% fig 10.3% fig 85.9% fig 6.9% fig 4.1% fig 4.2% fig 83.3% fig 78.8% fig 78.9% fig Circa 2017 to September 2021 Sources: Page 26 of https://web.archive.org/web/20210409193623/https://aec.gov.au/Parties and Representatives/P arty Registration/guide/files/party-registration-guide.pdf https://web.archive.org/web/20200320074933/https://www.aec.gov.au/Parties and Representati ves/Party Registration/files/party-registration-guide.pdf Members lodged Random Sample Max Denials to Pass 500 18 0 42 --- Page 43 --- 1 2 3 4 5 6 7 7 503 511 519 526 534 541 548 550 26 32 37 41 44 47 50 50 Circa 2012 to 2016 Sources: Page 33 of https://web.archive.org/web/20160314113418/http://aec.gov.au/Parties and Representatives/Par ty Registration/files/party-registration-guide.pdf Page 32 of https://web.archive.org/web/20140212032435/http://www.aec.gov.au/Parties and Representativ es/Party Registration/files/party-registration-guide.pdf (Note: this source includes risk columns) https://web.archive.org/web/20130208013723/http://aec.gov.au/Parties and Representatives/par ty registration/guide/forms.htm#table (Note: this source includes risk columns) https://web.archive.org/web/20120425182026/http://www.aec.gov.au/Parties and Representativ es/party registration/guide/forms.htm (Note: this source includes risk columns) Members lodged Random Sample Max Denials to accepting only 400 rejecting 500 – Pass – risk % risk % 500 503 512 521 529 537 543 548 550 18 26 30 34 38 42 46 50 50 0 1 2 3 3 5 6 7 7 1.80 1.99 2.64 2.86 2.85 2.60 2.43 2.27 2.07 0.00 1.05 3.26 4.68 5.52 6.65 6.86 6.78 8.05 Note: It seems likely that max denials to pass =3 for the members lodged =529 row is a typo – it should probably be 4 , however, in all source documents it was 3 . In the 2016 RPA statement of reasons, a list of 530 lead to 38 contacts, and 4 or more denials was a fail (so max denials to pass =3). This typo has been enforced. (How many times? Only the AEC knows.) According to the sampling methodology, as applied to a list of 530 names, if four or more people denied membership then the AEC could conclude that the party did not have 500 members.4 43 --- Page 44 --- [Footnote 4:] According to the ABS, testing a sample of 38 from a list of 530 carried with it a 2.72% risk that the AEC could end up accepting a party that had only 400 members, and a 6.17% risk that the AEC could end up rejecting a party that had 500 members. So there was a typo at some point, but the AEC actually used the typo to judge party membership. So a party with between 529 and 536 members during this period, with 4 denials, would have been wrongly denied even by the AEC’s own methodology. Also, the footnote values don’t match the previously advertised values in the table… is that just because it’s calculated for 530 instead of 529? Or did the AEC get an updated table in 2016 and those risk values changed? If they did change, why? (It’s not like the maths changed, right?) The 2016 Australian Democrats statement of reasons confirms 34 contacts for a list of 526 with maximum 3 denials. According to the sampling methodology, as applied to a list of 526 names, if four or more people 3 denied membership then the AEC could conclude that the party did not have 500 members. [Footnote 3:] According to the ABS, testing a sample of 34 from a list of 526 carried with it a 2.30% risk that the AEC could end up accepting a party that had only 400 members, and a 8.53% risk that the AEC could end up rejecting a party that had 500 members. Experimental Eval Note: The row with members lodged = 529 (corrected) corrects the erroneous max denials to pass from 3 to 4 . The AEC did not pick up on this error for at least 4 years (if they ever did). Members lodged; N_reduced Claimed: accepting only 400 – risk % Measured risk of accepting 400; P(denial) = (N- 400)/N; Claimed: rejecting 500 – risk % Measured Measured risk of risk of rejecting ≥ rejecting 500; P(denial) 500; (Threshold case); = (N- P(denial) = 500)/N; 50/550 = f = 0 (no members 9.09%; N = 1100; filtered); f = 550 - N_reduced; Measured risk of rejecting ≥ 500; P(denial) = 20%; N = 1100; f = 550 - N_reduced 500 503 512 521 529 529 (corrected) 537 543 548 1.80% 1.7% fig 0.00% 0.0% fig 82.3% fig 98.2% fig 1.99% 1.8% fig 1.05% 0.8% fig 70.1% fig 97.8% fig 2.64% 2.3% fig 3.26% 2.8% fig 52.3% fig 95.8% fig 2.86% 2.5% fig 4.68% 4.1% fig 37.4% fig 93.3% fig 2.85% 0.7% fig 5.52% 14.6% fig 45.9% fig 96.3% fig 2.85% 2.4% fig 5.52% 4.8% fig 25.8% fig 90.6% fig 2.60% 2.2% fig 6.65% 5.9% fig 17.4% fig 87.6% fig 2.43% 2.0% fig 6.86% 6.0% fig 11.6% fig 84.6% fig 2.27% 1.8% fig 6.78% 5.8% fig 7.6% fig 81.5% fig 44 --- Page 45 --- --- Page 46 --- meet requirements. The italicized part is not correct. The AEC's method is much better than this -- it only fails 10% to 20% of the time (the above quote implies that the method fails more than 50% of the time). The exact false negative rate depends on the number of members filtered by the AEC, similar to how our December 2021 list of 1649 names had 24 entries filtered. The AEC's method is more reliable when fewer names are filtered, with the 20% false negative rate corresponding to 25 members filtered out. (0 names filtered corresponds to a 10% false negative rate.) It is worth pointing out that there are similar (though slightly more extreme) parameters that do result in a >50% failure rate of the AEC's method. For example a party of 2000 members, 300 of which are malicious, and 15 names filtered has a failure rate of 50.4%. Note, there are some other errors too, like the method mentioned in the The AEC’s membership test methodology artificially reduces sample size section uses the random sampling size that was used in Flux’s test, but it probably should have been 60 instead of 53. Not really a big deal. Use of “confidence” in prior versions In some prior versions of this document, the term “confidence” was used instead of “accuracy”. That is: it was used to describe how often the AEC’s test arrived at the correct result. 46 --- Page 47 --- Document No 5 From: To: Subject: Date: Commission Secretariat Request for review of the deregistration of VOTEFLUX.ORG Tuesday, 26 April 2022 12:02:56 AM CAUTION: This email originated from outside of the Australian Federal Government. Do not click links or open attachments unless you recognise the sender and know the content is safe. Attention: Mr Tom Rogers - Australian Electoral Commissioner Dear Mr Tom Rogers, I am writing to request a review of the decision to deregister VOTEFLUX.ORG |Upgrade Democracy! (hereafter Flux) under Under s 141(2) of the Electoral Act. I only learned of the deregistration from the party on 20th April 2022. I am a member of the party who was contacted by the AEC via email on the 16th March 2022 to confirm my membership of the Flux party. The AEC sent that email from the following address: PartyMembership-Testing@aec.gov.au (hereafter the 'testing email address'). I responded via email in the affirmative to confirm I am a member of the party. I have not received any further correspondence from the AEC to confirm my response was counted and included as part of their membership testing exercise. That is despite the fact I sent an additional email to the AEC requesting confirmation that my response had been counted. I am asking the AEC now as part of this review process to confirm that: 1. My response was included in the "confirmed membership" category. Please provide documentation to show this; 2. any other members who asked to confirm their membership via the AEC's testing email address also had their response correctly recorded; 3. The date/s the AEC sent these emails to members and up until what date did the AEC check this email address for responses? Can the AEC be sure that it did not miss any responses that may have been received after the AEC stopped checking for responses but within an allowable time? The membership testing correspondence received did not indicate the date by which responses had to be received so there is a risk members who were contacted and did reply have had their confirmations received but ignored. In addition to the points above, the email I received from the AEC made reference to a "random sample." I am requesting a review into both this process and the statistical method used. I am concerned that a random sample was not used because in the statement of reasons for deregistration the Assistant Commissioner stated they "instructed that the top 1,650 names be tested." That would be a biased sample "slanted" towards the first letters of the alphabet. I am asking the AEC to: 4. Review that procedural errors may have occurred when taking a random sample from the list of 4,680 members provided by Flux that led to a biased sample. In regards to the statistical method used I am concerned about its reliability. I am asking the AEC to: 5. share the mathematical proof of the sampling method used; and 6. review the rate at which this method would return a false negative. Please share the results of that review. Does the AEC consider the rate of false negatives to be acceptable? 47s 47F (Personal Privacy) --- Page 48 --- --- Page 49 --- Attachment No 6 From: To: Subject: Date: Commission Secretariat Please review your recent decision to deregister flux party. Friday, 6 May 2022 2:12:20 AM CAUTION: This email originated from outside of the Australian Federal Government. Do not click links or open attachments unless you recognise the sender and know the content is safe. My name is , my current residence is I was linked to an article on the website of the flux party via one of their communication channels: https://www.voteflux.org/2022/04/20/wrongful-deregistration/ This article outlines reasons that the flux party believe their deregistration was unfair/unjust and I agree with their reasoning; that there is no reason not to poll the list of active memberships extensively to reach the firmest result. The flux party pose a plausible attempt at contesting the status quo and creating a better life for all Australians, so I ask that you please review your recent decision to deregister flux party. Thanks, 49s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s --- Page 50 --- --- Page 51 --- Subject: FW: Please review your recent decision to deregister flux party. [SEC=OFFICIAL] Hi All, Please find below and attached the application for review from Party. regarding the Flux All the best, | ECANZ Secretariat | Commission Secretariat Executive Leadership Team Australian Electoral Commission From: Sent: Friday, 6 May 2022 2:12 AM To: Commission Secretariat <Commission.Secretariat@aec.gov.au> Subject: Please review your recent decision to deregister flux party. CAUTION: This email originated from outside of the Australian Federal Government. Do not click links or open attachments unless you recognise the sender and know the content is safe. My name is , my current residence is I was linked to an article on the website of the flux party via one of their communication channels: https://www.voteflux.org/2022/04/20/wrongful-deregistration/ This article outlines reasons that the flux party believe their deregistration was unfair/unjust and I agree with their reasoning; that there is no reason not to poll the list of active memberships extensively to reach the firmest result. The flux party pose a plausible attempt at contesting the status quo and creating a better life for all Australians, so I ask that you please review your recent decision to deregister flux party. Thanks, 51s 47F (Personal Privacy)s 47F (Person s s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Person s 47F - Personal Privacy --- Page 52 --- Document No 8 Commission Secretariat Commission Secretariat RE: Commission - Flux - Return of writs [SEC=OFFICIAL] Monday, 4 July 2022 1:21:52 PM From: To: Cc: Subject: Date: Dear I refer to your application for review by the Electoral Commission dated 6 May 2022. In order to consider an application for review, the Commission must be satisfied that the requirements in s 141(2) for the application have been met, in particular that the application was made: within 28 days of the delegate’s decision (or, if it was not, why an extension of time should be granted), and; by a ‘person affected’ by the decision. If the Commission is satisfied of the above matters it will consider your submissions as they relate to the delegate’s decision to deregister VOTEFLUX.ORG | Upgrade Democracy!. Should you wish to provide any comments to support the Electoral Commission considering your application under 141(2), or you wish to provide further submissions, please do so by COB 8 July 2022. If you have any further queries, please contact the Secretariat for the Electoral Commission by emailing commission.secretariat@aec.gov.au Yours sincerely, Commission Secretariat Australian Electoral Commission From: Commission Secretariat <Commission.Secretariat@aec.gov.au> Sent: Friday, 24 June 2022 2:21 PM To: Cc: Commission Secretariat <Commission.Secretariat@aec.gov.au> Subject: Commission - Flux - Return of writs [SEC=OFFICIAL] Dear I refer to your application to the Electoral Commission for review of the decision of the delegate dated 14 April 2022, for review of the decision of 24 March 2022 to deregister “VOTEFLUX.ORG | Upgrade Democracy!” (the Party) under Part XI of the Commonwealth Electoral Act 1918 (the Electoral Act).. I am writing to advise you that the writ for the 2022 federal election was returned on 23 June 2022. Accordingly, section 127 of the Electoral Act ceased to be in operation that day. Invitation to provide further material 52s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Persona s 47F (Personal Privacy)s 47F (Personal Privacy) --- Page 53 --- As the Electoral Commission has not been able to process your application for review during the operation of section 127 of the Electoral Act, if you wish to submit an updated application (or any additional material for the Electoral Commission to consider) please do so on or before Friday 1 July 2022. If the Electoral Commission does not hear from you on or before Friday 1 July 2022, the Commission will consider your original application in conducting its review of the decision of the delegate. Internal review process An internal review is a merits review of the delegate’s decision. This means that the Electoral Commission is required to review all of the relevant information (including any additional relevant information provided), and make a new decision on your application. In accordance with the principles of natural justice and procedural fairness, the Electoral Commission will provide the Party with a copy of your application for review (or updated application) with personal information redacted, to give the Party the opportunity to submit any further information in support of the change of the Party’s name on the Register. Next steps Your application for review of the delegate’s decision will be considered by the Electoral Commission under subsections 141(2) and 141(4) of the Electoral Act at the next available meeting. You will receive written notice of the decision of the Electoral Commission on your application, and a statement of reasons (including further review rights) once the Electoral Commission has considered your application. If you have any further queries, please contact the Secretariat for the Electoral Commission by emailing commission.secretariat@aec.gov.au Sincerely, Commission Secretariat Australian Electoral Commission 53s 47F (Persona --- Page 54 --- s 42 (LPP) --- Page 55 --- --- Page 56 --- s 42 (LPP) --- Page 57 --- s 42 (LPP) --- Page 58 --- s 42 (LPP) --- Page 59 --- s 42 (LPP) --- Page 60 --- s 42 (LPP) --- Page 61 --- s 42 (LPP) --- Page 62 --- s 42 (LPP) --- Page 63 --- s 42 (LPP) --- Page 64 --- s 42 (LPP) --- Page 65 --- --- Page 66 --- ISBN 978-1-921427-23-7 Published by the Australian Electoral Commission First published 2009 © Commonwealth of Australia 2021. Unless otherwise noted, the AEC has applied the Creative Commons Attribution 4.0 International Licence (Licence) to this publication with the exception of the Commonwealth Coat of Arms, the AEC’s logos, and content supplied by third parties. Use of material subject to the Licence must not assert or imply any connection with, or endorsement by, the AEC unless with express prior written permission. The Australian Electoral Commission asserts the right of recognition as author of the original material. The publication should be attributed as party registration guide. Enquiries regarding the Licence and any use of this document are welcome at: Australian Electoral Commission Locked Bag 4007 Canberra ACT 2601 Email: fad@aec.gov.au Phone: 02 6271 4552 02 6293 7655 Fax: www.aec.gov.au Guide for registering a party Page 1 66 --- Page 67 --- Contents Contents .......................................................................................................................2 Introduction ...................................................................................................................4 Eligibility requirements for registration ...........................................................................6 Key elements of an application .................................................................................6 Register of Political Parties .......................................................................................7 Party registration process ..............................................................................................8 Party name selection .....................................................................................................9 Limitations in choice .................................................................................................9 Names to be registered with consent ........................................................................9 Registered abbreviation .......................................................................................... 10 Similarity to names of currently registered parties ................................................... 10 Party logo selection ..................................................................................................... 10 Limitations in choice ............................................................................................... 10 Logos to be registered with consent ........................................................................ 11 Format and submission of logo ............................................................................... 11 Size of logos on ballot papers ................................................................................. 11 Develop a party constitution ........................................................................................ 12 Office bearers ............................................................................................................. 13 Secretary ................................................................................................................ 13 Registered officer .................................................................................................... 13 Party agent ............................................................................................................. 14 Party membership ....................................................................................................... 14 Parliamentary parties .............................................................................................. 14 Non-Parliamentary parties ...................................................................................... 15 Completing the application .......................................................................................... 15 Application form ...................................................................................................... 15 Application fee ........................................................................................................ 16 Lodge the application .............................................................................................. 16 Processing an application ........................................................................................... 17 Acknowledgement .................................................................................................. 17 Guide for registering a party Page 2 67 --- Page 68 --- Initial assessment ................................................................................................... 17 Publication Australia-wide ....................................................................................... 17 Final determination – decision and Statement of Reasons ...................................... 18 How long will the process take? .............................................................................. 18 No action during an election.................................................................................... 18 Registered State or Territory branches ................................................................... 19 Recognised State or Territory branches .................................................................. 19 Obligations of registered political parties ..................................................................... 20 Financial disclosure obligation under the Electoral Act ............................................ 20 Recognised branches ............................................................................................. 20 Date for public inspection of annual returns ............................................................ 20 Election funding ........................................................................................................... 20 Appeals ....................................................................................................................... 21 Appendix 1 - Forms relating to a new party registration ............................................... 22 Appendix 2 - Membership testing ................................................................................ 23 Membership testing process ................................................................................... 23 Membership testing table ........................................................................................ 24 Guide for registering a party r g s p r d Page 3 68 --- Page 69 --- Introduction Part XI of the Commonwealth Electoral Act 1918 (Electoral Act) deals with the registration of political parties. The Australian Electoral Commission (AEC) maintains the Register of Political Parties (the Register) and administers the Commonwealth party registration scheme on behalf of the Electoral Commission. The primary function of the scheme is to establish a register of party names, abbreviations and logos that can be printed on ballot papers at elections for the Senate and House of Representatives. Registration as a federal political party is not compulsory to contest federal elections. Unendorsed (independent) candidates can also nominate for election to the Commonwealth Parliament. The benefits of registration as a federal political party include: ▪ the party’s registered name, registered abbreviation or registered logo may be printed next to the names of its endorsed candidates and Senate groups on ballot papers ▪ political parties can have additional registrations for their branches. Each branch registered will need to separately prove its eligibility for registration ▪ ▪ the registered officer or deputy registered officer of a political party can nominate the party’s endorsed candidates without requiring the signatures of 100 electors in the particular electorate. 100 electors are required to nominate an unendorsed (independent) candidate the registered officer or deputy registered officer of a political party can make a bulk nomination of all the party’s House of Representatives candidates in respect of the Divisions situated in a particular State or Territory to the Australian Electoral Officer for that State or Territory, without needing to nominate individually with each Divisional Returning Officer ▪ election funding for endorsed candidates who receive at least four per cent of the formal first preference votes. The election funding entitlements of candidates who were endorsed by a registered political party are paid through the party agent ▪ access to information held by the AEC including: o electronic copies of the Commonwealth Electoral Roll (Electoral Roll) and additional elector information, plus o copies of the printed Electoral Roll voting information in relation to an election. Applications to register a new political party must include all of the requirements for an application to be accepted by the AEC for assessment (for example, the AEC cannot ‘reserve’ the name of a political party on behalf of a prospective applicant who has not lodged all of the requirements for a new political party application). The guides incorporate text boxes to highlight important information. The ‘light bulb’ symbol indicates a useful tip. The ‘note’ symbol indicates information relating to the Electoral Act. Guide for registering a party r g s p r d Page 4 69 --- Page 70 --- The Guide for registering a party (Guide) is intended to assist people to understand the party registration provisions of Part XI of the Electoral Act. It provides general guidance on the requirements and process for registering a political party. The Guide for maintaining party registration provides general guidance on the requirements and process for: ▪ maintaining party registration ▪ changing party details and party officers ▪ deregistration of political parties. These guides are part of a series of publications to help parties better understand the requirements of the party registration, election funding, and financial disclosure provisions of the Electoral Act. The guides provide information derived from the Electoral Act as well as from the experience of the AEC in the administration of its provisions. While these guides are intended to act as user-friendly guides to the requirements of the Electoral Act, they cannot fully address every possible issue that may arise. Importantly, do not use the guides as a substitute for legal advice on specific detailed compliance, disclosure, and party registration issues. Users are urged to seek their own independent advice where necessary and to read and familiarise themselves with the relevant parts of the Electoral Act. On 3 September 2021, amendments to the Electoral Act under the Electoral Legislation Amendment (Party Registration Integrity) Act 2021, came into effect . For further information see Party registration guidance on the AEC website and the Electoral Act. Guide for registering a party r g s p r d Page 5 70 --- Page 71 --- Eligibility requirements for registration A new party must meet the eligibility requirements for political party registration under section 126 of the Electoral Act. All federally registered political parties must meet the eligibility requirements for political party registration on an ongoing basis. These requirements include: ▪ ▪ being an organisation with an aim of endorsing candidates for election to the Senate and/or House of Representatives having: o at least 1,500 members who are on the Electoral Roll and who are not also relied upon by another party for registration purposes, or o at least one member of the party who is a Senator or Member of the House of Representatives in the Parliament of the Commonwealth and not a member of another party. Key elements of an application A new party applying for registration must: ▪ ▪ ▪ ▪ ▪ ▪ submit a written constitution submit a party name set out the party’s proposed registered officer state whether it wishes to receive election funding state the supporting applicants submit a $500 application fee ▪ And either: o a membership list containing at least 1,500 members, or o provide supporting evidence from the party’s Senator or Member. A new party applying for registration may optionally submit an abbreviation of the party’s name and/or a logo. These submissions must meet the requirements of the Electoral Act. There is a detailed description of the requirements for names, abbreviations and logos later in this Guide. All forms relating to a new party registration application are shown in Appendix 1. Guide for registering a party r g s p r d Page 6 71 --- Page 72 --- Register of Political Parties The AEC maintains the Register. The Register of Political Parties published on the AEC website contains a list of the registered names of all federally registered political parties and the party details. The party details include: ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ the party’s name the party’s registered abbreviation (if any) the party’s registered logo (if any) if the party is a Parliamentary party if the party is a non-Parliamentary party the name and address of the registered officer the name(s) of the deputy registered officer(s) (if any) the party’s correspondence address, and ▪ whether the party chooses to receive election funding. It is the responsibility of any registered political party to ensure the information in the Register is up to date and accurate. Guide for registering a party r g s p r d Page 7 72 --- Page 73 --- --- Page 74 --- Party name selection Limitations in choice Section 129 of the Electoral Act provides that an application will be refused if the party name (or its abbreviation): ▪ ▪ ▪ ▪ ▪ is more than six words long is obscene, frivolous or vexatious1 is the same as, or is likely to be confused with, or mistaken for, the name of a ‘recognised political party’2, unless that other party is a ‘related party’3 suggests a relationship or connection with a registered political party if that connection or relationship does not in fact exist uses the words ‘Independent Party’, or the word ‘Independent’ along with the name, or abbreviation or acronym of the name, of a recognised political party, or in a way that is likely to be confused with the name, abbreviation or acronym of a recognised political party. The AEC does not reserve names for potential future applicants. Names to be registered with consent A party’s name and proposed abbreviation will be refused if: ▪ ▪ it contains a word that is in the registered name or abbreviation of a registered political party; and the party’s application for registration is not accompanied by written consent from the registered officer of that previously registered political party to the applicant party. If there is more than one registered political party with the word in its registered name or abbreviation, the written consent needs only to be from the party who was first to register the relevant name or abbreviation. The consenting party must be the party with the longest continuous registration of that name or abbreviation. In the situation where a federal branch and a related federally-registered State or Territory branch register a name on the same day, only the registered officer of the federal branch can provide consent to another party using that word. The need for consent does not apply to a function word, a collective noun for people, the word “country”, the name of a country or recognised geographical place in Australia, or the word 1 The terms ‘frivolous’ and ‘vexatious’ are to be given their ordinary meanings, and are intended to include party names or abbreviations that are nonsensical or are malicious in their application. This would include, for example, an applicant seeking to register ‘Australian Electoral Commission’, or ‘Australian Government’ as a political party. 2 For this part of the Electoral Act, recognised political party means a Commonwealth Parliamentary party, a federally registered political party, or a party that is recognised or registered in a State or Territory and has endorsed a candidate in its current name in that State of Territory in the previous 5 years (subsection 129(2) of the Electoral Act). 3 A political party is related to another political party if it is part of the same party, for example, one is a branch or division of the other. Guide for registering a party r g s p r d Page 9 74 --- Page 75 --- “democratic”. The intention is to ensure registered political parties are sufficiently distinct in name, while also providing appropriate exceptions for non-key words. Read Party registration guidance to understand section 129 of the Electoral Act and the constraints on the name and abbreviation of a political party that may prevent it from being registered. The intention of section 129 is to prevent the registration of party names and abbreviations that risk causing voter confusion with existing registered names and abbreviations. Registered abbreviation A party may register an abbreviation of its name, which is a shortened version or an acronym of its full party name. The abbreviation or acronym cannot be a separate or alternate name for the party. A registered abbreviation is simply a shorter version of the party name which can be printed on the ballot papers instead of the full party name. When choosing the name and abbreviation in the initial application for party registration, the party should consider the ways in which it might want its party name to appear on ballot papers. The registered officer or deputy registered officer can select whether the party name or abbreviation will appear near endorsed candidates’ names on the ballot papers for the Senate and House of Representatives. Similarity to names of currently registered parties The most contentious party names are those that may be too similar to the name of an already registered or recognised party. ▪ Similarity to names, abbreviations or logos of currently registered parties Party logo selection Limitations in choice Section 129A of the Electoral Act provides that registration of a logo may be refused if it: ▪ ▪ is obscene is the same as, or is likely to be confused with, or mistaken for, the logo of another person4 ▪ suggests a relationship or connection with a registered political party if that connection or relationship does not in fact exist ▪ uses the words ‘Independent Party’, or the word ‘Independent’ and the name of a recognised political party, or abbreviation or acronym of that name, or in a way that is likely to be confused with the name, abbreviation or acronym of a recognised political party. 4 ‘Person’ covers a wider range than just political parties, and so includes the logos of other organisations including companies, unincorporated associations and Government bodies. Guide for registering a party r g s p r d Page 10 75 --- Page 76 --- The inclusion of a logo in an application is optional. The refusal of a logo does not fail the registration of a political party. Logos to be registered with consent A party’s proposed logo will be refused if: ▪ ▪ it contains a word that is in the registered name or abbreviation of a registered political party; and the party’s application for registration is not accompanied by written consent from the registered officer of that previously registered political party to the applicant party. The intention is to minimise the risk that a voter might be confused or potentially misled in the exercise of their choice at an election due to a political party having a registered logo similar to the registered name or abbreviation of another registered political party. Read ‘Names to be registered with consent’ (above), section 129 and section 134A of the Electoral Act to understand the constraints on the name, abbreviation and logo of a political party. Format and submission of logo A party’s logo must meet the following requirements as set out in the Commonwealth Electoral (Logo Requirements) Determination 2016: ▪ be a vector graphic in electronic format ▪ be 100% black in a CMYK (Cyan‑Magenta‑Yellow‑Black) colour space ▪ be contained within a frame of 10 mm by 10 mm ▪ be able to be reproduced correctly within a frame of 7 mm by 7 mm ▪ not include these features: o o live text transparency or overprinting o custom halftone, transfer curve or colour profile settings ▪ be a PDF file, of less than 5 megabytes, that complies with International Standard ISO 32000-1:2008 as was in force on 22 March 2016. The logo must be emailed to the AEC at: fad@aec.gov.au (the email cannot exceed 30 megabytes). Size of logos on ballot papers When applying for a logo it should be noted that the maximum size for a logo as it appears on the ballot paper is 10 mm by 10 mm: Sample logo (10 mm by 10 mm) A logo must also be able to be reproduced correctly within a frame of 7 mm by 7 mm: Sample logo (7 mm by 7 mm) Guide for registering a party r g s p r d Page 11 76 --- Page 77 --- Develop a party constitution Sections 4 and 123 of the Electoral Act define an eligible political party as an organisation with an object or activity of promoting the election of its endorsed candidates to the Senate and/or House of Representatives. An eligible political party must be established on the basis of a written constitution which sets out the aims of the party, and the party must meet the membership criterion. The membership criterion is at least one member who is a Senator, or a Member of the House of Representatives of the Parliament of the Commonwealth of Australia, or at least 1,500 members who are on the Electoral Roll. To qualify for registration under the Electoral Act, a political party must have, and lodge as part of its application, a written constitution that establishes it as an organisation - section 123. While the Electoral Act is not specific about all the matters which must be included in the party constitution, it should include: ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ the name of the party the aims of the party, which must include that the party intends to stand candidates for Senate and/or House of Representatives elections (must be included in the constitution submitted to the AEC for a new political party application) the structure and office bearers of the party, including provisions for electing or appointing those office bearers and describing the duties of the office bearers. These provisions should include details about the administration of the party and the handling of the party’s assets such as money detailed provisions for obtaining and retaining membership of the party the requirements for holding annual general meetings or committee meetings and their conduct the means by which the party constitution can be amended provisions governing State, Territory or local branches if the party is to comprise a branch structure provisions for winding up the party and apportioning its assets. The Electoral Act does not require a political party to be incorporated or registered as an unincorporated association. Some new parties have advised the AEC, however, that they have been unable to open party bank accounts to receive membership fees or party post office boxes without evidence that the party is a formal entity. The AEC does not maintain a library of political party constitutions. Guide for registering a party r g s p r d Page 12 77 --- Page 78 --- Office bearers Parties seeking registration need to appoint the office bearers listed below. Office bearers must be selected in accordance with the terms of the party’s constitution. Secretary The Electoral Act requires a party to have an office bearer responsible for the day to day management of the party. In section 123 of the Electoral Act, the position is defined as: ▪ secretary, in relation to a political party, means the person who holds the office (however described) the duties of which involve responsibility for the carrying out of the administration, and for the conduct of the correspondence, of the party. Under section 126(1) of the Electoral Act, the secretary is required to be one of the signatories to an application for registration by a non-Parliamentary party. As the manager of day to day duties, the AEC expects the secretary to be the office bearer who is the party’s contact for general election and enrolment matters, appointments of party officials or to notify updates to the contact details for the party or its office bearers. When the AEC is writing to parties about election and enrolment matters in general, it normally writes to the secretary. An Appoint Party Secretary form should be completed and lodged with a party’s application for registration. Registered officer The registered officer is the party office bearer empowered to: ▪ nominate the party’s endorsed candidates ▪ select either the party’s registered name or the party’s registered abbreviation or logo to be printed on ballot papers adjacent to the party’s endorsed candidates. Section 140 of the Electoral Act requires the AEC to send any formal notices about party registration, including reviews of a party’s continued eligibility to remain registered, to the party’s registered officer. The name of each party’s registered officer is recorded in the Register of Political Parties, and therefore the appointment of a registered officer is part of the application for registration. The Electoral Act requires the registered officer must provide a street address that will be published on the AEC website. However, they are not required to give their residential address; the street address of the party’s office is sufficient. A post office box is not permitted for this purpose by section 123 of the Electoral Act. The registered officer of a party may appoint deputy registered officers to assist in the nomination process. To appoint a deputy registered officer the registered officer should complete an Appoint Deputy Registered Officer form. The registered officer can also revoke the appointments of their deputies. Section 126(2B) of the Electoral Act provides that a person cannot hold the position of registered officer and/or deputy registered officer for more than one political party. Failure to Guide for registering a party r g s p r d Page 13 78 --- Page 79 --- resolve any instance where a person holds multiple appointments as a registered officer/deputy registered officer constitutes grounds for the party to be deregistered. Party agent Section 288 of the Electoral Act provides that registered parties and their State or Territory branches shall appoint a party agent. The appointment of an agent must meet the following conditions: (a) the person appointed is at least 18 years old (b) written notice of the appointment is given to the Electoral Commission (c) the name, full street address and suburb or locality of the person appointed are set out in the notice (d) the person appointed: i. ii. has signed a form of consent to the appointment; and has signed a declaration that he or she is eligible for appointment. A party agent must not have been convicted of an offence against the funding and disclosure provisions of the Electoral Act. Party agents have significant financial obligations under the Electoral Act in relation to lodging financial disclosures and compliance. A breach of these obligations may be subject to civil penalties. Information regarding the responsibilities of a party agent can be found in the Financial Disclosure Guide for Political Parties available on the AEC’s website. Election funding is paid through the party agent. If no current party agent is appointed, no election funding can be paid or claimed even if some of the party’s endorsed candidates meet the four per cent formal first preference threshold. An Appoint Party Agent form should be completed and lodged with the party’s registration application. Party membership The Electoral Act provides for two types of political parties which may be registered. Parliamentary parties Parliamentary parties are political parties which have at least one member who is also a Senator or a Member of the House of Representatives. While a Parliamentary party must be an organisation, it does not need to provide the AEC a membership list to attain registration. One member who is also a Senator or a Member of the House of Representatives (and not a member of any other political party) qualifies the party against the membership criterion. If a new political party is seeking registration as a Parliamentary party, it needs to lodge a declaration signed by a Senator or Member of the House of Representatives, on their parliamentary letterhead, stating that they are a member of the party and not a member of any other registered political party. Guide for registering a party r g s p r d Page 14 79 --- Page 80 --- Non-Parliamentary parties Most new political parties seeking registration are non-Parliamentary parties and need to prove that they have at least 1,500 members who are on the Electoral Roll. The party needs to lodge a membership list of between 1,500 and 1,650 members as part of its application. The membership list needs to contain each member’s full name, residential address and date of birth as it appears on the Electoral Roll. To allow the processing of a party’s application to proceed quickly, email and telephone contacts should be included for each member. Failure to provide comprehensive contact details for members may delay processing the application. Party members used to support the application must be listed on the Electoral Roll. The party can check the enrolment of each member in the membership list by using the check my electoral enrolment facility on the AEC website. The Electoral Roll can also be viewed in electronic form at AEC offices. It can save a party several weeks in delays if the party does its own check of its members’ electoral enrolment online or at an AEC office. The AEC requires a party to choose a maximum of 1,650 members for the membership list included with their application. The AEC will return a membership list in excess of 1,650 members and ask the party to lodge the membership list with between 1,500 and 1,650 members. Appendix 2 details the membership testing process. The Electoral Act does not require the party to charge its members a membership fee. This decision is left to the discretion of the party. Completing the application Application form To register a party, an Application for registration of a Parliamentary party or an Application for registration of a non-Parliamentary party form (as appropriate) should be completed. All parts of the respective form should be completed to avoid delays in processing the application. The form contains a checklist to help ensure documentation is complete before submitting to the AEC. The application form must contain: the proposed name of the party ▪ ▪ whether the party wishes to register an abbreviation of that name if the party wishes to use a shorter name on ballot papers ▪ whether the party wishes to register a logo (and include a proposed logo that meets the requirements as set out in the Commonwealth Electoral (Logo Requirements) Determination 2016). ▪ contact details for the party office such as website, phone number, street address, postal address, fax number and email address ▪ whether the party is a branch or part of another registered party ▪ whether the party wishes to receive election funding if its endorsed candidates receive at Guide for registering a party r g s p r d Page 15 80 --- Page 81 --- least four per cent of the first preference vote the name, street address and signature of the proposed registered officer of the party (the street address does not have to be a residential address as it will be published on the AEC’s website, and may be the street address for the party’s office) the details and signature of the secretary of the party the name, street address, party position and signature of nine other members of the party (not required for a Parliamentary party) either: o an electronic membership list containing at least 1,500 members (non- Parliamentary party) or o supporting evidence from a Senator or Member of the House of Representatives (Parliamentary party) completed appoint Party Secretary form completed appoint Party Agent form evidence of the payment of the $500 application fee. ▪ ▪ ▪ ▪ ▪ ▪ ▪ All forms relating to a new party registration application are shown in Appendix 1. Application fee Each application to register a political party must be accompanied by a fee of $500. This fee can be paid by direct deposit to: 092-009 BSB: Account: 113554 Bank: Branch: Canberra ACT Reserve Bank of Australia Please ensure that the funds transfer is clearly described. If paying by cheque, it should be made payable to The Collector of Public Monies, Australian Electoral Commission. Lodge the application The application and its supporting documentation can be sent via email to fad@aec.gov.au or Funding and Disclosure Australian Electoral Commission Locked Bag 4007 CANBERRA ACT 2601 Please use the checklist on the application form to ensure you lodge all the required documents. Guide for registering a party r g s p r d Page 16 81 --- Page 82 --- Processing an application Acknowledgement The AEC will write to the applicant to acknowledge receipt of the application and enclose a receipt for the application fee. The letter will also advise of the process of applying for registration and potential time frames and next steps. Initial assessment The AEC will examine the application against all the requirements of the Electoral Act. That is, the AEC will test for evidence that: ▪ the party is an organisation, established on the basis of a written constitution that sets out the aims of the party, including that the party intends to promote the election to the Senate and/or House of Representatives of candidates endorsed by it ▪ the name of the party and any abbreviation sought are not prohibited ▪ any logo sought is not prohibited and has been provided in a format that conforms to technical requirements as set out in the Commonwealth Electoral (Logo Requirements) Determination 2016. ▪ the application is made by the secretary of the party or a current Senator or Member of the House of Representatives in the Parliament of the Commonwealth for a Parliamentary party, or in the case of a non-Parliamentary party the secretary, and a further nine members ▪ the application form is complete with all the details and the attachments required under the Electoral Act, including office bearer appointments ▪ at least 1,500 of the members provided to support the party’s registration can be found on the Electoral Roll. If there are apparent problems with an application that might require the AEC to refuse it when the initial assessment is complete, section 131 of the Electoral Act provides for the Electoral Commission to issue a formal notice to the party, giving it an opportunity to vary the application. The party can vary the application so that the AEC is able to proceed with advertising it, or request that the Electoral Commission determine the application in its current form. If the application is not amended, it is likely the Electoral Commission will refuse to register the party. If the application passes its initial assessment, the AEC will advertise the party’s application as required by section 132 of the Electoral Act. Publication Australia-wide When the Electoral Commission is satisfied that the party’s application is in order, it must advertise the application in accordance with section 132 of the Electoral Act on the AEC website and in newspapers circulating generally in each State and Territory. The advertisement will give any person or organisation an opportunity to object to the registration of the party. Objections are considered only on the following grounds: Guide for registering a party r g s p r d Page 17 82 --- Page 83 --- ▪ ▪ ▪ ▪ that the application does not relate to an eligible political party (as defined in sections 4 and 123 of the Electoral Act) that the application does not accord with all the requirements set out under the Electoral Act (as outlined in section 126 of the Electoral Act) that the name or abbreviation of the party is prohibited under section 129 of the Electoral Act that the logo is prohibited under section 129A of the Electoral Act. The advertisement provides a period of one month in which any person or organisation can lodge an objection. If an objection meets the grounds set out above, the AEC will forward it to the proposed registered officer of the party so that the party can respond to the objection, should they choose to do so. Redacted copies of the objection and any response from the applicant party are made available on the AEC website. Final determination – decision and Statement of Reasons The application, any objections lodged and any response to those objections from the party are then put to a delegate of the Electoral Commission who will make a final determination on the application. The AEC will advise the registered officer of the party of the final decision and provide a copy of a Statement of Reasons for the decision. The Statement of Reasons is also published on the AEC website. The Electoral Act provides appeal rights in relation to party registration decisions. See “Appeals” later in this Guide. If the party has been registered, the AEC will provide the registered officer with a copy of the party’s entry in the Register and relevant information for newly registered political parties. The AEC will also update the copy of the Register on the AEC website to include the new party. How long will the process take? The minimum timeframe to process an application for party registration is three months. The stages of assessment being: Initial Assessment expected to take a minimum of five weeks Delegate consideration and advertising expected to take a minimum of two weeks Public consideration period a minimum of one month* Final assessment a minimum of one week** *Timeframe prescribed under section 132 of the Electoral Act. **Should written particulars be received objecting to an application, the final assessment timeframe is expected to be longer than one week. No action during an election Section 127 of the Electoral Act provides that “no action shall be taken in relation to any application for the registration of a political party” in the period commencing on the day of the issue of a writ for a federal election and finishing on the day of the return of that writ. That means that the processing of applications is suspended on the issue of a writ for a federal election (including a by-election) and can recommence only after that writ is returned. Guide for registering a party r g s p r d Page 18 83 --- Page 84 --- Section 127 of the Electoral Act provides that the AEC shall take no action in relation to an application for registration, during the period commencing on the day of the issue of a writ for a federal election and finishing on the day of the return of that writ. Registered State or Territory branches Section 130 of the Electoral Act provides that the Electoral Commission may register an eligible political party that is related to a political party. Often a political party may establish branches or divisions in one or more states or territories and want to separately register those branches or divisions. Registration of a branch would follow the same process as applying to register a party outlined in this Guide. The application to register a branch includes that it must be established in accordance with a written constitution, have at least 1,500 members (non-Parliamentary), appoint office bearers and use the appropriate form: ▪ Application for registration of a Parliamentary party, or ▪ Application for registration of a non-Parliamentary party. Recognised State or Territory branches An alternative to the registration of a branch is applying for branch recognition. A registered political party may approach the AEC to request that it recognise a State or Territory branch. In determining whether to recognise a State or Territory branch, the AEC relies on the definition of State branch in Part XX of the Electoral Act. Section 287(1) of the Electoral Act defines a State branch, in relation to a political party, means a branch or division of the party that is organised on the basis of a particular State or Territory. The AEC must be satisfied that the branch or division is organised on the basis of a particular State or Territory. The type of evidence the AEC would consider when making a determination would include: ▪ details of the establishment of the branch including the inaugural meeting minutes ▪ details of the current office bearers and their most recent appointment or election ▪ a copy of the constitution of the branch ▪ details of the activities of the branch, its website, the way it services the members in that ▪ State or Territory the level of ongoing financial activity along with copies of statements from the branch’s bank accounts ▪ any further evidence that might show that the branch should be recognised, such as registration with the electoral commission in that State or Territory, or other evidence of the membership of the branch. If the AEC formally recognises a State or Territory branch of a registered political party, the branch is required to appoint a secretary and party agent. The party agent is required to lodge financial disclosure returns for the recognised branch. Guide for registering a party r g s p r d Page 19 84 --- Page 85 --- The recognised branch is entitled to have access to Electoral Roll data. Section 90B of the Electoral Act governs the provision of information on the Electoral Roll for the State or Territory in which a recognised branch of a political party is organised. Obligations of registered political parties Financial disclosure obligation under the Electoral Act The AEC provides publications designed to assist political parties with financial disclosure obligations under the Electoral Act. The Financial Disclosure Guide for Political Parties assists political parties to understand their financial disclosure obligations under the provisions of Part XX of the Electoral Act. Political parties registered with the AEC and their state or territory branches are required to lodge an annual Political Party Disclosure Return by 20 October each year. For the purposes of disclosure, organised state or territory branches of registered political parties are treated as being separate to the registered party and must complete their own annual return form. Recognised branches Where a registered political party has State or Territory branches which are separately recognised by the AEC, these State or Territory branches must lodge a separate annual financial disclosure return covering the operation of the party in their State or Territory. Date for public inspection of annual returns Annual returns are made available for public inspection on the first working day of February each year. Returns can be seen on the Transparency Register on the AEC website. Election funding After each federal election or by-election, the AEC distributes money to eligible political parties, candidates and Senate groups to reimburse them for electoral expenditure. Payment of election funding is included in Division 3 of Part XX of the Electoral Act. The AEC publishes on its website the Election Funding Guide which is intended to assist eligible political parties, candidates and Senate groups to access election funding. It does not address the whole of the Electoral Act. Users should familiarise themselves with the relevant part of the Electoral Act and seek independent legal advice where necessary. The Electoral Act and all guides published by the AEC are available at www.aec.gov.au. Guide for registering a party r g s p r d Page 20 85 --- Page 86 --- Appeals Section 141 of the Electoral Act provides for the review of certain decisions of the Electoral Commission, or of a delegate of the Electoral Commission. Section 141(2) provides that where a delegate of the Electoral Commission makes a reviewable decision, a person affected by the decision, who is dissatisfied with the decision may, within the period of 28 days after the day on which the decision first comes to the notice of the person, or within such further period as the Electoral Commission (being the three Commissioners of the AEC) allows, make a written application to the Electoral Commission to have the decision reviewed. A reviewable decision means a decision of the Electoral Commission, or of a delegate of the Electoral Commission: ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ to register a political party; or to refuse an application for the registration of a political party; or to enter a logo of a political party in the Register of Political Parties; or to refuse to enter a logo of a political party in the Register of Political Parties; or to grant an application under section 134(1) to change the Register of Political Parties; or to refuse an application under section 134; or to uphold an objection under section 134A(1) relating to the continued use of a name by a political party; or to refuse to uphold an objection under section 134A(1); or to deregister a political party under section 137(6). An application for review must include the person’s name, street address and the reasons why the decision should be overturned. Section 141(5) of the Electoral Act provides that an application may be made to the Administrative Appeals Tribunal (the Tribunal) for review of a reviewable decision made by the Electoral Commission or a decision under section 141(2) or section 141(4). An application to the Tribunal can be made under the provisions of the Administrative Appeals Tribunal Act 1975. Further information is available on the Tribunal’s website at www.aat.gov.au. When the Electoral Commission makes a reviewable decision, it must advise all interested parties of their review rights as set out above. Guide for registering a party r g s p r d Page 21 86 --- Page 87 --- Appendix 1 - Forms relating to a new party registration The following forms are available on the AEC website at www.aec.gov.au. For the registration of a new party: ▪ Application for registration of a non-Parliamentary party [PDF 111KB] | [RTF 1.1MB] ▪ Application for registration of a Parliamentary party [PDF 110KB] | [RTF 1.1MB] ▪ Appoint Party Secretary [PDF 95KB] | [RTF 986KB] ▪ Secretary's statutory declaration [PDF 79KB] | [RTF 234KB] ▪ Sample membership spreadsheet [XLS 34KB] ▪ Appoint Party Agent [PDF 92KB] | [RTF 418KB] ▪ Lodging a written submission under s.131 (3) – non-Parliamentary party [PDF 94KB] | [RTF 638KB] Lodging a written submission under s.131 (3) – Parliamentary party [PDF 94KB] | [RTF 638KB] ▪ See the AEC website for further information about maintaining the registration of a party. Guide for registering a party r g s p r d Page 22 87 --- Page 88 --- Appendix 2 - Membership testing Membership testing process When a membership list is submitted to the AEC to support either registration or a review, the following steps are taken: 1. The membership list is checked to confirm that it contains between 1,500 and 1,650 names. 2. The membership list is checked against the Electoral Roll through an automated process. Party members will fall into the following three categories: matched to one; matched to many; or no match. 3. The names in the categories ‘matched to many’ and ‘no match’ are individually checked against the Electoral Roll. These members now fall into one of four categories: matched to the Electoral Roll; deceased; not currently enrolled to vote; or not found on the roll. 4. Unique members – Two or more parties cannot rely on the same members for the purpose of registration or continued registration. The names of party members matched to the Electoral Roll in both stages of testing are then compared to membership lists of other registered political parties to identify any cross-party duplicates. Duplicates are removed from the membership list. 5. Less than 1,500 – If after this verification process the membership list does not contain 1,500 names, the party will be issued with a Notice to vary or review it’s application. 6. 1,500 or more – If after this verification process is completed, the membership list contains between 1,500 and 1,650 names of electors, the second phase of testing commences. 7. Random testing – The membership list is now randomised using an excel function. The size of the random sample is determined by the number of members on the list after steps 2 to 4 are completed. 8. Party members are contacted starting from the top of the randomised list. In the first instance emails are sent to those members with an email address. If no response is received after 24- 48 hours the member will be contacted via phone. 9. Contact is attempted on three separate occasions. If after the third attempt the member is still uncontactable they are deemed a non-response (not a denial) and the next consecutive person on the list is contacted. Phone contact is continued in this way until the required number of contacts is reached. Guide for registering a party r g s p r d Page 23 88 --- Page 89 --- --- Page 90 --- --- Page 91 --- Agenda item 2: For decision: Membership testing process and approach In response to recent amendments to the Commonwealth Electoral Act 1918 (the Electoral Act) by the Electoral Legislation Amendment (Party Registration Integrity) Act 2021 (the Party Registration Act), the Commission discussed proposed sample sizes for registered non-Parliamentary political party membership list testing as outlined in the paper entitled ‘Party registration – ABS advice for membership testing lists for 'at least 1,500 members'. The proposed methodology, which examined sample sizes derived from data provided by the ABS, is based on the current method with updated sample sizes. The Commission endorsed the methodology of the proposed approach but requested additional statistical advice from the ABS regarding the percentage chances of incorrectly rejecting or accepting membership lists. Commission decision: • Agree that ABS staff will recalibrate the parameters in the data provided to the Commission to ensure a reasonable (low) probability of rejecting a valid list or accepting an invalid list. The Commission will examine the re-worked parameters out- of-session. • Agree that the Commission endorses the current general approach, noting that the methodology is an extension of the existing methodology. Agenda item 3: For decision: Manner and timing of non-parliamentary political party register review In response to the recent amendments to the Electoral Act by the Party Registration Act, the Commission examined administrative processes for the AEC to ensure registered non- Parliamentary parties meet new membership eligibility requirements within the three-month period provided by the Party Registration Act. The Commission endorsed a review of the registered non-Parliamentary parties under section 138A of the Electoral Act, with subsequent action to be taken under section s137 of the Electoral Act if appropriate. Decision: • Agree that the Commission will, for the purpose of reviewing the Register, provide a notice under s 138A of the Electoral Act to each registered non-Parliamentary party to request specified information to establish that the party meets the 1,500 membership eligibility requirement as at 2 December 2021. Agenda item 4: Closing The Chair thanked members for attending and closed the meeting at 5:10pm. Minutes: Australian Electoral Commission Meeting No. 274 Page 2 91 --- Page 92 --- --- Page 93 --- --- Page 94 --- --- Page 95 --- --- Page 96 --- --- Page 97 --- --- Page 98 --- --- Page 99 --- --- Page 100 --- --- Page 101 --- --- Page 102 --- 102 --- Page 103 --- --- Page 104 --- --- Page 105 --- Leader Flux Australia 105s 47F - Personal Privacy --- Page 106 --- s 4F (Personal Privacy) --- Page 107 --- s 4F (Personal Privacy) --- Page 108 --- s 4F (Personal Privacy) --- Page 109 --- s 4F (Personal Privacy) --- Page 110 --- s 4F (Personal Privacy) --- Page 111 --- s 4F (Personal Privacy) --- Page 112 --- s 4F (Personal Privacy) --- Page 113 --- s 4F (Personal Privacy) --- Page 114 --- s 4F (Personal Privacy) --- Page 115 --- s 4F (Personal Privacy) --- Page 116 --- s 4F (Personal Privacy) --- Page 117 --- --- Page 118 --- --- Page 119 --- 119 --- Page 120 --- Document No 18 VOTEFLUX.ORG | Upgrade Democracy! 13th February 2022 To: Joanne Reid Assistant Commissioner Disclosure, Assurance and Engagement Australian Electoral Commision Re: Notice under s 137(1)(b) of the Commonwealth Electoral Act 1918 (Electoral Act) – Intention to Deregister – VOTEFLUX.ORG | Upgrade Democracy! Dear Ms Reid, In your January 13 correspondence, you said: > I am notifying you under s 137(1)(b) of the Electoral Act that the Electoral Commission is considering deregistering the Party, as the Electoral Commission is satisfied on reasonable grounds that the Party does not have at least 1,500 members. I speak on behalf of the Party. We do not believe that such a decision would be based on reasonable grounds. This is because the AEC’s methodology is flawed. Below, we will detail why we believe that this is the case and provide reasoning and evidence to back this up. We have 3 arguments supporting our case. Each argument is individually sufficient to show that a decision (by the AEC) to deregister the Party would not be based on reasonable grounds; each argument is a decisive criticism of the current methodology. ● The statistical method used fails ~10% of the time for borderline cases. ● The statistical method uses an artificially limited sample size and thus does not estimate party membership, though does (roughly) measure membership attrition. ● We have sufficient membership and provide evidence. Attached is a list of 4680 members. Each entry was, at some point, verified against the electoral roll. Unless each of these criticisms can be addressed, we do not believe that a decision by the AEC to deregister the Party would be based in reality. The AEC’s membership test methodology fails 10% of the time in borderline cases Our understanding of the AEC’s method is to sample the membership provided and use this as a basis for statistical analysis that provides an answer to whether the Party meets membership requirements. That is: given a list of members ( trials, ) and estimate the ratio of which are valid members. Although this is (presumably) done without replacement, given that enough for a “sniff test”). , we can estimate the distribution as binomial (this is good 1500 ≤ 𝑁 ≤ 1650 𝑛 ≪ 𝑁 𝑁 𝑁 𝑛 120s 47F - Personal Privacy --- Page 121 --- Assume that a party submits a list of 1650 members, and exactly 1500 of these claimed members still consider themselves to be members. That is, the true probability of a random member confirming their membership is P(success) = 1500/1650 = 0.909; i.e., P(failure) = (the failure rate). Given 0.0909. Let us consider the binomial distribution with 𝑃(𝑥 < 𝑋) 𝑛 = 53, 𝑥 = 7 (That is: how likely is it that 7 less than the number of observed failures, ?)𝑋 (x is the maximum number of failures) what is the probability that 𝑝 = 0. 0909 ? In this case, Note: this can be verified quickly in excel with the formula: 𝑃(7 < 𝑋) = 10. 5% . =1 - BINOM.DIST.RANGE(53, 0.0909, 0, 7) So, if exactly 1500 of 1650 were valid, the AEC would make an incorrect determination (i.e., one that is in conflict with reality) 10.5% of the time. In your previous correspondence you said: > [...] the Electoral Commission is satisfied on reasonable grounds [...] Does the AEC believe that a false negative rate of 10.5% is acceptable and constitutes “reasonable grounds”? We do not. The AEC’s membership test methodology artificially reduces sample size Let us consider whether there are more than 1500 cars, owned by residents, in Sydney. Assume that Sydney has a residential population of 5,000,000 and the probability of a resident owning a car is 91% (the expected failure rate is 0.09). All residents own 0 or 1 cars. Using the AEC’s membership testing methodology as a template, we can estimate the number of cars in Sydney via this method: first, select 1650 residents. Conduct 53 trials. If there are more than 7 failures, then there are less than 1500 cars owned by residents in Sydney. In this hypothetical case, there were 9 failures. I trust that you can plainly see that this methodology is flawed. It is flawed because it is artificially reducing the sample size without accounting for the full population. The same error is being made by the AEC when evaluating party validity on the basis of membership testing. What sort of error correction could we do here to actually estimate the number of cars in Sydney? Here is one rudimentary method: by inspection we can see that a binomial distribution with approximately twice the failure rate (0.17) has mean of 9 – i.e., if the failure rate were 0.17 then we would expect 9 of 53 trials to fail (with a std. dev. of 2.74). If the true failure rate was 0.17 (i.e., 83% of residents own a car), then we can guess that there are 0. 83 · (5 · 10 6 6 ) = 4. 15 · 10 cars; a bit over 4 million. Keep in mind that – given this experimental setup – we’d expect 9 or more failures 10% of the time. If we were doing this experiment in real life, 10% of the time we would underestimate the number of cars by a factor of more than 2500x. (Of course, this large 121 --- Page 122 --- because the population of Sydney is large – the exact factor isn’t important; the fact that we underestimated by an unquantifiable degree is, though, and indicates flawed methodology.) We trust that the connection to the current matter is obvious. Artificially reducing the sample size, and then treating this sample size as the population size, will lead to significant errors. Returning to specifics of the matter at hand: if we correct for the AEC’s artificial reduction in sample size using the rudimentary method above, based on the Party’s claimed membership count (4,680), then it would be expected that the Party has a verifiable membership count of 3,884 members. This exceeds the requirements in s 137(1)(b) of the Electoral Act. Even if this were an overestimation by a factor of 2x, the Party would still meet the requirements of the Act. Thus, we reject any decision to deregister the party – based on the procedures that the AEC has undertaken to date – on the grounds that it is in conflict with reality. Bonus: a decisively superior methodology at no additional cost We note that the AEC could, at very little cost (time, energy, expense, etc), dramatically increase the confidence of their membership testing by accepting lists of more than 1650 members and following this procedure: 1. Automatically match all possible members against the electoral roll (as is already done). The cost of automatically matching names against the electoral roll is constant regardless of the input size (because it is done by computer). If less than 1650 names are automatically matched, proceed to manual verification (as is done currently) and stop at 1650. Note that this will only ever save the AEC time and money. It is economically rational to do this. 2. Where more than 1650 members can be automatically matched, record this number. 3. Select 1650 names from that list and conduct 53 trials. use the failure rate to estimate the probability of a member being valid. 4. Use this probability, combined with the length of the list in step (2) to estimate the valid membership population of the party being tested. 5. Calculate error measurements and confidence intervals, etc. (Or evaluate against predetermined thresholds.) 6. Determine eligibility. This method is profitable for the AEC – i.e., the AEC would save money using this procedure over the current procedure. Additionally, parties that are true negatives will still be true negatives at no additional cost. Incidence of false negatives, however, will be greatly reduced. Finally, we have sufficient membership and attach proof Please find attached a list of 4,680 members of the Party. Note that these are the subset of members for whom we have been able to pre-validate their electoral roll details at some point. 122 --- Page 123 --- --- Page 124 --- s 4F (Personal Privacy) --- Page 125 --- s 4F (Personal Privacy) --- Page 126 --- s 4F (Personal Privacy) --- Page 127 --- s 4F (Personal Privacy) --- Page 128 --- s 4F (Personal Privacy) --- Page 129 --- s 4F (Personal Privacy) --- Page 130 --- s 4F (Personal Privacy) --- Page 131 --- s 4F (Personal Privacy) --- Page 132 --- s 4F (Personal Privacy) --- Page 133 --- s 4F (Personal Privacy) --- Page 134 --- s 4F (Personal Privacy) --- Page 135 --- s 4F (Personal Privacy) --- Page 136 --- s 4F (Personal Privacy) --- Page 137 --- s 4F (Personal Privacy) --- Page 138 --- s 4F (Personal Privacy) --- Page 139 --- s 4F (Personal Privacy) --- Page 140 --- s 4F (Personal Privacy) --- Page 141 --- s 4F (Personal Privacy) --- Page 142 --- s 4F (Personal Privacy) --- Page 143 --- s 4F (Personal Privacy) --- Page 144 --- s 4F (Personal Privacy) --- Page 145 --- s 4F (Personal Privacy) --- Page 146 --- s 4F (Personal Privacy) --- Page 147 --- s 4F (Personal Privacy) --- Page 148 --- s 4F (Personal Privacy) --- Page 149 --- s 4F (Personal Privacy) --- Page 150 --- s 4F (Personal Privacy) --- Page 151 --- s 4F (Personal Privacy) --- Page 152 --- s 4F (Personal Privacy) --- Page 153 --- s 4F (Personal Privacy) --- Page 154 --- s 4F (Personal Privacy) --- Page 155 --- Document No 19 From: To: Cc: Subject: Date: Attachments: Hi FAD RE: Delegate consideration - s 137 response received - VOTEFLUX.ORG | Upgrade Democracy! [SEC=OFFICIAL] Wednesday, 2 March 2022 2:59:18 PM image003.gif image004.gif I have considered the statement provided by VOTEFLUX.ORG | Upgrade Democracy!, which included provision of a membership list. In order to deregister the Party for the reason set out in the s 137 notice I am required to be satisfied on reasonable grounds that the party does not have at least 1,500 members. Given the party has submitted a new membership list I consider that list needs to be tested before I can make a determination in relation to that matter. Please arrange for membership testing of the list supplied with the statement in accordance with our usual processes. I note the membership list provided contains 4,680 names – please select the top 1,650 names for testing to conform with our testing methodology parameters. Jo Joanne Reid | Assistant Commissioner Disclosure, Assurance & Engagement Branch Australian Electoral Commission From: FAD <FAD@aec.gov.au> Sent: Wednesday, 2 March 2022 11:24 AM To: Subject: FW: Delegate consideration - s 137 response received - VOTEFLUX.ORG | Upgrade Democracy! [SEC=OFFICIAL] Good morning Joanne Please see the below emails and associated attachments regarding the s 137 response received by the AEC from VOTEFLUX.ORG | Upgrade Democracy! in relation to the s 138A review. Regards | A/g Senior Project Officer Parliamentary Engagement and Party Registration Section | Disclosure, Assurance & Engagement Branch Australian Electoral Commission From: Sent: Tuesday, 1 March 2022 2:48 PM To: FAD <FAD@aec.gov.au> Subject: RE: Delegate consideration - s 137 response received - VOTEFLUX.ORG | Upgrade 155s 47F (Personal s 47F (Personal Privas 47F (Personal Privas 47F (Personal Privacy)s 47F (Person s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy) --- Page 156 --- Democracy! [SEC=OFFICIAL] Approved to send to Jo. Thanks | Director Parliamentary Engagement and Party Registration Section | Disclosure, Assurance & Engagement Branch Australian Electoral Commission From: FAD <FAD@aec.gov.au> Sent: Tuesday, 1 March 2022 1:17 PM To: Cc: Subject: FW: Delegate consideration - s 137 response received - VOTEFLUX.ORG | Upgrade Democracy! [SEC=OFFICIAL] Hello The below request has been prepared to be sent to Joanne, as delegate of the Electoral Commission for the purposes of Part XI of the Electoral Act. VOTEFLUX.ORG | Upgrade Democracy! (the Party) did respond to the s 138A notice, however they did not pass membership testing. It is up to the delegate to consider the response within the legislative framework and determine if the Party should be deregistered. Attached is the relevant legal advice. Can you please let me know if you support this prior to sending to the delegate. Regards, Good morning Joanne On 13 February 2022, the Australian Electoral Commission (AEC) received the attached statement (also accessible at OBJECT ID: A1369037) from the Registered Officer of VOTEFLUX.ORG | Upgrade Democracy! (the Party), January 2022 (attached, also accessible at OBJECT ID: A1386429). On 14 February 2022, the Party in response to the s 137 Notice issued to the Party on 13 Secretary and DRO) provided the AEC with an email (the Additional Statement) correcting “two errors made in the correspondence that I sent you yesterday” (attached, also accessible at OBJECT ID: A1386415). Background On 3 September 2021, the Electoral Legislation Amendment (Party Registration Integrity) Act 2021 (Party Registration Integrity Act) came into effect, amending the Commonwealth Electoral Act 1918 (Electoral Act), and increased the membership threshold for an eligible political party to 1,500 members. All registered non-Parliamentary parties, including the Party, had until 2 December 2021 to comply with the legislative requirement to have ‘at least 1,500 members’. On 8 October 2021, the Registered Officer of the Party was issued with a notice under s 138A(3) of the Electoral Act (the 138A Notice), requesting the Party provide evidence of compliance with the increased membership requirements and submit a membership list of between 1,500 and 1,650 members by 8 December 2021 (see OBJECT ID: A1157688). 156s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Ps 47F (Person s 47F - Personal Privacy s 47F - Personal Privacy s 47F (Personal Privacy) --- Page 157 --- On 26 November 2021, the AEC sent a reminder to the Party (see OBJECT ID: A1304513). On 7 December 2021, the Party responded to the s 138A Notice providing the requested documentation (OBJECT ID: A1267776). Membership testing was conducted in accordance with the membership testing methodology and formula provided by the Australian Bureau of Statistics (ABS). A breakdown of the membership testing outcome is at OBJECT ID: A1303995. See below table for a summary of the membership contact outcomes. The relevant numbers for this membership test were: The random sample size Maximum number of denials permitted Contact attempts made* Responses received Confirmed Membership Denied Membership PASS/FAIL Members 53 7 78 44 9 FAIL On 13 January 2022, the Party was issued with a notice under s 137(1) of the Electoral Act (the s 137 Notice), stating that the Electoral Commission is considering deregistering the Party as the Electoral Commission is satisfied on reasonable grounds that the Party does not have at least 1,500 members (OBJECT ID: A1386429). Pursuant to s 137(2) of the Electoral Act, the Party was provided with one month to respond to the s 137 Notice (being 13 February 2022). On 13 February 2022, the Registered Officer of the Party provided a response to the s 137 Notice (OBJECT ID: A1369037) and on 14 February 2022 the Party the Additional Statement (OBJECT ID: A1386415). The Party’s email of 13 February 2022 also included a membership list in support of the statement which contains 4,680 names (OBJECT ID: A1369039). , Secretary and DRO) provided Eligibility Provisions Pursuant to s 138A(1) of the Electoral Act, the Electoral Commission may review the Register to determine whether a party remains an ‘eligible political party’, or whether it should be deregistered under ss 136 or 137 of the Electoral Act. Under s 123(1) of the Electoral Act an ‘eligible political party’ means a political party that: a. either: (i) is a Parliamentary party; or (ii) has at least 1,500 members; and b. is established on the basis of a written constitution (however described) that sets out the aims of the party. A ‘Parliamentary party’ means a political party at least one member of which is a member of the Parliament of the Commonwealth. The Party does not have, and has never had, a member of the Parliament of the Commonwealth. Section 136 of the Electoral Act pertains to a party failing to endorse candidates and therefore is not relevant to this review. The issue in question is whether the statement provide by the Party is sufficient for you, as a delegate, to be assured that the Party has ‘at least 1,500 members’. Section 137(1)(b) of the Electoral Act first requires the delegate of the Electoral Commission to be ‘satisfied on reasonable grounds’ that the Party does not have at least 1,500 members. Legislative framework 157s 47F (Personal Privacy --- Page 158 --- Section 138A(1) of the Electoral Act outlines the purpose of a s 138A review: The Electoral Commission may review the Register to determine whether one or more of the parties included in the Register: (a) is an eligible political party; or (b) should be deregistered under section 136 or 137. Sections 138A(3 – 5) of the Electoral Act states: 3. For the purposes of reviewing the Register, the Electoral Commission may give a written notice to the registered officer of a registered political party requesting specified information on the party’s eligibility to be registered under this Part. 4. The notice must specify a period within which the information must be provided. The period must be at least 2 months. 5. The registered officer must comply with the notice within the specified period. However, the Electoral Commission may extend that period. Section 137(1)(b) of the Electoral Act prescribes that the Electoral Commission is satisfied on reasonable grounds that the Party does not have ‘at least 1,500 members’ and therefore does not meet the requirement of being an eligible political party under s 123 of the Electoral Act to remain in the Register of Political Parties (the Register). The Electoral Commission must give the registered officer of the party notice, in writing, that it is considering deregistering the party under this section, setting out its reasons for considering doing so and the terms of the provisions of subsections (2), (3), (4) and (5). Subsections 137(2 – 5) of the Electoral Act includes: 2. of the Electoral Act prescribes that where a notice is given under subsection (1) in relation to a political party, the registered officer of the party or 10 members of the party may, within 1 month after the date on which the notice was given, lodge with the Electoral Commission a statement, in writing, signed by the registered officer or by those members of the party, as the case may be, setting out reasons why the party should not be deregistered under this section. 3. Where a statement lodged under subsection (2) is signed by 10 members of a political party, the statement shall set out the names and addresses of those members and contain a statement that they are members of that party. 4. Where a notice is given under subsection (1) in relation to a political party and a statement is not lodged under subsection (2) in response to that notice, the Electoral Commission shall deregister the party. 5. Where, in response to a notice given under subsection (1) in relation to a political party, a statement is lodged under subsection (2), the Electoral Commission shall consider that statement and determine whether the political party should be deregistered for the reason set out in that notice. Legal advice 158s 42 (LPP)s 42 (LPP) --- Page 159 --- Further Legal advice Membership testing methodology Under the membership testing methodology and formula provided by the ABS it is the Electoral Commission’s view that, absent of any relevant factors to the contrary, a failure to satisfy the test provided by the ABS alone constitutes reasonable grounds upon which the delegate of the Electoral Commission, can be satisfied that a political party does not have at least 1,500 members. Consideration of the Statement Under s 137(5) of the Electoral Act, the Electoral Commission shall consider the statement lodged under s 137(2) of the Electoral Act. However, s 137(5) of the Electoral Act stipulates that the Electoral Commission shall consider that statement and determine whether the political party should be deregistered for the reason set out in that notice. The reasons set out in the s 137 Notice issued to the Party was for failing to have at least 1,500 members in response to the s 138A Notice (s 137(1)(b) of the Electoral Act). Under s 137(6) of the Electoral Act, where the Electoral Commission determines that a political party should be deregistered, it shall: deregister the party; and give the last person who was registered officer of the party written notice of the deregistration, setting out its reasons for rejecting the reasons set out in the statement. Under s 137(6A) of the Electoral Act, if the Electoral Commission deregisters a party the Electoral Commissioner: must publish a notice of the deregistration on the AEC website; and may publish the notice in any other way that the Electoral Commissioner considers appropriate (under AEC policy a statement of reasons is published setting out the particulars of the deregistration and the basis for rejecting the reasons). 159s 42 (LPP)s 42 (LPP)s 42 (LPP) --- Page 160 --- As the delegate of the Electoral Commission the statement for your consideration is at OBJECT ID: A1369035, as well as the Additional Statement at OBJECT ID: A1386415. A summary of that statement can be provided by PEPRS if required. The membership list lodged with the Party’s statement contains 4,680 names (OBJECT ID: A1369039). Delegate’s decision The response received by the AEC from the Party in relation to the s 137 Notice issued meets the legislative requirements of s 137(2) of the Electoral Act because it: was received within 1 month after the date on which the notice was given; Is in writing; Is made by the Registered Officer of the Party; and Outlines reasons why the Party should not be deregistered. As per s 137(5) of the Electoral Act, you, as a delegate of the Electoral Commission, shall consider that statement and determine whether the political party should be deregistered for the reason set out in that notice. In this case, the reason is for failing to have at least 1,500 members (s 137(1)(b) of the Electoral Act). Once you have considered the Party’s response please advise, by return email, if you believe that VOTEFLUX.ORG | Upgrade Democracy! should be deregistered under s 137(1)(b) of the Electoral Act. In your reply email can you please provide statements as to why you made your decision? These statements will form part of a Statement of Reasons if the party is to be deregistered. This email, your response, associated legal advice, and the statement from the Party will form part of a formal minute pending your determination of the eligibility review of the Party. Regards, A/g Senior Project Officer Parliamentary Engagement and Party Registration Section | Disclosure, Assurance & Engagement Branch Australian Electoral Commission 160s 4F (Personal Privacy)s s 4F (Personal Privacy) --- Page 161 --- --- Page 162 --- Document No 21 Commission Secretariat Commission Secretariat Commission - Flux - Return of writs [SEC=OFFICIAL] Friday, 24 June 2022 2:21:19 PM SampleMembershipSpreadsheet.xls From: To: Cc: Subject: Date: Attachments: Dear I refer to your application to the Electoral Commission for review of the decision of the delegate of the decision of 24 March 2022 to deregister “VOTEFLUX.ORG | Upgrade Democracy!” (the Party) under Part XI of the Commonwealth Electoral Act 1918 (the Electoral Act. I am writing to advise you that the writ for the 2022 federal election was returned on 23 June 2022. Accordingly, section 127 of the Electoral Act ceased to be in operation that day. Invitation to provide further material As the Electoral Commission has not been able to process your application for review during the operation of section 127 of the Electoral Act, if you wish to submit an updated application (or any additional material for the Electoral Commission to consider) please do so on or before Friday 1 July 2022. The membership list provided by the Party on 13 February 2022 (the 31 February List) did not satisfy on reasonable grounds that the Party does not have at least 1,500 members. If no further list is received, the Commission may have to rely on the 31 February List for the internal review to determine whether the Party meets the requirements of the Commonwealth Electoral Act 1918 (the Electoral Act), along with the statement you provided with your application for internal review. If the Party would like to consider providing a list of members that meets the requirements of the Electoral Act, or if you wish to provide any further material in support of your reasons for making an application for internal review, you should do so before Friday 1 July 2022. Any membership list provided by the party must adhere to the guidelines outlined in the ‘Guide for registering a party’; The party needs to lodge a membership list of between 1,500 and 1,650 members. The membership list needs to contain each member’s full name, residential address and date of birth as it appears on the Electoral Roll. Please use the attached template to assist with processing. If the Electoral Commission does not hear from you on or before Friday 1 July 2022, the Commission will consider your original application in conducting its review of the decision of the delegate. Internal review process An internal review is a merits review of the delegate’s decision. This means that the Electoral Commission is required to review all of the relevant information (including any additional relevant information provided), and make a new decision on your application. Next steps Your application for review of the delegate’s decision will be considered by the Electoral 162s 47F (Personal Prs 47F (Personal Privac --- Page 163 --- Commission under subsections 141(2) and 141(4) of the Electoral Act at the next available meeting. You will receive written notice of the decision of the Electoral Commission on your application, and a statement of reasons (including further review rights) once the Electoral Commission has considered your application. If you have any further queries, please contact the Secretariat for the Electoral Commission by emailing commission.secretariat@aec.gov.au Sincerely, Commission Secretariat Australian Electoral Commission 163s 4F (Personal --- Page 164 --- Document No 22 From: To: Cc: Subject: Date: Commission Secretariat Commission Secretariat RE: Applications for review - FLUX [SEC=OFFICIAL] Wednesday, 29 June 2022 12:54:24 PM Apologies, Nathan. I appear to have misspelled your last name in my previous email. Sincerely, Commission Secretariat Australian Electoral Commission From: Commission Secretariat <Commission.Secretariat@aec.gov.au> Sent: Wednesday, 29 June 2022 12:50 PM To: Cc: Commission Secretariat <Commission.Secretariat@aec.gov.au> Subject: Applications for review - FLUX [SEC=OFFICIAL] I am writing to advise you that the Electoral Commission received two further applications requesting review of the decision of 24 March 2022 to deregister “VOTEFLUX.ORG | Upgrade Democracy!” (the Party) under Part XI of the Commonwealth Electoral Act 1918 (the Electoral Act). The two redacted applications have been attached: Application of 6 May 2022 Application of 26 April 2022 A further application (with attachment) was made by as Deputy Leader of the Party on 14 April 2022, which will also form part of the review, and has been attached for completeness. As writs for the 2022 federal election were issued on 11 April 2022, under s127 of the Electoral Act, no further action was able to be undertaken on this matter until the return of writs, 23 June 2022. Internal review process Under subsection 141(2) of the Electoral Act, a person (including an organisation) affected by the decision who is dissatisfied with the decision, may make a written application to the Electoral Commission for internal review of this decision. An internal review is a merits review of the delegate’s decision. This means that the Electoral Commission is required to review all of the relevant information, including the application for party registration submitted by the Party in considering the application under subsections 141(2) and 141(4) of the Electoral Act. However, the Electoral Commission can also consider additional information in making its decision on the application. Invitation to submit additional information to the Electoral Commission As the Registered Officer of the Party that is the subject of this application for review, you may 164s 4F (Personal Privacy)s 4F (Personal s 4F (Personal Privacy)s 47F - Personal Privacy s 47F (Personal Privacy) --- Page 165 --- wish to respond to the application for review and to submit additional information for the Electoral Commission to consider in reviewing the delegate’s decision. If you wish to submit additional information in support of the Party’s application for registration on the Register of Political Parties, please send your written application, including any additional material to commission.secretariat@aec.gov.au before Wednesday 13 July 2022. If the Electoral Commission does not receive any further information review from you the matter will be decided on the information available to the Electoral Commission. What can I do if I disagree with the outcome of an internal review? If an internal review decision has been made by the Electoral Commission, a person whose interests are affected and who is dissatisfied with the decision may apply to the Administrative Appeals Tribunal (AAT) for an external merits review of the decision. More information on how to apply to the AAT and any applicable fees can be found on its website: www.aat.gov.au/applying-for-a-review/how-to-apply. If you have any further queries contact the Secretariat for the Electoral Commission by emailing commission.secretariat@aec.gov.au Yours sincerely, Commission Secretariat Australian Electoral Commission 165s 4F (Personal --- Page 166 --- Document No 23 Membership testing outcomes Purpose – reporting and checking the membership list Party name: VOTEFLUX.ORG-Upgrade Democracy! Total list submitted: 1649 RMANS (8/12/2021) GENESIS (13/12/2021) FCRM (13/12/2021) Sample (13/12/2021) Matched one to one No match Multiple matches Total Matched one to one Manually matched to Electoral Roll Deceased Not enrolled to vote Not found on Electoral Roll Total Checked By Kisangie/Mitch/Tim Under 18 year old members? Inner Party Duplicates Cross Party Duplicates Total unique members Total Members (for the random sample) Required contacts Denials permitted Contacts Attempted Confirmations Denials 1614 34 1 1649 1614 22 -2 -10 -1 1636 0 11 1625 1624 75 44 9 53 7 FAIL Result of Membership Testing Name Position A/g Senior Project Officer Date completed 5/01/2022 166s 4F (Personal Privacy) --- Page 167 --- Anders Holmberg Document No 24 RE: AEC party sampling methodology - summary of meeting of 21 July 2022 (LEX1984) [SEC=OFFICIAL] Friday, 29 July 2022 5:08:53 PM From: To: Subject: Date: Dear I think you got it. I have added some extra clarification and some edits in red below. The purple I suggest you delete. (It is impossible to use statistical theory to say anything about the confidence of rejecting (or accepting) that there are >=1500 among the 4680. You can be pretty sure that there are not 1500 among the 1650 but I cannot calculate how sure you can be and it is a bit beside the point. With a small sample size and poor quality list it’s just not how you would set up and perform a statistical test. (As a simple example, if the first 150 you checked were invalid you’d need to find one more among the remaining 1500 to definitely reject with 100 % certainty. At the same time if the first 1499 were members you still need one more of the remaining 151 to 100% accept. Through randomised sampling probability theory controls the risks and optimises (minimises) the required sample size for those controls. If there are systematic patterns in the lists and it is not randomised it is more or less impossible to be very accurate about the decision probabilities of a test.) Hope this helps. Best regards, Anders From: Sent: Friday, 29 July 2022 2:18 PM To: Anders Holmberg Cc: Subject: AEC party sampling methodology - summary of meeting of 21 July 2022 (LEX1984) [SEC=OFFICIAL] CAUTION: External email. Do not click links or open attachments unless you recognise the sender and know the content is safe. Dear Anders and I last week on Thursday 21 July. At that meeting we Thank you for meeting with discussed the ABS methodology for sampling and testing membership of political parties used by the AEC. You kindly reviewed some questions we had and considered some issues raised by applications for review of the decision to deregister VoteFlux.Org | Upgrade Democracy! (the Party). The purpose of this email is to summarise the key points raised in that discussion. I would be grateful if you could confirm that I have set out your advice correctly. If not, I would be grateful if you could edit the response or reply clarify any points. 167s 4F (Personal Privacy)s 4F (Personal Privacy)s 4F (Personal Privacy)s 4F (Personal Privacy)s 4F (Personal Privacy)s 4F (Personal Privacy)s 47F (Personal Pr --- Page 168 --- If possible, we would be grateful for your response by Monday 1 July 2022. We may provide this information to the Electoral Commission for the purposes of their review of the decision to deregister the Party. 1. What conclusions can be drawn in relation to the list of 4680 names in the Party’s list, following the delegate’s decision to test the top 1,650 names of that list (the sub-list)? With respect to the test conducted it is not the randomisation or not that is causing the false rejection (or false acceptance) rate to land outside the limits. It is the sample size that control the test conditions. If you had randomised you would have been able to say something about the whole list as the final sample (probabilistically) would have referred to the 4680 not just the 1650. Nevertheless you still would have needed a bigger sample size to get the desired risk rates. You advised that as the Party’s list was not randomised before the sub-list was made (as only the top 1650 names were selected) it is not possible to draw any meaningful statistical conclusions about the Party’s whole list of 4680 from the results of testing the sub-list. You can only say something about the selected 1650. This is because, without randomisation there is no chance of the other records being selected. You explained this by the analogy of attempting to sample from a deck of cards for aces. Having failed to first shuffle the deck, chunking the bottom half away, and then sample from what is left will not give you useful information about all original cards. Those thrown away were never in the running. The test done indicates a list with low proportion of eligible members among the 1650. DELETE As would usually be the case, as the test of the sub-list failed, it is possible to conclude (to the level of confidence to which the test is set) that the sub-list of 1,650 did not include 1,500 members. 2. What are the alternative options for testing the larger list? You explained that a larger sample size would be required to test a large list to the same degree of confidence. Current sampling is calibrated so that the probability of accepting an invalid list is less than 2%, and the probability of falsely rejecting a valid list is less than 6%. You estimated that the sample size required to test the full list of 4680 names would be over 300. You also advised that excel spreadsheet calculator provided to the AEC could provide information about the sample size required to test a list of 4680 names to different levels of confidence. We have now used the calculator (attached), to calculate that sampling a list of 4680 members, where the desired probability of false rejection is 6% and the desired probability of false acceptance is 2%, would require an approximate sample size of 564 and a maximum number of denials allowed of 399. 3. Does filtering names affect the error rates? You explained that in your view, the arguments made in Mr Kaye’s paper with respect to filtering names increasing the error rate are without foundation. You explained that, provided the 168 --- Page 169 --- filtering process is done in accordance with the ABS methodology, filtering names works in favour of parties by removing from a list members who would not have been capable of meeting the requirements. Correct this would improve the ‘quality’ of the list and decrease the occurrence of finding denials (non-members) in the list sample. 4. Your general comments on Max Kaye’s paper You considered that it was not instructive to consider in depth Mr Kaye’s hypothetical example. That example started from the premise that the party has more than 1,500 and sought to prove that a specific list could be rejected by the sampling methodology. You agreed with the general proposition that if the correct sampling size was not adopted in relation to a larger list, the likelihood of false rejection increased. This is shown by the calculator. We also discussed generally the rationale for requiring a smaller sampling size as a practical and fair method for testing party lists. We discussed the difficulties of testing a larger list. Since the requirement is minimum 1500 a party with a very large list that is ‘low quality’ in the sense that it contains a high percentage of non-members will require a very big sample size to control false rejection risks. This relates to the incentives of parties to keep good records of their members and provide the AEC with a high quality list. Providing large low quality lists should be discouraged. Senior Government Lawyer Legal Services Section | Legal & Procurement Branch Australian Electoral Commission DISCLAIMER: If you have received this transmission in error please notify us immediately by return email and delete all copies. If this email or any attachments have been sent to you in error, that error does not constitute waiver of any confidentiality, privilege or copyright in respect of information in the email or attachments. 169s 4F (Personal Privacy)s 4F (Personal Privacy) --- Page 170 ---
This document collection comprises internal and external communications from the Australian Electoral Commission (AEC) pertaining to the deregistration of the political party VOTEFLUX.ORG | Upgrade Democracy! (VFUD). It provides detailed context and documentation relevant to the FOI request regarding VFUD's deregistration due to failing the 1,500-member threshold.
Key points include:
- Initial Deregistration Decision: On March 24, 2022 (Document 2), an AEC delegate formally deregistered VFUD under s 137(6)(a) of the Commonwealth Electoral Act 1918, stating the party failed to demonstrate it had at least 1,500 members. This decision was based on the outcomes of membership testing both a December 2021 list and a February 2022 list.
- First Membership Test Failure: In response to an s 138A(3) notice, VFUD submitted a list of 1,649 members on December 7, 2021. Membership testing of this list resulted in 9 denials against a permitted maximum of 7, leading to a "FAIL" outcome (Document 23). This constitutes the "definitive failure of VFUD's first membership test" as per the FOI request overview.
- VFUD's Challenge and Second Membership List: Following the initial deregistration notice (s 137(1)), VFUD responded on February 13, 2022, providing a statement and an additional list of 4,680 members (Document 18). VFUD contended the AEC's statistical testing methodology was flawed, arguing it had a significant false negative rate (e.g., 10.5% for "borderline cases") and artificially reduced sample size by limiting submitted lists to 1,650, leading to "significant errors" and predetermined outcomes.
- Procedural Error in Second Test: Despite VFUD submitting 4,680 names, an internal AEC instruction dated March 2, 2022, directed that only the top 1,650 names from this list be tested "to conform with our testing methodology parameters" (Document 19). VFUD's subsequent application for review (Document 4) highlighted that this list was alphabetically sorted, meaning the AEC effectively conducted a non-random sample from only members whose first names started with A through G.
- Statistical Validity of Second Test: Later advice from the Australian Bureau of Statistics (ABS) (Document 24) confirmed that due to the non-random selection, it was "not possible to draw any meaningful statistical conclusions about the Party’s whole list of 4680 from the results of testing the sub-list. You can only say something about the selected 1650." This supports the FOI request overview's statement that the Commission placed "no weight" on the second list's results due to the "departure from the methodology."
- Internal Review Process: Multiple applications for internal review were lodged by VFUD and its members (Documents 4, 5, 6), reiterating concerns about the flawed methodology, the high false negative rate, and the biased sampling of the second list. The AEC confirmed receipt and outlined the internal review process, noting that applications could not be processed during the federal election writ period (Documents 8, 21, 22).
The documents collectively demonstrate the sequence of events leading to VFUD's deregistration, the party's consistent challenge to the AEC's membership testing methodology, and the AEC's internal acknowledgment of a procedural error in handling VFUD's second membership list, directly aligning with the details provided in the FOI request overview.
Document No 26 - 29 - Supplementary Attachments Redacted (A2264240)_DL.pdf (pdf)
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1.6%
5.4%
5.6%
5.7%
5.8%
6.0%
4.6%
4.7%
4.8%
4.9%
5.1%
5.2%
5.3%
5.4%
5.6%
5.7%
5.9%
6.0%
4.6%
4.7%
4.9%
5.0%
5.1%
5.2%
5.4%
5.5%
5.6%
5.8%
5.9%
4.6%
4.7%
4.8%
4.9%
5.1%
5.2%
5.3%
5.4%
5.6%
5.7%
5.8%
6.0%
4.7%
4.8%
4.9%
5.1%
5.2%
5.3%
5.4%
5.5%
5.7%
5.8%
--- Page 14 ---
1888
1889
1890
1891
1892
1893
1894
1895
1896
1897
1898
1899
1900
1901
1902
1903
1904
1905
1906
1907
1908
1909
1910
1911
1912
1913
1914
1915
1916
1917
1918
1919
1920
1921
1922
1923
1924
1925
1926
1927
1928
1929
1930
1931
1932
1933
1934
1935
1936
1937
103
105
105
105
105
105
105
105
105
105
105
105
107
107
107
107
107
107
107
107
107
107
107
109
109
109
109
109
109
109
109
109
109
111
111
111
111
111
111
111
111
111
111
113
113
113
113
113
113
113
27
28
28
28
28
28
28
28
28
28
28
28
29
29
29
29
29
29
29
29
29
29
29
30
30
30
30
30
30
30
30
30
30
31
31
31
31
31
31
31
31
31
31
32
32
32
32
32
32
32
1.6%
1.9%
1.9%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.9%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.9%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.6%
1.6%
1.9%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
5.9%
4.7%
4.8%
4.9%
5.1%
5.2%
5.3%
5.4%
5.6%
5.7%
5.8%
5.9%
4.8%
4.9%
5.0%
5.1%
5.2%
5.3%
5.5%
5.6%
5.7%
5.8%
6.0%
4.8%
4.9%
5.1%
5.2%
5.3%
5.4%
5.5%
5.7%
5.8%
5.9%
4.8%
4.9%
5.0%
5.1%
5.3%
5.4%
5.5%
5.6%
5.7%
5.9%
4.8%
4.9%
5.0%
5.1%
5.3%
5.4%
5.5%
--- Page 15 ---
1938
1939
1940
1941
1942
1943
1944
1945
1946
1947
1948
1949
1950
1951
1952
1953
1954
1955
1956
1957
1958
1959
1960
1961
1962
1963
1964
1965
1966
1967
1968
1969
1970
1971
1972
1973
1974
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
113
113
113
113
115
115
115
115
115
115
115
115
115
117
117
117
117
117
117
117
117
117
117
119
119
119
119
119
119
119
119
119
119
121
121
121
121
121
121
121
121
121
123
123
123
123
123
123
123
123
32
32
32
32
33
33
33
33
33
33
33
33
33
34
34
34
34
34
34
34
34
34
34
35
35
35
35
35
35
35
35
35
35
36
36
36
36
36
36
36
36
36
37
37
37
37
37
37
37
37
1.6%
1.6%
1.6%
1.6%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.6%
1.8%
1.8%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.6%
1.5%
1.7%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.5%
1.5%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.6%
1.5%
5.6%
5.7%
5.9%
6.0%
4.9%
5.0%
5.2%
5.3%
5.4%
5.5%
5.6%
5.8%
5.9%
4.9%
5.0%
5.1%
5.2%
5.3%
5.4%
5.6%
5.7%
5.8%
5.9%
4.9%
5.0%
5.2%
5.3%
5.4%
5.5%
5.6%
5.7%
5.9%
6.0%
5.0%
5.1%
5.2%
5.4%
5.5%
5.6%
5.7%
5.8%
6.0%
5.0%
5.1%
5.2%
5.3%
5.5%
5.6%
5.7%
5.8%
--- Page 16 ---
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
2022
2023
2024
2025
2026
2027
2028
2029
2030
2031
2032
2033
2034
2035
2036
2037
123
125
125
125
125
125
125
125
125
125
126
126
126
126
126
126
126
126
126
126
126
126
126
126
128
128
128
128
128
128
128
128
128
130
130
130
130
130
130
130
130
132
132
132
132
132
132
132
132
132
37
38
38
38
38
38
38
38
38
38
39
39
39
39
39
39
39
39
39
39
39
39
39
39
40
40
40
40
40
40
40
40
40
41
41
41
41
41
41
41
41
42
42
42
42
42
42
42
42
42
1.5%
1.7%
1.7%
1.6%
1.6%
1.6%
1.6%
1.5%
1.5%
1.5%
2.0%
2.0%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.8%
1.8%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.6%
1.7%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.5%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.6%
1.5%
1.5%
5.9%
5.0%
5.1%
5.2%
5.4%
5.5%
5.6%
5.7%
5.8%
6.0%
4.5%
4.6%
4.7%
4.8%
4.9%
5.0%
5.1%
5.2%
5.3%
5.4%
5.6%
5.7%
5.8%
5.9%
5.1%
5.2%
5.3%
5.4%
5.5%
5.6%
5.7%
5.8%
6.0%
5.1%
5.2%
5.3%
5.4%
5.6%
5.7%
5.8%
5.9%
5.1%
5.2%
5.3%
5.4%
5.5%
5.6%
5.8%
5.9%
6.0%
--- Page 17 ---
2038
2039
2040
2041
2042
2043
2044
2045
2046
2047
2048
2049
2050
2051
2052
2053
2054
2055
2056
2057
2058
2059
2060
2061
2062
2063
2064
2065
2066
2067
2068
2069
2070
2071
2072
2073
2074
2075
2076
2077
2078
2079
2080
2081
2082
2083
2084
2085
2086
2087
133
133
133
133
133
133
133
133
133
133
133
133
133
135
135
135
135
135
135
135
135
137
137
137
137
137
137
137
137
139
139
139
139
139
139
139
139
140
140
140
140
140
140
140
140
140
140
140
140
140
43
43
43
43
43
43
43
43
43
43
43
43
43
44
44
44
44
44
44
44
44
45
45
45
45
45
45
45
45
46
46
46
46
46
46
46
46
47
47
47
47
47
47
47
47
47
47
47
47
47
2.0%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.6%
1.6%
1.8%
1.8%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.7%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.6%
1.7%
1.7%
1.6%
1.6%
1.6%
1.6%
1.5%
1.5%
2.0%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.6%
1.6%
4.6%
4.7%
4.8%
4.9%
5.0%
5.1%
5.2%
5.3%
5.4%
5.5%
5.7%
5.8%
5.9%
5.1%
5.2%
5.3%
5.4%
5.5%
5.7%
5.8%
5.9%
5.1%
5.2%
5.3%
5.5%
5.6%
5.7%
5.8%
5.9%
5.2%
5.3%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
4.6%
4.7%
4.8%
4.9%
5.0%
5.1%
5.2%
5.3%
5.4%
5.5%
5.7%
5.8%
5.9%
--- Page 18 ---
2088
2089
2090
2091
2092
2093
2094
2095
2096
2097
2098
2099
2100
2101
2102
2103
2104
2105
2106
2107
2108
2109
2110
2111
2112
2113
2114
2115
2116
2117
2118
2119
2120
2121
2122
2123
2124
2125
2126
2127
2128
2129
2130
2131
2132
2133
2134
2135
2136
2137
140
142
142
142
142
142
142
142
144
144
144
144
144
144
144
145
145
145
145
145
145
145
145
145
145
145
145
145
145
147
147
147
147
147
147
147
148
148
148
148
148
148
148
148
148
148
148
148
148
150
47
48
48
48
48
48
48
48
49
49
49
49
49
49
49
50
50
50
50
50
50
50
50
50
50
50
50
50
50
51
51
51
51
51
51
51
52
52
52
52
52
52
52
52
52
52
52
52
52
53
1.6%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.6%
1.7%
1.7%
1.6%
1.6%
1.6%
1.6%
1.5%
2.0%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.6%
2.0%
2.0%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.6%
1.8%
6.0%
5.3%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
5.3%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
4.7%
4.8%
4.8%
4.9%
5.0%
5.1%
5.2%
5.3%
5.5%
5.6%
5.7%
5.8%
5.9%
6.0%
5.3%
5.4%
5.6%
5.7%
5.8%
5.9%
6.0%
4.7%
4.8%
4.9%
5.0%
5.1%
5.2%
5.3%
5.4%
5.5%
5.6%
5.8%
5.9%
6.0%
5.4%
--- Page 19 ---
2138
2139
2140
2141
2142
2143
2144
2145
2146
2147
2148
2149
2150
2151
2152
2153
2154
2155
2156
2157
2158
2159
2160
2161
2162
2163
2164
2165
2166
2167
2168
2169
2170
2171
2172
2173
2174
2175
2176
2177
2178
2179
2180
2181
2182
2183
2184
2185
2186
2187
150
150
150
150
150
150
152
152
152
152
152
152
153
153
153
153
153
153
153
153
153
153
153
153
153
155
155
155
155
155
155
155
156
156
156
156
156
156
156
156
156
156
156
156
158
158
158
158
158
158
53
53
53
53
53
53
54
54
54
54
54
54
55
55
55
55
55
55
55
55
55
55
55
55
55
56
56
56
56
56
56
56
57
57
57
57
57
57
57
57
57
57
57
57
58
58
58
58
58
58
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
1.7%
1.7%
1.6%
1.6%
1.6%
1.6%
2.0%
2.0%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.6%
1.7%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
2.0%
2.0%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.8%
1.7%
1.7%
1.7%
1.7%
1.6%
5.5%
5.6%
5.7%
5.8%
5.9%
6.0%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
4.7%
4.8%
4.9%
5.0%
5.1%
5.2%
5.3%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
6.0%
4.8%
4.9%
5.0%
5.1%
5.2%
5.3%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
--- Page 20 ---
2188
2189
2190
2191
2192
2193
2194
2195
2196
2197
2198
2199
2200
2201
2202
2203
2204
2205
2206
2207
2208
2209
2210
2211
2212
2213
2214
2215
2216
2217
2218
2219
2220
2221
2222
2223
2224
2225
2226
2227
2228
2229
2230
2231
2232
2233
2234
2235
2236
2237
158
160
160
160
160
160
160
161
161
161
161
161
161
161
161
161
161
161
161
163
163
163
163
163
163
164
164
164
164
164
164
164
164
164
164
164
164
164
166
166
166
166
166
166
167
167
167
167
167
167
58
59
59
59
59
59
59
60
60
60
60
60
60
60
60
60
60
60
60
61
61
61
61
61
61
62
62
62
62
62
62
62
62
62
62
62
62
62
63
63
63
63
63
63
64
64
64
64
64
64
1.6%
1.7%
1.7%
1.6%
1.6%
1.6%
1.6%
2.0%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.6%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
2.0%
2.0%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.6%
1.7%
1.7%
1.7%
1.6%
1.6%
1.6%
2.0%
1.9%
1.9%
1.9%
1.8%
1.8%
6.0%
5.4%
5.6%
5.7%
5.8%
5.9%
6.0%
4.8%
4.9%
5.0%
5.1%
5.2%
5.3%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
4.8%
4.9%
5.0%
5.1%
5.2%
5.3%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
6.0%
5.5%
5.6%
5.7%
5.8%
5.9%
6.0%
4.9%
5.0%
5.1%
5.2%
5.3%
5.4%
--- Page 21 ---
2238
2239
2240
2241
2242
2243
2244
2245
2246
2247
2248
2249
2250
2251
2252
2253
2254
2255
2256
2257
2258
2259
2260
2261
2262
2263
2264
2265
2266
2267
2268
2269
2270
2271
2272
2273
2274
2275
2276
2277
2278
2279
2280
2281
2282
2283
2284
2285
2286
2287
167
167
167
167
167
167
169
169
169
169
169
171
171
171
171
171
171
172
172
172
172
172
172
172
172
172
172
172
172
173
173
173
173
173
173
173
173
173
173
173
173
175
175
175
175
175
176
176
176
176
64
64
64
64
64
64
65
65
65
65
65
66
66
66
66
66
66
67
67
67
67
67
67
67
67
67
67
67
67
68
68
68
68
68
68
68
68
68
68
68
68
69
69
69
69
69
70
70
70
70
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.7%
1.7%
1.7%
1.6%
1.6%
1.7%
1.7%
1.6%
1.6%
1.6%
1.6%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.6%
1.6%
2.0%
2.0%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.7%
1.7%
1.7%
1.6%
2.0%
2.0%
1.9%
1.9%
5.5%
5.6%
5.7%
5.8%
5.9%
6.0%
5.5%
5.6%
5.7%
5.8%
5.9%
5.5%
5.6%
5.7%
5.8%
5.9%
6.0%
4.9%
5.0%
5.1%
5.2%
5.3%
5.4%
5.5%
5.6%
5.6%
5.7%
5.8%
5.9%
4.9%
5.0%
5.1%
5.2%
5.3%
5.3%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
5.5%
5.6%
5.7%
5.8%
5.9%
4.9%
5.0%
5.1%
5.2%
--- Page 22 ---
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2321
2322
2323
2324
2325
2326
2327
2328
2329
2330
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2332
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2334
2335
2336
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176
176
176
176
176
176
176
176
178
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182
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182
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182
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182
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184
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185
70
70
70
70
70
70
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71
71
72
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72
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72
72
72
72
72
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74
74
74
74
74
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74
74
74
74
74
74
75
75
75
75
75
76
76
76
1.9%
1.9%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.7%
1.7%
1.7%
1.6%
2.0%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.7%
1.7%
1.7%
1.6%
2.0%
2.0%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.7%
1.7%
1.6%
1.6%
2.0%
1.9%
1.9%
5.2%
5.3%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
5.5%
5.6%
5.7%
5.8%
5.9%
4.9%
5.0%
5.1%
5.2%
5.3%
5.4%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
5.6%
5.7%
5.7%
5.8%
5.9%
4.9%
5.0%
5.1%
5.2%
5.3%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
6.0%
5.6%
5.7%
5.8%
5.9%
6.0%
5.0%
5.1%
5.2%
--- Page 23 ---
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2387
185
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76
76
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78
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80
80
80
80
80
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80
80
80
80
81
81
81
81
82
82
82
82
82
82
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.7%
1.7%
1.6%
1.6%
2.0%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.7%
1.7%
1.6%
1.6%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.7%
1.7%
1.6%
1.6%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
5.3%
5.4%
5.5%
5.5%
5.6%
5.7%
5.8%
5.9%
5.6%
5.7%
5.8%
5.9%
6.0%
5.0%
5.1%
5.2%
5.3%
5.4%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
5.6%
5.7%
5.8%
5.9%
6.0%
5.0%
5.1%
5.2%
5.3%
5.4%
5.5%
5.6%
5.6%
5.7%
5.8%
5.9%
5.6%
5.7%
5.8%
5.9%
5.0%
5.1%
5.2%
5.2%
5.3%
5.4%
--- Page 24 ---
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2405
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2410
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2413
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2415
2416
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2418
2419
2420
2421
2422
2423
2424
2425
2426
2427
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2429
2430
2431
2432
2433
2434
2435
2436
2437
194
194
194
194
194
194
195
195
195
195
195
195
195
195
195
195
195
197
197
197
197
198
198
198
198
198
198
198
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198
198
198
198
200
200
200
201
201
201
201
201
201
201
201
201
201
201
201
202
202
82
82
82
82
82
82
83
83
83
83
83
83
83
83
83
83
83
84
84
84
84
85
85
85
85
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85
85
85
85
86
86
86
87
87
87
87
87
87
87
87
87
87
87
87
88
88
1.8%
1.8%
1.7%
1.7%
1.7%
1.6%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.7%
1.6%
2.0%
1.9%
1.9%
1.9%
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1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.7%
1.6%
2.0%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
2.0%
2.0%
5.5%
5.6%
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5.8%
5.9%
6.0%
5.0%
5.1%
5.2%
5.3%
5.4%
5.5%
5.5%
5.6%
5.7%
5.8%
5.9%
5.7%
5.7%
5.8%
5.9%
5.0%
5.1%
5.2%
5.3%
5.4%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
6.0%
5.7%
5.8%
5.9%
5.0%
5.1%
5.2%
5.3%
5.4%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
6.0%
5.1%
5.2%
--- Page 25 ---
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2470
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2476
2477
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2479
2480
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2482
2483
2484
2485
2486
2487
202
202
202
202
202
202
202
202
202
204
204
204
205
205
205
205
205
205
205
205
205
205
205
205
207
207
207
208
208
208
208
208
208
208
208
208
208
208
209
209
209
209
209
209
209
209
209
209
209
211
88
88
88
88
88
88
88
88
88
89
89
89
90
90
90
90
90
90
90
90
90
90
90
90
91
91
91
92
92
92
92
92
92
92
92
92
92
92
93
93
93
93
93
93
93
93
93
93
93
94
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.7%
2.0%
2.0%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.7%
1.6%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
2.0%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
5.2%
5.3%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
5.9%
5.7%
5.8%
5.9%
5.0%
5.1%
5.2%
5.3%
5.4%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
6.0%
5.8%
5.9%
5.9%
5.1%
5.2%
5.2%
5.3%
5.4%
5.5%
5.6%
5.7%
5.8%
5.8%
5.9%
5.1%
5.2%
5.2%
5.3%
5.4%
5.5%
5.6%
5.7%
5.7%
5.8%
5.9%
5.7%
--- Page 26 ---
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2504
2505
2506
2507
2508
2509
2510
2511
2512
2513
2514
2515
2516
2517
2518
2519
2520
2521
2522
2523
2524
2525
2526
2527
2528
2529
2530
2531
2532
2533
2534
2535
2536
2537
211
211
212
212
212
212
212
212
212
212
212
212
212
212
213
213
213
213
213
213
213
213
213
213
213
215
215
215
216
216
216
216
216
216
216
216
216
216
216
217
217
217
217
217
217
217
217
217
217
217
94
94
95
95
95
95
95
95
95
95
95
95
95
95
96
96
96
96
96
96
96
96
96
96
96
97
97
97
98
98
98
98
98
98
98
98
98
98
98
99
99
99
99
99
99
99
99
99
99
99
1.7%
1.7%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
2.0%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
2.0%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
5.8%
5.9%
5.1%
5.1%
5.2%
5.3%
5.4%
5.5%
5.6%
5.6%
5.7%
5.8%
5.9%
6.0%
5.1%
5.2%
5.3%
5.4%
5.5%
5.6%
5.6%
5.7%
5.8%
5.9%
6.0%
5.8%
5.9%
6.0%
5.2%
5.2%
5.3%
5.4%
5.5%
5.6%
5.6%
5.7%
5.8%
5.9%
6.0%
5.2%
5.2%
5.3%
5.4%
5.5%
5.6%
5.6%
5.7%
5.8%
5.9%
6.0%
--- Page 27 ---
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2570
2571
2572
2573
2574
2575
2576
2577
2578
2579
2580
2581
2582
2583
2584
2585
2586
2587
219
219
220
220
220
220
220
220
220
220
220
220
220
222
222
222
223
223
223
223
223
223
223
223
223
223
223
224
224
224
224
224
224
224
224
224
224
226
226
226
227
227
227
227
227
227
227
227
227
227
100
100
101
101
101
101
101
101
101
101
101
101
101
102
102
102
103
103
103
103
103
103
103
103
103
103
103
104
104
104
104
104
104
104
104
104
104
105
105
105
106
106
106
106
106
106
106
106
106
106
1.7%
1.7%
2.0%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.7%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
5.9%
5.9%
5.1%
5.2%
5.3%
5.4%
5.4%
5.5%
5.6%
5.7%
5.8%
5.9%
5.9%
5.8%
5.9%
6.0%
5.2%
5.3%
5.3%
5.4%
5.5%
5.6%
5.7%
5.7%
5.8%
5.9%
6.0%
5.2%
5.3%
5.3%
5.4%
5.5%
5.6%
5.7%
5.8%
5.8%
5.9%
5.8%
5.9%
6.0%
5.2%
5.3%
5.3%
5.4%
5.5%
5.6%
5.7%
5.7%
5.8%
5.9%
--- Page 28 ---
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2607
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2609
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2616
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2618
2619
2620
2621
2622
2623
2624
2625
2626
2627
2628
2629
2630
2631
2632
2633
2634
2635
2636
2637
229
229
229
230
230
230
230
230
230
230
230
230
230
231
231
231
231
231
231
231
231
231
231
231
232
232
232
232
232
232
232
232
232
232
232
234
234
235
235
235
235
235
235
235
235
235
235
236
236
236
107
107
107
108
108
108
108
108
108
108
108
108
108
109
109
109
109
109
109
109
109
109
109
109
110
110
110
110
110
110
110
110
110
110
110
111
111
112
112
112
112
112
112
112
112
112
112
113
113
113
1.7%
1.7%
1.6%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
2.0%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
2.0%
2.0%
1.9%
5.8%
5.9%
6.0%
5.2%
5.3%
5.4%
5.4%
5.5%
5.6%
5.7%
5.8%
5.8%
5.9%
5.1%
5.2%
5.3%
5.4%
5.5%
5.5%
5.6%
5.7%
5.8%
5.9%
6.0%
5.2%
5.3%
5.3%
5.4%
5.5%
5.6%
5.6%
5.7%
5.8%
5.9%
6.0%
5.9%
6.0%
5.2%
5.3%
5.4%
5.4%
5.5%
5.6%
5.7%
5.8%
5.8%
5.9%
5.2%
5.2%
5.3%
--- Page 29 ---
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236
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113
113
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116
117
118
118
118
118
118
118
118
118
118
118
118
119
119
119
119
119
119
119
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
2.0%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
5.4%
5.5%
5.6%
5.6%
5.7%
5.8%
5.9%
6.0%
5.9%
6.0%
5.2%
5.3%
5.4%
5.5%
5.5%
5.6%
5.7%
5.8%
5.9%
5.9%
5.2%
5.3%
5.3%
5.4%
5.5%
5.6%
5.7%
5.7%
5.8%
5.9%
6.0%
5.9%
5.2%
5.3%
5.3%
5.4%
5.5%
5.6%
5.7%
5.7%
5.8%
5.9%
6.0%
5.2%
5.3%
5.4%
5.5%
5.5%
5.6%
5.7%
--- Page 30 ---
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2720
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2722
2723
2724
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2729
2730
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2732
2733
2734
2735
2736
2737
244
244
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119
119
119
120
120
121
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121
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121
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124
124
124
124
124
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124
125
125
125
125
125
125
125
125
125
125
126
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126
1.8%
1.8%
1.7%
1.7%
1.7%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.7%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
2.0%
2.0%
1.9%
5.8%
5.9%
5.9%
5.9%
6.0%
5.3%
5.3%
5.4%
5.5%
5.6%
5.6%
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5.8%
5.9%
6.0%
5.2%
5.3%
5.4%
5.5%
5.5%
5.6%
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5.9%
5.9%
6.0%
5.3%
5.3%
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5.5%
5.6%
5.6%
5.7%
5.8%
5.9%
6.0%
5.2%
5.3%
5.4%
5.5%
5.5%
5.6%
5.7%
5.8%
5.9%
5.9%
5.2%
5.3%
5.4%
--- Page 31 ---
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2787
253
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126
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131
131
131
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131
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131
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131
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132
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132
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.7%
1.9%
1.9%
1.9%
1.9%
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1.8%
1.8%
1.8%
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1.7%
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1.8%
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1.7%
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1.8%
1.8%
1.8%
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1.8%
1.8%
1.7%
5.4%
5.5%
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5.8%
5.9%
6.0%
6.0%
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5.9%
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5.3%
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5.8%
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5.3%
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5.5%
5.6%
5.6%
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5.8%
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5.9%
5.3%
5.3%
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5.6%
5.6%
5.7%
5.8%
5.9%
5.9%
--- Page 32 ---
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2807
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2809
2810
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2815
2816
2817
2818
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2820
2821
2822
2823
2824
2825
2826
2827
2828
2829
2830
2831
2832
2833
2834
2835
2836
2837
262
262
262
262
262
262
262
262
262
262
264
265
265
265
265
265
265
265
265
265
265
266
266
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266
266
266
266
267
267
267
267
267
267
267
267
267
267
269
270
270
270
270
270
270
270
270
133
133
133
133
133
133
133
133
133
133
134
135
135
135
135
135
135
135
135
135
135
136
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136
137
137
137
137
137
137
137
137
137
137
138
139
139
139
139
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139
139
139
2.0%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
1.9%
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1.9%
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1.8%
1.8%
1.8%
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2.0%
1.9%
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1.8%
1.8%
1.8%
5.3%
5.3%
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5.5%
5.6%
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6.0%
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5.9%
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5.6%
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5.3%
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5.6%
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5.8%
5.9%
5.9%
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5.3%
5.4%
5.5%
5.5%
5.6%
5.7%
5.7%
5.8%
--- Page 33 ---
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2864
2865
2866
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2868
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2870
2871
2872
2873
2874
2875
2876
2877
2878
2879
2880
2881
2882
2883
2884
2885
2886
2887
270
270
271
271
271
271
271
271
271
271
271
271
272
272
272
272
272
272
272
272
272
272
275
275
275
275
275
275
275
275
275
275
276
276
276
276
276
276
276
276
276
276
277
277
277
277
277
277
277
277
139
139
140
140
140
140
140
140
140
140
140
140
141
141
141
141
141
141
141
141
141
141
143
143
143
143
143
143
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143
143
143
144
144
144
144
144
144
144
144
144
144
145
145
145
145
145
145
145
145
1.8%
1.7%
2.0%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.8%
2.0%
2.0%
1.9%
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1.8%
1.8%
1.8%
1.7%
2.0%
1.9%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
2.0%
2.0%
1.9%
1.9%
1.9%
1.9%
1.9%
1.8%
5.9%
6.0%
5.3%
5.4%
5.5%
5.5%
5.6%
5.7%
5.7%
5.8%
5.9%
6.0%
5.3%
5.4%
5.5%
5.5%
5.6%
5.7%
5.7%
5.8%
5.9%
6.0%
5.3%
5.4%
5.4%
5.5%
5.6%
5.7%
5.7%
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5.9%
6.0%
5.3%
5.4%
5.4%
5.5%
5.6%
5.7%
5.7%
5.8%
5.9%
6.0%
5.3%
5.4%
5.5%
5.5%
5.6%
5.7%
5.7%
5.8%
--- Page 34 ---
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2918
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2920
2921
2922
2923
2924
2925
2926
2927
2928
2929
2930
2931
2932
2933
2934
2935
2936
2937
277
277
280
280
280
280
280
280
280
280
280
280
281
281
281
281
281
281
281
281
281
281
282
282
282
282
282
282
282
282
282
282
285
285
285
285
285
285
285
285
285
286
286
286
286
286
286
286
286
286
145
145
147
147
147
147
147
147
147
147
147
147
148
148
148
148
148
148
148
148
148
148
149
149
149
149
149
149
149
149
149
149
151
151
151
151
151
151
151
151
151
152
152
152
152
152
152
152
152
152
1.8%
1.8%
1.9%
1.9%
1.9%
1.9%
1.9%
1.8%
1.8%
1.8%
1.8%
1.7%
2.0%
1.9%
1.9%
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1.8%
1.8%
1.8%
2.0%
2.0%
1.9%
1.9%
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1.9%
1.9%
1.9%
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1.8%
1.8%
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2.0%
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1.9%
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1.9%
1.8%
1.8%
1.8%
5.9%
6.0%
5.3%
5.4%
5.5%
5.5%
5.6%
5.7%
5.7%
5.8%
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5.6%
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5.8%
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5.4%
5.4%
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5.9%
5.3%
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5.7%
5.7%
5.8%
5.9%
--- Page 35 ---
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2979
2980
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2982
2983
2984
2985
2986
2987
286
287
287
287
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287
287
287
287
287
290
290
290
290
290
290
290
290
290
291
291
291
291
291
291
291
291
291
291
292
292
292
292
292
292
292
292
292
292
295
295
295
295
295
295
295
295
295
296
152
153
153
153
153
153
153
153
153
153
153
155
155
155
155
155
155
155
155
155
156
156
156
156
156
156
156
156
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156
157
157
157
157
157
157
157
157
157
157
159
159
159
159
159
159
159
159
159
160
1.8%
2.0%
2.0%
1.9%
1.9%
1.9%
1.9%
1.9%
1.8%
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1.8%
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1.7%
2.0%
6.0%
5.3%
5.4%
5.5%
5.5%
5.6%
5.7%
5.8%
5.8%
5.9%
6.0%
5.4%
5.4%
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5.3%
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5.5%
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6.0%
5.3%
5.4%
5.5%
5.6%
5.6%
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6.0%
5.4%
5.5%
5.5%
5.6%
5.7%
5.8%
5.8%
5.9%
6.0%
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FAD
RE: voteflux.org - Request for advice from Party Registration Team/Services Australia (LEX1991)
[SEC=OFFICIAL:Sensitive]
Monday, 19 September 2022 1:59:56 PM
Commission Secretariat;
From:
To:
Cc:
Subject:
Date:
Good afternoon
Responses to your questions in red at your initial email.
Can you also please provide the document VoteFlux Attachments, pp 20, 43? If this is a public
document we will need to make the appropriate updates to fix the error.
Please advise if you require anything further
| Assistant Director
Party Registration and Redistribution Section | Disclosure, Party Registration and Redistribution Branch
Australian Electoral Commission
From:
Sent: Tuesday, 6 September 2022 10:11 AM
To: Commission Secretariat <Commission.Secretariat@aec.gov.au>;
Cc: FAD <FAD@aec.gov.au>;
Subject: RE: voteflux.org - Request for advice from Party Registration Team/Services Australia
(LEX1991) [SEC=OFFICIAL:Sensitive]
Dear
Further to my email of 30 August, please see attached a letter from the ABS to the Electoral
Commissioner, which provides context for our request for advice below. I’ve slightly updated our
question 3 below in light of ABS response at 2(a) of their letter. As you’ll see the ABS considers that
the current testing methodology continues to be appropriate, provided that the Commission is
satisfied that it is reasonable to require a political party to provide a list of between 1,500 to 1,650
members. As we noted below, the Commission has orally advised the Commission Secretariat that
they would also like to seek advice from the AEC, and to the extent necessary, Services Australia in
relation to the likely cost of various options for membership testing.
Kind regards
| Senior Government Lawyer
Legal Services Section | Legal & Procurement Branch
Australian Electoral Commission
From: Commission Secretariat
Sent: Tuesday, 30 August 2022 11:36 AM
To:
s 47F (Personal Privs 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Pe s 47F (Pe s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy) 47F (Personal s 47F (Personal Privacy)s 47F (Pe s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F - Pe
--- Page 39 ---
Cc: FAD <FAD@aec.gov.au>;
Subject: voteflux.org - Request for advice from Party Registration Team/Services Australia (LEX1991)
[SEC=OFFICIAL]
Dear
On 23 August 2022 the Electoral Commissioner wrote to Dr Gruen AO at the ABS to ask a number of
questions about the testing methodology currently employed by the AEC. Please see attached a copy
of that correspondence.
As you will see, in that letter the Electoral Commission requested formal ABS advice in relation to
options for testing party membership. ABS have not yet responded to the letter, but the Commission
has orally advised the Commission Secretariat that they would also like to seek advice from the AEC,
and to the extent necessary, Services Australia in relation to the likely cost of various options for
membership testing.
We understand that the AEC has an agreement with Services Australia for Services Australia to
undertake membership testing. However, the AEC Party Registration Team also has capacity to
undertake some membership testing ‘in-house’.
Whilst that advice may depend on the response from ABS, and whilst the Commission may write with
further questions, we would be grateful at this stage if you could prepare initial advice responding to
the following questions.
1. On the basis of the current methodology (noting the sample size would be less than 60
members for a list of between 1500-1650 members), what is the average amount of time that
performing a membership test takes?
a. How long does it usually take from the AEC providing instructions to undertake testing
until a result is provided?
i. Approximately 2 weeks.
b. Roughly how many hours of Commonwealth employees’ time does testing take?
i. Contacting members takes approximately 6 hours.
ii. Data cleaning of the membership list and matching the list to the
Commonwealth Electoral Roll takes approximately 15 hours.
2. What is the average cost of performing a membership test with the current methodology when
testing undertaken by Services Australia or by the AEC?
i. Current inhouse staffing arrangements would have an APS5 undertake
membership testing. An APS 5’s hourly rate is $51.54 (incl Leave, Long Service
Leave and Superannuation). Using the assumption that it requires 21 hours
for end-to-end testing of the membership list, it would costs the
Commonwealth $1,082 of a Commonwealth Employee’s time.
ii. In regards to Services Australia, my understanding is that the AEC has paid
for Services Australia’s services for a one year period in which any number of
membership lists can be tested.
3. Noting that the current methodology requires a sample size of less than 60 members, can you
provide an estimate of how long it would take and how much it would cost to test a list
assuming a sample size of 564 members?
i. Using the same set of assumptions above, and noting to do this this in a
timely manner, 5 to 10 staff members would need to work on the list
concurrently, it would take:
s 47F (Personal Privacy)s 47F (Personal Privacy)s 47F (Pe
--- Page 40 ---
1. Approximately 2 to 3 weeks for end-end-testing: 56 hours to contact
members; and 141 hours to undertake data cleaning and matching of the
list to the Commonwealth Electoral Roll (using 9.4 multiplier, which is the
multiplier I used to calculate time of testing a list of 60 vs 564). Using the
APS5 multiplier of $51.54 it would cost $10,153 of a Commonwealth
Employee’s time.
ii. There are a number of considerations and risks should the agency choose
to increase the size of testing to (for example) a list of 564 members. This
includes:
1. A list of 564 members would not be possible for the current Party
Registration Team staffing arrangement to undertake without substantial
changes to the team’s structure – the list is simply too large for it to be
manageable.
2. The most efficient way to manage a list this size would be to split it
amongst 5 to 10 staff. This poses a number of risks including:
a. Mis-managing member responses
b. Duplications
c. Ensuring accuracy in the membership results.
3. Under current arrangements, splitting a list between 5 to 10 staff would
involve further engagement with Services Australia and a possible split of
work between AEC and Services Australia staff. In theory, by splitting the
list between 5 to 10 people, the membership testing could be completed
within 2-3 weeks.
4. The size of such a membership list however would be a substantial increase
in work at the first part of the process in which members are matched to
electors on the Commonwealth Electoral Roll (which is done by the AEC), it
is probable that the Party Registration Team would need to increase
staffing numbers, or engage other areas of the AEC to assist.
5. Further concerns testing a size this large could create a precedent in which
the AEC (or the Electoral Commission) will test membership lists of any
size, despite there being an endorsed methodology. Should the Electoral
Commission wish to test a list of that size, we may need to consider an
entirely new membership testing methodology and ensure that the process
is fair, robust and not providing an opportunity for deregistered parties to
challenge established processes. Furthermore, if the AEC tests a list of over
4,000 members, what’s to stop a party submitting a list of 10,000 or more
members? Lists of this size would put an unnecessary strain on resources
and is not consistent with the endorsed methodology.
You will note that the third question proceeds from the assumption of testing a list of over 4,000
members based on the sample size suggested by the ABS calculator using the existing parameters for
risk of false acceptance and rejection.
Thank you for your assistance.
| Commission Secretariat
Australian Electoral Commission
s 47F (Personal Privacy)s 47F (Personal Privacy)
The document consists of internal Australian Electoral Commission (AEC) email correspondence from September 2022, primarily discussing the time, cost, and resource implications of its political party membership testing methodology. It also includes numerous pages of what appear to be statistical data or parameters (pages 7-35) and pages redacted under Legal Professional Privilege (s 42 LPP) (pages 1-2, 36-37).
Summary of Document Content:
- Current Membership Testing Methodology: The AEC's current methodology for lists of 1,500-1,650 members involves a sample size of less than 60. An average test takes approximately two weeks from instruction to result. It requires about 21 hours of Commonwealth employee time (6 hours for member contact, 15 hours for data cleaning and matching to the Electoral Roll), costing roughly AU$1,082 for in-house testing. Services Australia's testing is covered by an annual lump sum agreement.
- Feasibility of Larger Sample Sizes: The AEC considered the impact of testing a larger sample size, specifically 564 members (a sample size potentially applicable for lists over 4,000, like VOTEFLUX.ORG's larger submission). Such a test would:
- Increase the cost to approximately AU$10,153 per test in Commonwealth employee time.
- Require a significant increase in staffing (5-10 staff working concurrently) and substantial restructuring of the Party Registration Team.
- Pose risks related to managing responses, duplications, and ensuring accuracy due to splitting the work.
- Raise concerns about setting a precedent that could strain AEC resources and undermine the "endorsed methodology" by creating opportunities for deregistered parties to challenge established processes with excessively large membership lists.
- Statistical Data: Pages 7-35 appear to contain columns of numerical data, likely representing statistical inputs, outputs, or detailed results related to membership testing, such as sample sizes, percentages, and confidence intervals, consistent with a statistical testing methodology.
- Redactions: Sections redacted for Legal Professional Privilege (s 42 LPP) indicate that the document contains sensitive legal advice pertinent to the AEC's operational procedures and decisions regarding party registration.
Relevance to the FOI Request:
This document is highly relevant to the FOI request concerning VOTEFLUX.ORG's deregistration. It directly addresses the AEC's internal considerations regarding its membership testing methodology, particularly its resource constraints and the rationale behind adhering to an established, endorsed methodology.
The FOI request overview states that VFUD's deregistration was upheld based on the failure of its first membership test and its subsequent failure to provide a "properly testable list within the AEC's established, resource-constrained methodology," despite a procedural error in testing its second, larger 4,680-member list.
This document explicitly supports the AEC's position by demonstrating:
- Cost and Resource Strain: Testing a significantly larger sample, as would be required for a list of over 4,000 members (like VFUD's second list), would incur a tenfold increase in cost and demand a substantial, impractical reallocation of internal AEC staffing and resources.
- Adherence to Endorsed Methodology: The document emphasizes the AEC's commitment to its "endorsed methodology" and expresses concerns that deviating from it to accommodate excessively large lists could set an "unnecessary strain on resources" and create a "precedent in which the AEC (or the Electoral Commission) will test membership lists of any size, despite there being an endorsed methodology."
- Protection against Challenges: The AEC acknowledges the risk of providing "an opportunity for deregistered parties to challenge established processes" if it were to test unusually large lists outside its standard methodology, reinforcing the decision to uphold deregistration based on current, robust processes.
In essence, the document reveals the internal cost-benefit analysis and strategic concerns that underpinned the AEC's decision to maintain its existing testing framework, even when faced with larger, non-compliant lists, thereby validating the "resource-constrained methodology" cited in the FOI request overview.